0001755785-20-000001.txt : 20200110 0001755785-20-000001.hdr.sgml : 20200110 20200110151411 ACCESSION NUMBER: 0001755785-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 EFFECTIVENESS DATE: 20200110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 20520835 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 12-31-2019 12-31-2019 Canton Hathaway, LLC
ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903
13F HOLDINGS REPORT 028-18907 N
Nicholas Trotman Chief Compliance Officer 4014337800 Nicholas Trotman Gloucester MA 01-10-2020 0 199 194594 false
INFORMATION TABLE 2 dec19.13f.xml Abbott Laboratories COM 002824100 43 500 SH SOLE 0 0 500 Accenture PLC A COM G1151C101 74 352 SH SOLE 0 0 352 Adobe Systems Inc COM 00724F101 49 150 SH SOLE 0 0 150 Air Products & Chemicals Inc COM 009158106 470 2000 SH SOLE 0 0 2000 Alibaba Group Holding Ltd ADR ADR 01609W102 12 55 SH SOLE 0 0 55 AllianceBernstein Holding LP LP UNIT 01881G106 333 11000 SH SOLE 0 0 11000 Alphabet Inc COM 02079K107 2551 1908 SH SOLE 0 0 1908 Alphabet Inc COM 02079K305 624 466 SH SOLE 0 0 466 ALPS Dividend Dogs ETF ETF 00162Q858 140 3000 SH SOLE 0 0 3000 Amazon.Com Inc COM 023135106 2916 1578 SH SOLE 0 0 1578 American Express Co COM 025816109 415 3330 SH SOLE 0 0 3330 American Shared Hospital Svcs COM 029595105 231 94677 SH SOLE 0 0 94677 American Tower Corp COM 03027X100 31 135 SH SOLE 0 0 135 American Wtr Wks Co Inc COM 030420103 123 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 3043 12623 SH SOLE 0 0 12623 Aon Plc Com Usd COM G0408V102 42 200 SH SOLE 0 0 200 Apollo Global Management LLC COM 03768E105 493 10340 SH SOLE 0 0 10340 Apple Inc COM 037833100 3459 11780 SH SOLE 0 0 11780 Ares Capital Corp COM 04010L103 752 40324 SH SOLE 0 0 40324 Ares Commercial Real Estate Corp COM 04013V108 265 16760 SH SOLE 0 0 16760 At&T Inc COM 00206R102 293 7500 SH SOLE 0 0 7500 Automatic Data Processing Inc COM 053015103 14 80 SH SOLE 0 0 80 Avalara Inc COM 05338G106 86 1178 SH SOLE 0 0 1178 Bank New York Mellon Corp COM 064058100 53 1050 SH SOLE 0 0 1050 Bank of America Corporation COM 060505104 99 2823 SH SOLE 0 0 2823 Becton Dickinson and Co COM 075887109 11 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 107310 316 SH SOLE 0 0 316 Berkshire Hathaway Inc B COM 084670702 2436 10756 SH SOLE 0 0 10756 Bhp Billiton Ltd Adr ADR 088606108 38 700 SH SOLE 0 0 700 Biogen Inc COM 09062X103 148 500 SH SOLE 0 0 500 Biohaven Pharmaceutical Holding Co Ltd COM G11196105 163 3000 SH SOLE 0 0 3000 Blackrock Inc COM 09247X101 637 1268 SH SOLE 0 0 1268 Blackstone Group Lp COM 09260D107 889 15900 SH SOLE 0 0 15900 Booking Hldgs Inc COM 09857L108 41 20 SH SOLE 0 0 20 Boston Scientific Corp COM 101137107 5 100 SH SOLE 0 0 100 Bristol Myers Squibb COM 110122108 379 5900 SH SOLE 0 0 5900 Brookline Bancorp Inc COM 11373M107 5796 352150 SH SOLE 0 0 352150 Cantel Medical Corp COM 138098108 177 2500 SH SOLE 0 0 2500 Caterpillar Inc COM 149123101 4 30 SH SOLE 0 0 30 Century Aluminum Co COM 156431108 2 300 SH SOLE 0 0 300 Chevron Corp COM 166764100 18 150 SH SOLE 0 0 150 Chubb Ltd COM H1467J104 27 173 SH SOLE 0 0 173 Ciena Corp COM 171779309 1108 25948 SH SOLE 0 0 25948 