0001578563-21-000012.txt : 20210521
0001578563-21-000012.hdr.sgml : 20210521
20210521172528
ACCESSION NUMBER: 0001578563-21-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210519
FILED AS OF DATE: 20210521
DATE AS OF CHANGE: 20210521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sampson Glenn A.
CENTRAL INDEX KEY: 0001817245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39412
FILM NUMBER: 21950295
MAIL ADDRESS:
STREET 1: C/O FATHOM HOLDINGS INC.
STREET 2: 211 NEW EDITION COURT, SUITE 211
CITY: CARY
STATE: NC
ZIP: 27511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fathom Holdings Inc.
CENTRAL INDEX KEY: 0001753162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 821518164
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 8884556040
MAIL ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-05-19
0
0001753162
Fathom Holdings Inc.
FTHM
0001817245
Sampson Glenn A.
C/O FATHOM HOLDINGS INC.
2000 REGENCY PARKWAY DRIVE, SUITE 300
CARY
NC
27518
1
0
1
0
Common Stock
2021-05-19
4
S
0
21218
31.72
D
2330312
D
Common Stock
2021-05-19
4
S
0
535
32.05
D
2329777
D
Common Stock
2021-05-20
4
S
0
5175
32.2
D
2324602
D
Common Stock
2021-05-20
4
S
0
6911
32.66
D
2317691
D
Common Stock
2021-05-21
4
S
0
9400
31.46
D
2308291
D
Common Stock
2021-05-21
4
S
0
7902
33.14
D
2300389
D
Stock Option (Right to Buy)
44
2031-02-28
Common Stock
2273
2273
D
Stock Option (Right to Buy)
20.1
2030-11-03
Common Stock
1493
1493
D
Stock Option (Right to Buy)
4.71
2029-04-16
Common Stock
5304
5304
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
The reported securities were sold in multiple transactions at prices ranging from $31.02 to $32.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $32.02 to $32.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $31.48 to $32.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $32.48 to $32.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $31.16 to $32.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $32.75 to $33.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
The option vested in full on April 16, 2020.
/s/ Donald R. Reynolds, by Power of Attorney
2021-05-21