0001085146-20-001408.txt : 20200511 0001085146-20-001408.hdr.sgml : 20200511 20200511164734 ACCESSION NUMBER: 0001085146-20-001408 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wambolt & Associates, LLC CENTRAL INDEX KEY: 0001755723 IRS NUMBER: 272153580 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18985 FILM NUMBER: 20865643 BUSINESS ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-962-6700 MAIL ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755723 XXXXXXXX 03-31-2020 03-31-2020 false Wambolt & Associates, LLC

13976 W. BOWLES AVENUE, STE. 200 LITTLETON CO 80127

13F HOLDINGS REPORT 028-18985 N Greg Wambolt 720-962-6700 /s/ Greg Wambolt Littleton CO 05-11-2020 0 158 96749 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 628 8242 SH SOLE 8242 0 0 ADOBE INC COM 00724F101 307 966 SH SOLE 966 0 0 AIR PRODS & CHEMS INC COM 009158106 714 3575 SH SOLE 3575 0 0 ALPHABET INC CAP STK CL A 02079K305 858 738 SH SOLE 738 0 0 ALPS ETF TR INTL SEC DV DOG 00162Q718 1819 92109 SH SOLE 92109 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 662 192383 SH SOLE 192383 0 0 ALTRIA GROUP INC COM 02209S103 280 7251 SH SOLE 7251 0 0 AMAZON COM INC COM 023135106 409 210 SH SOLE 210 0 0 AMPHENOL CORP NEW CL A 032095101 311 4267 SH SOLE 4267 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 259 7728 SH SOLE 7728 0 0 APOLLO INVT CORP COM NEW 03761U502 389 57697 SH SOLE 57697 0 0 APPLE INC COM 037833100 1739 6838 SH SOLE 6838 0 0 ARES CAPITAL CORP COM 04010L103 927 86003 SH SOLE 86003 0 0 AT&T INC COM 00206R102 249 8537 SH SOLE 8537 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 363 2652 SH SOLE 2652 0 0 AVALONBAY CMNTYS INC COM 053484101 255 1733 SH SOLE 1733 0 0 BCE INC COM NEW 05534B760 252 6168 SH SOLE 6168 0 0 BECTON DICKINSON & CO COM 075887109 308 1341 SH SOLE 1341 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 806 4408 SH SOLE 4408 0 0 BK OF AMERICA CORP COM 060505104 270 12700 SH SOLE 12700 0 0 BLACKROCK INC COM 09247X101 587 1334 SH SOLE 1334 0 0 BOOKING HLDGS INC COM 09857L108 562 418 SH SOLE 418 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 335 3531 SH SOLE 3531 0 0 CHUBB LIMITED COM H1467J104 247 2215 SH SOLE 2215 0 0 CISCO SYS INC COM 17275R102 252 6405 SH SOLE 6405 0 0 COCA COLA CO COM 191216100 647 14619 SH SOLE 14619 0 0 COLGATE PALMOLIVE CO COM 194162103 216 3252 SH SOLE 3252 0 0 CONSTELLATION BRANDS INC CL A 21036P108 287 2002 SH SOLE 2002 0 0 CVS HEALTH CORP COM 126650100 401 6765 SH SOLE 6765 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 179 44056 SH SOLE 44056 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 313 10985 SH SOLE 10985 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 388 3049 SH SOLE 3049 0 0 DIGITAL RLTY TR INC COM 253868103 972 6996 SH SOLE 6996 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 1815 39035 SH SOLE 39035 0 0 DISNEY WALT CO COM DISNEY 254687106 475 4918 SH SOLE 4918 0 0 DOLLAR GEN CORP NEW COM 256677105 394 2609 SH SOLE 2609 0 0 DOMINION ENERGY INC COM 25746U109 449 6222 SH SOLE 6222 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 441 5451 SH SOLE 5451 0 0 DUKE REALTY CORP COM NEW 264411505 667 20586 SH SOLE 20586 0 0 EATON CORP PLC SHS G29183103 532 6850 SH SOLE 6850 0 0 EMERSON ELEC CO COM 291011104 342 7170 SH SOLE 7170 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 349 24414 SH SOLE 24414 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 563 9118 SH SOLE 9118 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 737 20675 SH SOLE 20675 0 0 EVOKE PHARMA INC COM 30049G104 37 32000 SH SOLE 32000 0 0 EXXON MOBIL CORP COM 30231G102 224 5909 SH SOLE 5909 0 0 FACEBOOK INC CL A 