0001213900-20-000679.txt : 20200109
0001213900-20-000679.hdr.sgml : 20200109
20200109173022
ACCESSION NUMBER: 0001213900-20-000679
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200107
FILED AS OF DATE: 20200109
DATE AS OF CHANGE: 20200109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JFL-NRCG Holdings III, LLC
CENTRAL INDEX KEY: 0001755702
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39120
FILM NUMBER: 20518956
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 634-0100
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JFL-NRCG Annex Fund, L.P.
CENTRAL INDEX KEY: 0001755591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39120
FILM NUMBER: 20518957
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 634-0100
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US Ecology, Inc.
CENTRAL INDEX KEY: 0001783400
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 S. CAPITOL BLVD.
STREET 2: SUITE 1000
CITY: BOISE
STATE: ID
ZIP: 83702
BUSINESS PHONE: (208) 331-8400
MAIL ADDRESS:
STREET 1: 101 S. CAPITOL BLVD.
STREET 2: SUITE 1000
CITY: BOISE
STATE: ID
ZIP: 83702
FORMER COMPANY:
FORMER CONFORMED NAME: US Ecology Parent, Inc.
DATE OF NAME CHANGE: 20190723
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-07
0
0001783400
US Ecology, Inc.
ECOL
0001755702
JFL-NRCG Holdings III, LLC
C/O J.F. LEHMAN & COMPANY
110 EAST 59TH STREET, 27TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001755591
JFL-NRCG Annex Fund, L.P.
C/O J.F. LEHMAN & COMPANY
110 EAST 59TH STREET, 27TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2020-01-07
4
J
0
497598
0
D
4014620
I
See Footnotes
Common Stock
2020-01-07
4
J
0
8238
0
D
66460
I
See Footnotes
Common Stock
10798
D
These securities of US Ecology, Inc. (the "Issuer") are held by JFL-NRC-SES Partners, LLC ("JFL Partners"). JFL Partners may be deemed to be controlled by its sole members, JFL-NRC Partners, LLC ("JFL-NRC") and JFL-SES Partners, LLC ("JFL-SES"). JFL-SES is controlled by JFL-SES Holdings, LLC ("JFL-SES Holdings"), which is controlled by its member JFL-SES (JA) Holdings, LLC ("JFL-SES (JA)"), which is controlled by its sole member JFL-SES Int. (JA) Holdings, LLC ("JFL-SES Int."), which is controlled by its member JFL AIV Investors III-JA, L.P. ("JFL AIV JA"). JFL-NRC is controlled by its member JFL-NRC (JA) Holdings, LLC ("JFL-NRC (JA)"), which is controlled by its sole member JFL-NRC Int. (JA) Holdings, LLC ("JFL-NRC Int."), which is controlled by its member JFL AIV JA. JFL AIV JA is controlled by its general partner, JFL GP Investors III, LLC ("Ultimate GP III"). Ultimate GP III is controlled by its managers Messrs. John Lehman, Louis Mintz, Stephen Brooks, and C. Alexander Harman.
These securities of the Issuer are held by JFL-NRCG Holdings III, LLC ("JFL-NRCG III"). JFL-NRCG III may be deemed to be controlled by its managing member, JFL-NRCG Annex Fund, LP ("Annex Fund"). Annex Fund is controlled by its general partner, Ultimate GP III. Ultimate GP III is controlled by its managers Messrs. Lehman, Mintz, Brooks, and Harman.
Each of the Reporting Persons, and Messrs. Lehman, Mintz, Brooks and Harman, disclaims beneficial ownership of the securities reported herein or that may be beneficially owned by any of the other Reporting Persons, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by JFL Partners without consideration to its partners.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by JFL-NRCG III without consideration to its partners.
Represents a change in the form of ownership of shares of Common Stock received by Ultimate GP III in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by JFL-NRCG III and JFL Partners. Ultimate GP III previously reported these shares as indirectly held by JFL-NRCG III and JFL Partners.
The shares of Common Stock of the Issuer are held by Ultimate GP III.
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, JFL Partners, JFL-NRC, JFL-SES, JFL-SES Holdings, JFL-SES (JA), JFL-SES Int., JFL AIV JA, JFL-NRC (JA), JFL-NRC Int. and Ultimate GP III have filed a separate Form 4. The Reporting Persons are jointly filing this Form 4.
JFL-NRCG Holdings III, LLC By: /s/ David Rattner, as secretary
2020-01-09
JFL-NRCG Annex Fund, LP By: JFL GP Investors III, LLC Its General Partner By: /s/ David Rattner, attorney-in-fact
2020-01-09