0001578563-21-000028.txt : 20210820 0001578563-21-000028.hdr.sgml : 20210820 20210820165549 ACCESSION NUMBER: 0001578563-21-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210818 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fregenal Marco CENTRAL INDEX KEY: 0001817271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 211194423 MAIL ADDRESS: STREET 1: C/O FATHOM HOLDINGS INC. STREET 2: 211 NEW EDITION COURT, SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-08-18 0 0001753162 Fathom Holdings Inc. FTHM 0001817271 Fregenal Marco C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY SUITE 300 CARY NC 27518 1 1 0 0 Chief Financial Officer Common Stock 2021-08-18 4 S 0 2480 25.71 D 1285325 D Common Stock 2021-08-19 4 S 0 6031 26.41 D 1279294 D Common Stock 2021-08-19 4 S 0 569 27.02 D 1278725 D Common Stock 2021-08-20 4 S 0 6036 26.85 D 1272689 D Common Stock 2021-08-20 4 S 0 64 27.37 D 1272625 D Common Stock 329 I See Footnote (7) Common Stock 150000 I By: Fregenal 2020 Irrevocable Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021. The reported securities were sold in multiple transactions at prices ranging from $25.41 to $26.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024. The reported securities were sold in multiple transactions at prices ranging from $26.00 to $26.82. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $27.00 to $27.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $26.30 to $27.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024. These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Donald R. Reynolds, by Power of Attorney 2021-08-20