30303M102 1437 8615 SH SOLE 8615 0 0 FIDUS INVT CORP COM 316500107 111 16816 SH SOLE 16816 0 0 FISERV INC COM 337738108 320 3366 SH SOLE 3366 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 215 4976 SH SOLE 4976 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 599 32006 SH SOLE 32006 0 0 GLADSTONE CAPITAL CORP COM 376535100 171 30376 SH SOLE 30376 0 0 GOLUB CAP BDC INC COM 38173M102 403 32095 SH SOLE 32095 0 0 HOME DEPOT INC COM 437076102 539 2885 SH SOLE 2885 0 0 HONEYWELL INTL INC COM 438516106 425 3175 SH SOLE 3175 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 360 3242 SH SOLE 3242 0 0 INTUIT COM 461202103 377 1637 SH SOLE 1637 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 890 22276 SH SOLE 22276 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1375 13735 SH SOLE 13735 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2084 24807 SH SOLE 24807 0 0 INVESCO EXCHANGE-TRADED FD T S&P INTL LOW 46138E230 2421 92107 SH SOLE 92107 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 1517 32321 SH SOLE 32321 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 1345 102225 SH SOLE 102225 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 650 31762 SH SOLE 31762 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 310 1630 SH SOLE 1630 0 0 ISHARES TR SELECT DIVID ETF 464287168 1535 20870 SH SOLE 20870 0 0 ISHARES TR CORE S&P500 ETF 464287200 440 1704 SH SOLE 1704 0 0 ISHARES TR MSCI EAFE ETF 464287465 251 4697 SH SOLE 4697 0 0 ISHARES TR COHEN STEER REIT 464287564 2299 25101 SH SOLE 25101 0 0 ISHARES TR S&P MC 400GR ETF 464287606 249 1394 SH SOLE 1394 0 0 ISHARES TR INTL SEL DIV ETF 464288448 366 16185 SH SOLE 16185 0 0 ISHARES TR INTRM TR CRP ETF 464288638 223 4062 SH SOLE 4062 0 0 ISHARES TR EAFE VALUE ETF 464288877 978 27396 SH SOLE 27396 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1352 19013 SH SOLE 19013 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1383 19330 SH SOLE 19330 0 0 JOHNSON & JOHNSON COM 478160104 412 3139 SH SOLE 3139 0 0 JPMORGAN CHASE & CO COM 46625H100 721 8003 SH SOLE 8003 0 0 LEIDOS HOLDINGS INC COM 525327102 1335 14565 SH SOLE 14565 0 0 LOWES COS INC COM 548661107 471 5474 SH SOLE 5474 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 348 7012 SH SOLE 7012 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 570 15619 SH SOLE 15619 0 0 MAIN STR CAP CORP COM 56035L104 1420 69213 SH SOLE 69213 0 0 MARKEL CORP COM 570535104 339 365 SH SOLE 365 0 0 MASTERCARD INC CL A 57636Q104 618 2557 SH SOLE 2557 0 0 MCDONALDS CORP COM 580135101 790 4775 SH SOLE 4775 0 0 MEDTRONIC PLC SHS G5960L103 346 3836 SH SOLE 3836 0 0 MERCK & CO. INC COM 58933Y105 301 3907 SH SOLE 3907 0 0 MICROSOFT CORP COM 594918104 2265 14359 SH SOLE 14359 0 0 MPLX LP COM UNIT REP LTD 55336V100 143 12329 SH SOLE 12329 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 299 5138 SH SOLE 5138 0 0 NEW MTN FIN CORP COM 647551100 221 32505 SH SOLE 32505 0 0 NEXTERA ENERGY INC COM 65339F101 391 1626 SH SOLE 1626 0 0 NOVARTIS A G SPONSORED ADR 66987V109 877 10638 SH SOLE 10638 0 0 NVIDIA CORP COM 67066G104 284 1076 SH SOLE 1076 0 0 ONEOK INC NEW COM 682680103 586 26860 SH SOLE 26860 0 0 ORACLE CORP COM 68389X105 300 6201 SH SOLE 6201 0 0 PAYCHEX INC COM 704326107 567 9012 SH SOLE 9012 0 0 PAYPAL HLDGS INC COM 70450Y103 343 3584 SH SOLE 3584 0 0 PDC ENERGY INC COM 69327R101 80 12944 SH SOLE 12944 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 250 51360 SH SOLE 51360 0 0 PFIZER INC COM 717081103 563 17235 SH SOLE 17235 0 0 PHILIP MORRIS INTL INC COM 718172109 485 6647 SH SOLE 6647 0 0 PHILLIPS 66 COM 718546104 223 4152 SH SOLE 4152 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 