0001104659-21-130113.txt : 20211026 0001104659-21-130113.hdr.sgml : 20211026 20211026185416 ACCESSION NUMBER: 0001104659-21-130113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211022 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finazzo Nicholas CENTRAL INDEX KEY: 0001838102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38801 FILM NUMBER: 211350100 MAIL ADDRESS: STREET 1: C/O AERSALE CORPORATION STREET 2: 121 ALHAMBRA PLAZA, SUITE 1700 CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AerSale Corp CENTRAL INDEX KEY: 0001754170 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 831751907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1700 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305) 764-3245 MAIL ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1700 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Monocle Acquisition Corp DATE OF NAME CHANGE: 20180925 4 1 tm2131105-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-22 0 0001754170 AerSale Corp ASLE 0001838102 Finazzo Nicholas 121 ALHAMBRA PLAZA, SUITE 1700 CORAL GABLES FL 33134 1 1 0 0 See Remarks Common Stock 2021-10-22 4 C 0 403373 A 2828886 I See Footnote Contingent Earnout Shares 2021-10-22 4 C 0 403373 0 D Common Stock 403373 0 I See Footnote Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo. Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. The Reporting Person's right to receive shares pursuant to this earn-out became fixed and irrevocable on December 22, 2020, the effective date of the merger. Chairman, Chief Executive Officer, Division President, TechOps /s/ Martin Garmendia, Attorney-in-fact For Nicolas Finazzo 2021-10-26