Cintas Corp COM 172908105 4 15 SH SOLE 0 0 15 Cisco Sys Inc COM 17275R102 2000 41707 SH SOLE 0 0 41707 Citigroup Inc COM 172967424 823 10300 SH SOLE 0 0 10300 Coca-Cola Co COM 191216100 163 2945 SH SOLE 0 0 2945 Comcast Corp COM 20030N101 1109 24655 SH SOLE 0 0 24655 Corning Inc COM 219350105 533 18311 SH SOLE 0 0 18311 Corteva Inc com COM 22052L104 2 75 SH SOLE 0 0 75 Costco Wholesale Corp COM 22160K105 12 41 SH SOLE 0 0 41 Crown Castle International Corp COM 22822V101 781 5494 SH SOLE 0 0 5494 Cvs Health Corp COM 126650100 845 11370 SH SOLE 0 0 11370 Danaher Corp COM 235851102 2007 13078 SH SOLE 0 0 13078 Diageo PLC COM 25243Q205 38 225 SH SOLE 0 0 225 Disney Walt Co COM 254687106 1080 7467 SH SOLE 0 0 7467 Dollar General Corp COM 256677105 5 30 SH SOLE 0 0 30 Dominion Energy Inc COM 25746U109 66 800 SH SOLE 0 0 800 Dow Inc COM 260557103 4 75 SH SOLE 0 0 75 Duke Energy Corp COM 26441C204 26 287 SH SOLE 0 0 287 Dupont De Nemours Inc COM 26614N102 5 75 SH SOLE 0 0 75 Eaton Corp PLC COM G29183103 474 5000 SH SOLE 0 0 5000 Ebay Inc COM 278642103 17 475 SH SOLE 0 0 475 Ecolab Inc COM 278865100 20 105 SH SOLE 0 0 105 Edwards Lifesciences Corp COM 28176E108 100 430 SH SOLE 0 0 430 Eli Lilly and Co COM 532457108 66 500 SH SOLE 0 0 500 Enterprise Prods Partners Lp LP UNIT 293792107 2288 81233 SH SOLE 0 0 81233 EQT Corp COM 26884L109 17 1605 SH SOLE 0 0 1605 EQUITRANS MIDSTREAM CORP COM 294600101 17 1284 SH SOLE 0 0 1284 Exelon Corp COM 30161N101 34 750 SH SOLE 0 0 750 Facebook Inc COM 30303M102 205 1000 SH SOLE 0 0 1000 Fastenal Co COM 311900104 340 9200 SH SOLE 0 0 9200 Ferguson PLC COM G3421J106 136 1500 SH SOLE 0 0 1500 Fidelity Consumer Disc ETF ETF 316092204 595 12340 SH SOLE 0 0 12340 Fidelity Consumer Spls ETF ETF 316092303 630 16710 SH SOLE 0 0 16710 Fidelity Financials ETF ETF 316092501 656 14771 SH SOLE 0 0 14771 Fidelity Health Care ETF ETF 316092600 636 12777 SH SOLE 0 0 12777 Fidelity Industrials ETF ETF 316092709 817 19437 SH SOLE 0 0 19437 Fidelity Materials ETF ETF 316092881 684 19931 SH SOLE 0 0 19931 Fidelity Real Estate ETF ETF 316092857 552 19824 SH SOLE 0 0 19824 Fidelity Technology ETF ETF 316092808 677 9337 SH SOLE 0 0 9337 Fidelity Telecom Svc ETF ETF 316092873 660 18453 SH SOLE 0 0 18453 Fidelity Utilities ETF ETF 316092865 852 20146 SH SOLE 0 0 20146 Fiserv Inc COM 337738108 5 45 SH SOLE 0 0 45 Fortive Corp Com COM 34959J108 229 3000 SH SOLE 0 0 3000 Fortuna Silver Mines Inc COM 349915108 2 500 SH SOLE 0 0 500 Goldman Sachs Group Inc COM 38141G104 293 1275 SH SOLE 0 0 1275 GraniteShares Gold Trust ETF 38748G101 7 460 SH SOLE 0 0 460 Great Lakes Dredge & Dock Corp COM 390607109 85 7520 SH SOLE 0 0 7520 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 468 14530 SH SOLE 0 0 14530 Healthcare Tr Amer Inc COM 42225P501 182 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 279 1278 SH SOLE 0 0 1278 Honeywell International Inc COM 438516106 38 214 SH SOLE 0 0 214 Huntington Bancshares Inc COM 446150104 78 5200 SH SOLE 0 0 5200 Industrial Select SPDR ETF ETF 81369Y704 741 9100 SH SOLE 0 0 9100 Intel Corp COM 458140100 389 6500 SH SOLE 0 0 6500 Intercontinental Exchange Inc COM 45866F104 27 294 SH