201 3975 SH SOLE 3975 0 0 PROCTER & GAMBLE CO COM 742718109 833 7572 SH SOLE 7572 0 0 PROLOGIS INC. COM 74340W103 919 11437 SH SOLE 11437 0 0 PROSPERITY BANCSHARES INC COM 743606105 658 13636 SH SOLE 13636 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1099 122532 SH SOLE 122532 0 0 ROYAL BK CDA COM 780087102 436 7080 SH SOLE 7080 0 0 S&P GLOBAL INC COM 78409V104 300 1223 SH SOLE 1223 0 0 SAP SE SPON ADR 803054204 482 4360 SH SOLE 4360 0 0 SCIENCE APPLICATNS INTL CP N COM 808625107 348 4658 SH SOLE 4658 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 379 6833 SH SOLE 6833 0 0 SHERWIN WILLIAMS CO COM 824348106 327 712 SH SOLE 712 0 0 SOLAR CAP LTD COM 83413U100 223 19137 SH SOLE 19137 0 0 SOUTHWEST AIRLS CO COM 844741108 311 8735 SH SOLE 8735 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 232 7586 SH SOLE 7586 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1708 86610 SH SOLE 86610 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 884 3430 SH SOLE 3430 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 736 15941 SH SOLE 15941 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 675 16508 SH SOLE 16508 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 298 8335 SH SOLE 8335 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 236 9123 SH SOLE 9123 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 1335 31181 SH SOLE 31181 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 1061 30078 SH SOLE 30078 0 0 STARBUCKS CORP COM 855244109 303 4607 SH SOLE 4607 0 0 STERIS PLC SHS USD G8473T100 254 1816 SH SOLE 1816 0 0 SUN LIFE FINL INC COM 866796105 238 7403 SH SOLE 7403 0 0 TEXAS INSTRS INC COM 882508104 216 2163 SH SOLE 2163 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 670 2363 SH SOLE 2363 0 0 TJX COS INC NEW COM 872540109 435 9105 SH SOLE 9105 0 0 TOTAL S.A. SPONSORED ADS 89151E109 203 5461 SH SOLE 5461 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 313 2608 SH SOLE 2608 0 0 TPG SPECIALTY LENDING INC COM 87265K102 678 48675 SH SOLE 48675 0 0 UNILEVER PLC SPON ADR NEW 904767704 406 8019 SH SOLE 8019 0 0 UNION PAC CORP COM 907818108 616 4364 SH SOLE 4364 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3975 42550 SH SOLE 42550 0 0 UNITEDHEALTH GROUP INC COM 91324P102 434 1739 SH SOLE 1739 0 0 VAIL RESORTS INC COM 91879Q109 265 1794 SH SOLE 1794 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 165 17683 SH SOLE 17683 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 214 9070 SH SOLE 9070 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 351 2355 SH SOLE 2355 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 218 2333 SH SOLE 2333 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 222 2730 SH SOLE 2730 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 815 11663 SH SOLE 11663 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 302 2296 SH SOLE 2296 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 246 2128 SH SOLE 2128 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 622 8798 SH SOLE 8798 0 0 VENTAS INC COM 92276F100 381 14216 SH SOLE 14216 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 976 18158 SH SOLE 18158 0 0 VISA INC COM CL A 92826C839 684 4245 SH SOLE 4245 0 0 WALMART INC COM 931142103 950 8363 SH SOLE 8363 0 0 WASTE MGMT INC DEL COM 94106L109 940 10154 SH SOLE 10154 0 0 WELLS FARGO CO NEW COM 949746101 263 9167 SH SOLE 9167 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 411 16992 SH SOLE 16992 0 0 WP CAREY INC COM 92936U109 1128 19424 SH SOLE 19424 0 0 XCEL ENERGY INC COM 98389B100 429 7113 SH SOLE 7113 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 356 1938 SH SOLE 1938 0 0