0001578563-21-000019.txt : 20210616 0001578563-21-000019.hdr.sgml : 20210616 20210616164913 ACCESSION NUMBER: 0001578563-21-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hood David C. CENTRAL INDEX KEY: 0001783181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 211022068 MAIL ADDRESS: STREET 1: C/O GUNDERSON DETTMER STREET 2: ONE MARINA PARK DRIVE, SUITE 900 CITY: BOSTON STATE: MA ZIP: 02210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-15 0 0001753162 Fathom Holdings Inc. FTHM 0001783181 Hood David C. C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY SUITE 300 CARY NC 27518 1 0 0 0 Common Stock 2021-06-15 4 M 0 8486 4.71 A 8486 D Common Stock 2021-06-15 4 S 0 4043 33.72 D 4443 D Stock Option (Right to Buy) 4.71 2021-06-15 4 M 0 8486 0 D 2029-05-15 Common Stock 8486 0 D Stock Option (Right to Buy) 44 2031-02-28 Common Stock 2273 2273 D Stock Option (Right to Buy) 20.1 2030-11-03 Common Stock 2986 2986 D The reported securities were sold in multiple transactions at prices ranging from $33.53 to $33.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The option vested in full on May 15, 2020. The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. /s/ Donald R. Reynolds, by Power of Attorney 2021-06-16