0001104659-20-134903.txt : 20201211 0001104659-20-134903.hdr.sgml : 20201211 20201211201858 ACCESSION NUMBER: 0001104659-20-134903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201209 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linardos Elizabeth CENTRAL INDEX KEY: 0001835144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38835 FILM NUMBER: 201384844 MAIL ADDRESS: STREET 1: C/O DESKTOP METAL, INC. STREET 2: 63 THIRD AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Desktop Metal, Inc. CENTRAL INDEX KEY: 0001754820 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 832044042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: 2125032855 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 FORMER COMPANY: FORMER CONFORMED NAME: Trine Acquisition Corp. DATE OF NAME CHANGE: 20181001 4 1 tm2038231-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-09 0 0001754820 Desktop Metal, Inc. DM 0001835144 Linardos Elizabeth C/O DESKTOP METAL, INC. 63 3RD AVENUE BURLINGTON MA 01803 0 1 0 0 CFO & Treasurer Stock Option 2.46 2020-12-09 4 A 0 121739 A 2027-11-30 Class A Common Stock 121739 121739 D Stock Option 1.41 2020-12-09 4 A 0 55337 A 2027-11-30 Class A Common Stock 55337 55337 D Stock Option 3.35 2020-12-09 4 A 0 4324 A 2029-05-07 Class A Common Stock 4324 4324 D Stock Option 1.41 2020-12-09 4 A 0 7887 A 2029-05-07 Class A Common Stock 7887 7887 D Stock Option 1.41 2020-12-09 4 A 0 30530 A 2030-06-10 Class A Common Stock 30530 30530 D Stock Option 1.41 2020-12-09 4 A 0 512911 A 2030-08-04 Class A Common Stock 512911 512911 D The option is fully vested. The stock option vested with respect to 50% of the underlying shares upon the closing of the Business Combination (see note 7). The remaining unvested shares vest as to 25% of the underlying shares on September 1, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter. The stock option is fully vested. The stock option vested with respect to 50% of the underlying shares upon the closing of the Business Combination (see note 7). The remaining unvested shares vest as to 25% of the underlying shares on September 1, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter. The stock option vested with respect to 50% of the underlying shares upon the closing of the Business Combination (see note 7). The remaining unvested shares vest as to 25% of the underlying shares on May 1, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter. The stock option vested with respect to 50% of the underlying shares upon the closing of the Business Combination (see note 7). The remaining unvested shares vest as to 25% of the underlying shares on July 17, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter. Pursuant to the business combination of Trine Acquisition Corp. and Desktop Metal, Inc. ("Old Desktop" and such business combination, the "Business Combination"), each share of Old Desktop outstanding common and preferred stock were automatically converted into the right to receive shares of the Issuer's Class A Common Stock based on a 1-to-1.221218442 conversion ratio (the "Conversion Ratio). In addition, each outstanding Old Desktop equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Desktop equity awards. By: /s/ Meg Broderick, Attorney-in-Fact 2020-12-11