0001578563-21-000019.txt : 20210616
0001578563-21-000019.hdr.sgml : 20210616
20210616164913
ACCESSION NUMBER: 0001578563-21-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210616
DATE AS OF CHANGE: 20210616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hood David C.
CENTRAL INDEX KEY: 0001783181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39412
FILM NUMBER: 211022068
MAIL ADDRESS:
STREET 1: C/O GUNDERSON DETTMER
STREET 2: ONE MARINA PARK DRIVE, SUITE 900
CITY: BOSTON
STATE: MA
ZIP: 02210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fathom Holdings Inc.
CENTRAL INDEX KEY: 0001753162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 821518164
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 8884556040
MAIL ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-06-15
0
0001753162
Fathom Holdings Inc.
FTHM
0001783181
Hood David C.
C/O FATHOM HOLDINGS INC.
2000 REGENCY PARKWAY SUITE 300
CARY
NC
27518
1
0
0
0
Common Stock
2021-06-15
4
M
0
8486
4.71
A
8486
D
Common Stock
2021-06-15
4
S
0
4043
33.72
D
4443
D
Stock Option (Right to Buy)
4.71
2021-06-15
4
M
0
8486
0
D
2029-05-15
Common Stock
8486
0
D
Stock Option (Right to Buy)
44
2031-02-28
Common Stock
2273
2273
D
Stock Option (Right to Buy)
20.1
2030-11-03
Common Stock
2986
2986
D
The reported securities were sold in multiple transactions at prices ranging from $33.53 to $33.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option vested in full on May 15, 2020.
The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
/s/ Donald R. Reynolds, by Power of Attorney
2021-06-16