0001104659-21-130113.txt : 20211026
0001104659-21-130113.hdr.sgml : 20211026
20211026185416
ACCESSION NUMBER: 0001104659-21-130113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211022
FILED AS OF DATE: 20211026
DATE AS OF CHANGE: 20211026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finazzo Nicholas
CENTRAL INDEX KEY: 0001838102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38801
FILM NUMBER: 211350100
MAIL ADDRESS:
STREET 1: C/O AERSALE CORPORATION
STREET 2: 121 ALHAMBRA PLAZA, SUITE 1700
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AerSale Corp
CENTRAL INDEX KEY: 0001754170
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
IRS NUMBER: 831751907
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 ALHAMBRA PLAZA
STREET 2: SUITE 1700
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: (305) 764-3245
MAIL ADDRESS:
STREET 1: 121 ALHAMBRA PLAZA
STREET 2: SUITE 1700
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: Monocle Acquisition Corp
DATE OF NAME CHANGE: 20180925
4
1
tm2131105-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-10-22
0
0001754170
AerSale Corp
ASLE
0001838102
Finazzo Nicholas
121 ALHAMBRA PLAZA, SUITE 1700
CORAL GABLES
FL
33134
1
1
0
0
See Remarks
Common Stock
2021-10-22
4
C
0
403373
A
2828886
I
See Footnote
Contingent Earnout Shares
2021-10-22
4
C
0
403373
0
D
Common Stock
403373
0
I
See Footnote
Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.
Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. The Reporting Person's right to receive shares pursuant to this earn-out became fixed and irrevocable on December 22, 2020, the effective date of the merger.
Chairman, Chief Executive Officer, Division President, TechOps
/s/ Martin Garmendia, Attorney-in-fact For Nicolas Finazzo
2021-10-26