0001578563-23-000076.txt : 20230830 0001578563-23-000076.hdr.sgml : 20230830 20230830160357 ACCESSION NUMBER: 0001578563-23-000076 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210811 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harley Joshua CENTRAL INDEX KEY: 0001817237 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 231225258 MAIL ADDRESS: STREET 1: C/O FATHOM HOLDINGS INC. STREET 2: 211 NEW EDITION COURT, SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0508 4/A 2021-08-11 2021-08-13 0 0001753162 Fathom Holdings Inc. FTHM 0001817237 Harley Joshua C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY DRIVE, SUITE 300 CARY NC 27518 1 1 1 0 Chief Executive Officer 1 Common Stock 2021-08-12 4 S 0 2020 34.03 D 3198040 D Common Stock 3196565 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021. The reported securities were sold in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024. This amendment is filed to correct the amount of shares sold on 08/12/2021 from the originally reported 13,516 shares to the correct amount of 2,020 shares. The total shares reflected as owned directly in the line after the line in which the amended transaction is reported incorporates all transactions reported on the original Form 4. All other information in the original Form 4 remains unchanged. /s/ Donald R. Reynolds, by Power of Attorney 2023-08-30