SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
EBRAHIMI FARHAD FRED

(Last) (First) (Middle)
191 UNIVERSITY BLVD, SUITE 246

(Street)
DENVER CO 80206

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Desktop Metal, Inc. [ DM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2023 X 180,100 A $2 10,314,385 I Shiraz Capital LLC
Common Stock 11/21/2023 X 30,600 A $2.5 10,344,985 I Shiraz Capital LLC
Common Stock 11/21/2023 X 27,200 A $3 3,339,311 I By Corcaigh LLC
Common Stock 11/21/2023 X 105,600 A $3 18,313,354 I By Crescent River LLC
Common Stock 11/21/2023 X 33,100 A $2.5 18,346,454 I By Crescent River LLC
Common Stock 5,302,600 I By Infinity Trusts Investment LLC
Common Stock 583,421 I By Elstead 2020 GRAT
Common Stock 378,300 I By Havana 2020 GRAT
Common Stock 1,210,300 I By Farhad F Ebrahimi Roth IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
PUT Option (Obligation to Buy) $3 11/21/2023 X 105,600 04/03/2023 01/17/2025 Common Stock 105,600 $0 28,800 I By Crescent River LLC
PUT Option (Obligation to Buy) $2.5 11/21/2023 X 33,100 07/18/2023 01/17/2025 Common Stock 33,100 $0 55,600 I By Crescent River LLC
PUT Option (Obligation to Buy) $2 11/21/2023 X 25,000 07/14/2023 02/16/2024 Common Stock 25,000 $0 158,400 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $2 11/21/2023 X 139,300 05/24/2023 01/19/2024 Common Stock 139,300 $0 600,000 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $2 11/21/2023 X 15,800 03/06/2023 01/19/2024 Common Stock 15,800 $0 584,200 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $2.5 11/21/2023 X 30,600 03/06/2023 01/19/2024 Common Stock 30,600 $0 237,900 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $3 11/21/2023 X 27,200 03/02/2023 01/17/2025 Common Stock 27,200 $0 23,700 I By Corcaigh LLC
Explanation of Responses:
Remarks:
The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi 11/24/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.