0001578563-21-000042.txt : 20211123 0001578563-21-000042.hdr.sgml : 20211123 20211123163035 ACCESSION NUMBER: 0001578563-21-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fregenal Marco CENTRAL INDEX KEY: 0001817271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 211438912 MAIL ADDRESS: STREET 1: C/O FATHOM HOLDINGS INC. STREET 2: 211 NEW EDITION COURT, SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-22 0 0001753162 Fathom Holdings Inc. FTHM 0001817271 Fregenal Marco C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY DRIVE, SUITE 300 CARY NC 27518 1 1 0 0 Chief Financial Officer Common Stock 2021-11-22 4 S 0 150000 24.125 D 1114965 D Common Stock 329 I See footnote Common Stock 150000 I By: Fregenal 2020 Irrevocable Trust The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021. Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share. Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024. These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024. These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Donald R. Reynolds, by Power of Attorney 2021-11-23