SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Collins James C. Jr.

(Last) (First) (Middle)
C/O CORTEVA, INC.
974 CENTRE ROAD, CRP 735

(Street)
WILMINGTON DE 19805

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Corteva, Inc. [ CTVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/18/2021 M 27,837 A $32.36 309,577.0579(1) D
Common Stock 05/18/2021 F 19,585(2) D $45.995 289,992.0579 D
Common Stock 05/18/2021 F 3,792(3) D $45.995 286,200.0579(4) D
Common Stock 05/18/2021 M 82,464 A $26.76 368,664.0579 D
Common Stock 05/18/2021 F 47,979(2) D $45.995 320,685.0579 D
Common Stock 05/18/2021 F 15,847(3) D $45.995 304,838.0579(4) D
Common Stock 05/18/2021 M 131,943 A $34.68 436,781.0579 D
Common Stock 05/18/2021 F 99,486(2) D $45.995 337,295.0579 D
Common Stock 05/18/2021 F 14,915(3) D $45.995 322,380.0579(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options $32.36 05/18/2021 M 27,837 (5) 02/03/2022 Common Stock 27,837 $0.00 0 D
Non-Qualified Stock Options $26.76 05/18/2021 M 82,464 (5) 02/02/2026 Common Stock 82,464 $0.00 0 D
Non-Qualified Stock Options $34.68 05/18/2021 M 131,943 (5) 02/01/2027 Common Stock 131,943 $0.00 0 D
Explanation of Responses:
1. Includes acquisition of shares pursuant to dividend reinvestment.
2. Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
3. Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
4. Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
5. This option is fully vested and exercisable.
Remarks:
/s/Abigail Jarrell, by power-of-attorney 05/20/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.