0001578563-21-000018.txt : 20210610 0001578563-21-000018.hdr.sgml : 20210610 20210610175057 ACCESSION NUMBER: 0001578563-21-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210608 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sampson Glenn A. CENTRAL INDEX KEY: 0001817245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 211009226 MAIL ADDRESS: STREET 1: C/O FATHOM HOLDINGS INC. STREET 2: 211 NEW EDITION COURT, SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-08 0 0001753162 Fathom Holdings Inc. FTHM 0001817245 Sampson Glenn A. C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY SUITE 300 CARY NC 27518 1 0 1 0 Common Stock 2021-06-08 4 S 0 2462 32.13 D 2297927 D Common Stock 2021-06-09 4 S 0 3612 32.51 D 2294315 D Common Stock 2021-06-10 4 S 0 1566 31.95 D 2292749 D Common Stock 2021-06-10 4 S 0 85 32.52 D 2292664 D Stock Option (Right to Buy) 44 2031-02-28 Common Stock 2273 2273 D Stock Option (Right to Buy) 20.1 2030-11-03 Common Stock 1493 1493 D Stock Option (Right to Buy) 4.71 2029-04-16 Common Stock 5304 5304 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021. The reported securities were sold in multiple transactions at prices ranging from $32.00 to $32.53. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $32.00 to $32.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $31.51 to $32.48. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reported securities were sold in multiple transactions at prices ranging from $32.50 to $32.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. The option vested in full on April 16, 2020. /s/ Donald R. Reynolds, by Power of Attorney 2021-06-10