0001213900-20-004688.txt : 20200224 0001213900-20-004688.hdr.sgml : 20200224 20200224204213 ACCESSION NUMBER: 0001213900-20-004688 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Billingsley Jessica CENTRAL INDEX KEY: 0001780003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 20646910 MAIL ADDRESS: STREET 1: AKERNA CORP. STREET 2: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 ownership.xml X0306 4 2020-02-20 0 0001755953 Akerna Corp. KERN 0001780003 Billingsley Jessica C/O AKERNA CORP. 1630 WELTON STREET, FLOOR 4 DENVER CO 80202 1 1 0 0 Chief Executive Officer Restricted Stock Units 0 2020-02-20 4 A 0 10000 A Common Stock 10000 10000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Akerna Corp. (the "Company"). The Company may also elect to settle the vested RSUs in cash or stock, in the Company's its sole discretion. Ms. Billingsley was granted 10,000 RSUs under the Akerna Corp. 2019 Long Term Incentive Plan (the "Plan"). The RSUs will vest as follows: 2,500 of the RSUs vest July 1, 2020; 2,500 vest on July 1, 2021; 2,500 vest on July 1, 2022 and 2,500 vest on July 1, 2023; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Ms. Billingsley's continued employment with the Company, the RSUs shall be settled on the final vesting date. All capitalized but undefined terms have the meanings ascribed thereto by the Plan. /s/ Jessica Billingsley 2020-02-24