SOLE 0 0 294 International Business Machines Corp COM 459200101 308 2300 SH SOLE 0 0 2300 iPath S&P 500 VIX Futures ETN ETF 06746P621 181 12000 SH SOLE 0 0 12000 iShares Core MSCI EAFE ETF 46432F842 20 299 SH SOLE 0 0 299 Ishares Core S&P Small-Cap E ETF 464287804 22 267 SH SOLE 0 0 267 iShares Core S&P Total US Stock Mkt ETF ETF 464287150 43 592 SH SOLE 0 0 592 iShares Edge MSCI Min Vol Emerging Mkts ETF 464286533 37 635 SH SOLE 0 0 635 iShares Gold Trust ETF 464285105 82 5627 SH SOLE 0 0 5627 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 45 350 SH SOLE 0 0 350 Ishares Inc Core Msci Emerging Mkts Etf ETF 46434G103 23 425 SH SOLE 0 0 425 Ishares Msci Emerging Markets Etf ETF 464287234 1280 28530 SH SOLE 0 0 28530 iShares Nasdaq Biotechnology ETF 464287556 271 2247 SH SOLE 0 0 2247 Ishares Select Dividend Etf ETF 464287168 1188 11240 SH SOLE 0 0 11240 iShares Silver Trust ETF 46428Q109 24 1444 SH SOLE 0 0 1444 Ishares Tr S&P US Pfd Stk ETF 464288687 113 3000 SH SOLE 0 0 3000 iShares US Aerospace & Defense ETF ETF 464288760 121 544 SH SOLE 0 0 544 iShares US Home Construction ETF 464288752 13 282 SH SOLE 0 0 282 iShares US Insurance ETF ETF 464288786 33 458 SH SOLE 0 0 458 iShares US Medical Devices ETF 464288810 36 138 SH SOLE 0 0 138 Johnson & Johnson COM 478160104 1144 7841 SH SOLE 0 0 7841 Jpmorgan Chase & Co COM 46625H100 3021 21668 SH SOLE 0 0 21668 Kimberly-Clark Corp COM 494368103 28 200 SH SOLE 0 0 200 L3Harris Technologies Ord COM 502431109 6 30 SH SOLE 0 0 30 Linde plc COM G5494J103 29 134 SH SOLE 0 0 134 Lockheed Martin Corp COM 539830109 174 447 SH SOLE 0 0 447 Lowe s Companies Inc COM 548661107 180 1500 SH SOLE 0 0 1500 Magellan Midstream Prtnrs Lp LP UNIT 559080106 905 14400 SH SOLE 0 0 14400 Marriott International Inc COM 571903202 2 12 SH SOLE 0 0 12 Marsh & Mclennan Companies Inc COM 571748102 36 325 SH SOLE 0 0 325 Maxim Integrated Products Inc COM 57772K101 11 184 SH SOLE 0 0 184 McCormick & Co Inc Non-Voting COM 579780206 170 1000 SH SOLE 0 0 1000 McDonald s Corp COM 580135101 43 217 SH SOLE 0 0 217 Medtronic Plc COM G5960L103 1642 14473 SH SOLE 0 0 14473 Merck & Co Inc COM 58933Y105 534 5870 SH SOLE 0 0 5870 Microsoft Corp COM 594918104 3550 22508 SH SOLE 0 0 22508 MODERNA INC COM 60770K107 66 3380 SH SOLE 0 0 3380 Mondelez International Inc Class A COM 609207105 36 647 SH SOLE 0 0 647 Morgan Stanley COM 617446448 307 6000 SH SOLE 0 0 6000 MPLX LP Partnership Units LP UNIT 55336V100 13 510 SH SOLE 0 0 510 NextEra Energy Inc COM 65339F101 28 114 SH SOLE 0 0 114 Nike Inc B COM 654106103 5 45 SH SOLE 0 0 45 Novartis Ag COM 66987V109 26 277 SH SOLE 0 0 277 NXP Semiconductors NV COM N6596X109 38 300 SH SOLE 0 0 300 O Reilly Automotive Inc COM 67103H107 25 56 SH SOLE 0 0 56 Oracle Corp COM 68389X105 53 1000 SH SOLE 0 0 1000 Pagseguro Digital Ltd Com Cl A COM G68707101 1127 32980 SH SOLE 0 0 32980 Parker Hannifin Corp COM 701094104 13 65 SH SOLE 0 0 65 Parsons Corp COM 70202L102 245 5940 SH SOLE 0 0 5940 Paychex Inc COM 704326107 14 161 SH SOLE 0 0 161 PBF Logistics LP LP UNIT 69318Q104 152 7500 SH SOLE 0 0 7500 Pepsico Inc COM 713448108 1116 8165 SH SOLE 0 0 8165 Pfizer Inc COM 717081103 53 