0001567619-22-020804.txt : 20221123 0001567619-22-020804.hdr.sgml : 20221123 20221123120519 ACCESSION NUMBER: 0001567619-22-020804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221122 FILED AS OF DATE: 20221123 DATE AS OF CHANGE: 20221123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Listner Michael CENTRAL INDEX KEY: 0001876359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40711 FILM NUMBER: 221414530 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orange County Bancorp, Inc. /DE/ CENTRAL INDEX KEY: 0001754226 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261135778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 BUSINESS PHONE: (845) 341-5000 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 4 1 doc1.xml FORM 4 X0306 4 2022-11-22 0 0001754226 Orange County Bancorp, Inc. /DE/ OBT 0001876359 Listner Michael 212 DOLSON AVENUE MIDDLETOWN NY 10940 0 1 0 0 SVP and CCO Common Stock 2022-03-15 5 L 0 1 40.99 A 3104 D Common Stock 2022-09-15 5 L 0 3 37.03 A 3107 D Common Stock 2022-11-22 4 S 0 100 46.68 D 3007 D Common Stock 2022-11-22 4 S 0 200 46.62 D 2807 D Common Stock 2022-11-22 4 S 0 457 46.52 D 2350 D Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Listner has paid the Issuer the full amount of profit realized in connection with the short-swing transaction of $28.95. /s/ Jennifer Staub, pursuant to Power of Attorney 2022-11-23