0001104659-21-031443.txt : 20210303 0001104659-21-031443.hdr.sgml : 20210303 20210303161335 ACCESSION NUMBER: 0001104659-21-031443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett Christopher D. CENTRAL INDEX KEY: 0001817706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 21709087 MAIL ADDRESS: STREET 1: C/O FATHOM HOLDINGS INC. STREET 2: 211 NEW EDITION COURT, SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 NEW EDITION COURT STREET 2: SUITE 211 CITY: CARY STATE: NC ZIP: 27511 BUSINESS PHONE: (919) 434-3975 MAIL ADDRESS: STREET 1: 211 NEW EDITION COURT STREET 2: SUITE 211 CITY: CARY STATE: NC ZIP: 27511 4 1 tm218585d7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-01 0 0001753162 Fathom Holdings Inc. FTHM 0001817706 Bennett Christopher D. C/O FATHOM HOLDINGS INC. 211 NEW EDITION COURT, SUITE 211 CARY NC 27511 1 0 0 0 Stock Option (Right to Buy) 44.00 2021-03-01 4 A 0 2273 0.00 A 2031-02-28 Common Stock 2273 2273 D Stock Option (Right to Buy) 20.10 2030-11-03 Common Stock 1493 1493 D Stock Option (Right to Buy) 4.71 2029-04-16 Common Stock 5304 5304 D The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. The option vested in full on April 16, 2020 /s/ Donald R. Reynolds, by Power of Attorney 2021-03-03