0001209191-19-055544.txt : 20191106
0001209191-19-055544.hdr.sgml : 20191106
20191106173458
ACCESSION NUMBER: 0001209191-19-055544
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191104
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN GREGORY R
CENTRAL INDEX KEY: 0001775074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38710
FILM NUMBER: 191197462
MAIL ADDRESS:
STREET 1: C/O CORTEVA, INC.
STREET 2: 974 CENTRE ROAD, BLDG. 735
CITY: WILMINGTON
STATE: DE
ZIP: 19805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Corteva, Inc.
CENTRAL INDEX KEY: 0001755672
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 824979096
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 974 CENTRE ROAD
STREET 2: BUILDING 735
CITY: WILMINGTON
STATE: DE
ZIP: 19805
BUSINESS PHONE: (302) 485-3000
MAIL ADDRESS:
STREET 1: 974 CENTRE ROAD
STREET 2: BUILDING 735
CITY: WILMINGTON
STATE: DE
ZIP: 19805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-04
0
0001755672
Corteva, Inc.
CTVA
0001775074
FRIEDMAN GREGORY R
C/O CORTEVA, INC.
974 CENTRE ROAD, CRP 735
WILMINGTON
DE
19805
0
1
0
0
Executive VP, CFO
Common Stock
2019-11-04
4
P
0
2800
26.18
A
60582.2552
D
Common Stock
2019-11-04
4
P
0
1025
26.20
A
61607.2552
D
Non-Qualified Stock Options
27.17
2021-02-04
Common Stock
18326
18326
D
Non-Qualified Stock Options
32.36
2022-02-03
Common Stock
12157
12157
D
Non-Qualified Stock Options
26.76
2026-02-02
Common Stock
21638
21638
D
Non-Qualified Stock Options
34.68
2027-02-01
Common Stock
21111
21111
D
Non-Qualified Stock Options
41.94
2028-02-14
Common Stock
10780
10780
D
On June 1, 2019, the Reporting Person received a dividend of one (1) share of Corteva, Inc. common stock for every three (3) shares of DowDuPont Inc. held by the Reporting Person, and the Reporting Person's equity awards denominated in DowDuPont common stock were adjusted, in part, into equity awards denominated in Corteva common stock, all as described in Corteva's Registration Statement on Form 10 filed with the Securities and Exchange Commission on May 6, 2019. This amount includes shares of Issuer common stock received in connection with the separation in an exempt transaction pursuant to Rule 16a-9, including restricted stock units and related dividend equivalent units.
In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock in an exempt transaction pursuant to Rule 16a-9. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.
This option is fully vested and exercisable.
14,074 options are vested and exercisable. The remaining options will vest on February 2, 2020.
3,593 options are vested and exercisable. The remaining options will vest in two equal installments on February 15, 2020 and February 15, 2021.
/s/Abigail Jarrell, attorney-in-fact
2019-11-06