1350 SH SOLE 0 0 1350 Phillips 66 Partners LP LP UNIT 718549207 1295 21010 SH SOLE 0 0 21010 Pnc Finl Svcs Group COM 693475105 271 1700 SH SOLE 0 0 1700 Procter And Gamble Co COM 742718109 95 760 SH SOLE 0 0 760 Prologis Inc COM 74340W103 383 4300 SH SOLE 0 0 4300 Public Storage COM 74460D109 21 100 SH SOLE 0 0 100 Rockwell Automation Inc COM 773903109 46 227 SH SOLE 0 0 227 Salesforce.com Inc COM 79466L302 195 1200 SH SOLE 0 0 1200 Seattle Genetics Inc COM 812578102 274 2400 SH SOLE 0 0 2400 Simulations Plus Inc COM 829214105 669 23000 SH SOLE 0 0 23000 Spdr Gold Tr Gold Shs ETF 78463V107 1513 10591 SH SOLE 0 0 10591 Spdr Index Shs Fds Euro Stoxx 50 Etf ETF 78463X202 20 500 SH SOLE 0 0 500 SPDR S&P 500 ETF ETF 78462F103 510 1586 SH SOLE 0 0 1586 SPDR S&P MidCap 400 ETF ETF 78467Y107 43 115 SH SOLE 0 0 115 SPDR S&P Software & Services ETF ETF 78464A599 156 1535 SH SOLE 0 0 1535 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 33 350 SH SOLE 0 0 350 Splunk Inc COM 848637104 524 3500 SH SOLE 0 0 3500 Stag Indl Inc COM 85254J102 172 5458 SH SOLE 0 0 5458 Stanley Black & Decker Inc COM 854502101 186 1122 SH SOLE 0 0 1122 Starbucks Corp COM 855244109 316 3590 SH SOLE 0 0 3590 Starwood Ppty Tr Inc COM 85571B105 117 4700 SH SOLE 0 0 4700 StoneCo Ltd COM G85158106 1835 46014 SH SOLE 0 0 46014 Sunrun Inc COM 86771W105 844 61140 SH SOLE 0 0 61140 Targa Res Corp COM 87612G101 163 4000 SH SOLE 0 0 4000 Target Corp COM 87612E106 6 45 SH SOLE 0 0 45 TerraForm Power Inc COM 88104R209 58 3760 SH SOLE 0 0 3760 Texas Instruments Inc COM 882508104 27 207 SH SOLE 0 0 207 The Estee Lauder Companies Inc Class A COM 518439104 7 33 SH SOLE 0 0 33 Thermo Fisher Scientific Inc COM 883556102 340 1046 SH SOLE 0 0 1046 Tjx Cos Inc COM 872540109 43 700 SH SOLE 0 0 700 TriplePoint Venture Growth BDC Corp COM 89677Y100 114 8000 SH SOLE 0 0 8000 Truist Finl Corp Com COM 89832Q109 52 923 SH SOLE 0 0 923 Twilio Inc COM 90138F102 71 722 SH SOLE 0 0 722 Union Pacific Corp COM 907818108 27 148 SH SOLE 0 0 148 United Parcel Service Inc Class B COM 911312106 26 225 SH SOLE 0 0 225 United Technologies Corp COM 913017109 60 399 SH SOLE 0 0 399 VanEck Vectors Gold Miners ETF ETF 92189F106 84 2880 SH SOLE 0 0 2880 VanEck Vectors Junior Gold Miners ETF ETF 92189F791 40 940 SH SOLE 0 0 940 Vanguard 500 ETF ETF 922908363 156 529 SH SOLE 0 0 529 Vanguard Dividend Appreciation ETF ETF 921908844 49 391 SH SOLE 0 0 391 Vanguard Extended Market ETF ETF 922908652 31 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 52 1180 SH SOLE 0 0 1180 Vanguard FTSE Emerging Markets ETF ETF 922042858 23 508 SH SOLE 0 0 508 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 282 3483 SH SOLE 0 0 3483 Vanguard Small-Cap ETF ETF 922908751 25 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 33 612 SH SOLE 0 0 612 Vanguard Value ETF ETF 922908744 62 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 1487 24212 SH SOLE 0 0 24212 Visa Inc Com Cl A COM 92826C839 2901 15440 SH SOLE 0 0 15440 Wal-Mart Stores Inc COM 931142103 7 60 SH SOLE 0 0 60 Waste Management Inc COM 94106L109 1019 8945 SH SOLE 0 0 8945 Yum China Hldgs Inc Com COM 98850P109 600 12500 SH SOLE 0 0 12500