0001209191-19-055544.txt : 20191106 0001209191-19-055544.hdr.sgml : 20191106 20191106173458 ACCESSION NUMBER: 0001209191-19-055544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN GREGORY R CENTRAL INDEX KEY: 0001775074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38710 FILM NUMBER: 191197462 MAIL ADDRESS: STREET 1: C/O CORTEVA, INC. STREET 2: 974 CENTRE ROAD, BLDG. 735 CITY: WILMINGTON STATE: DE ZIP: 19805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corteva, Inc. CENTRAL INDEX KEY: 0001755672 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 824979096 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 974 CENTRE ROAD STREET 2: BUILDING 735 CITY: WILMINGTON STATE: DE ZIP: 19805 BUSINESS PHONE: (302) 485-3000 MAIL ADDRESS: STREET 1: 974 CENTRE ROAD STREET 2: BUILDING 735 CITY: WILMINGTON STATE: DE ZIP: 19805 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-04 0 0001755672 Corteva, Inc. CTVA 0001775074 FRIEDMAN GREGORY R C/O CORTEVA, INC. 974 CENTRE ROAD, CRP 735 WILMINGTON DE 19805 0 1 0 0 Executive VP, CFO Common Stock 2019-11-04 4 P 0 2800 26.18 A 60582.2552 D Common Stock 2019-11-04 4 P 0 1025 26.20 A 61607.2552 D Non-Qualified Stock Options 27.17 2021-02-04 Common Stock 18326 18326 D Non-Qualified Stock Options 32.36 2022-02-03 Common Stock 12157 12157 D Non-Qualified Stock Options 26.76 2026-02-02 Common Stock 21638 21638 D Non-Qualified Stock Options 34.68 2027-02-01 Common Stock 21111 21111 D Non-Qualified Stock Options 41.94 2028-02-14 Common Stock 10780 10780 D On June 1, 2019, the Reporting Person received a dividend of one (1) share of Corteva, Inc. common stock for every three (3) shares of DowDuPont Inc. held by the Reporting Person, and the Reporting Person's equity awards denominated in DowDuPont common stock were adjusted, in part, into equity awards denominated in Corteva common stock, all as described in Corteva's Registration Statement on Form 10 filed with the Securities and Exchange Commission on May 6, 2019. This amount includes shares of Issuer common stock received in connection with the separation in an exempt transaction pursuant to Rule 16a-9, including restricted stock units and related dividend equivalent units. In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock in an exempt transaction pursuant to Rule 16a-9. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. This option is fully vested and exercisable. 14,074 options are vested and exercisable. The remaining options will vest on February 2, 2020. 3,593 options are vested and exercisable. The remaining options will vest in two equal installments on February 15, 2020 and February 15, 2021. /s/Abigail Jarrell, attorney-in-fact 2019-11-06