0001578563-21-000027.txt : 20210818
0001578563-21-000027.hdr.sgml : 20210818
20210818183243
ACCESSION NUMBER: 0001578563-21-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210818
DATE AS OF CHANGE: 20210818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harley Joshua
CENTRAL INDEX KEY: 0001817237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39412
FILM NUMBER: 211187781
MAIL ADDRESS:
STREET 1: C/O FATHOM HOLDINGS INC.
STREET 2: 211 NEW EDITION COURT, SUITE 211
CITY: CARY
STATE: NC
ZIP: 27511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fathom Holdings Inc.
CENTRAL INDEX KEY: 0001753162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 821518164
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 8884556040
MAIL ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-08-16
0
0001753162
Fathom Holdings Inc.
FTHM
0001817237
Harley Joshua
C/O FATHOM HOLDINGS INC.
2000 REGENCY PARKWAY DRIVE, SUITE 300
CARY
NC
27518
1
1
1
0
Chief Executive Officer
Common Stock
2021-08-16
4
S
0
1155
27.77
D
3183914
D
Common Stock
2021-08-17
4
S
0
800
26.46
D
3183114
D
Common Stock
2021-08-18
4
S
0
3549
25.69
D
3179565
D
Common Stock
2021-08-18
4
S
0
1
26.45
D
3179564
D
Common Stock
2063032
I
See footnote
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
The reported securities were sold in multiple transactions at prices ranging from $27.50 to $28.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.
The reported securities were sold in multiple transactions at prices ranging from $26.30 to $26.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $25.41 to $26.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.
/s/ Donald R. Reynolds, by Power of Attorney
2021-08-18