0001437749-24-001683.txt : 20240119
0001437749-24-001683.hdr.sgml : 20240119
20240119092033
ACCESSION NUMBER: 0001437749-24-001683
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240119
DATE AS OF CHANGE: 20240119
EFFECTIVENESS DATE: 20240119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Next Capital Management LLC
CENTRAL INDEX KEY: 0001752762
ORGANIZATION NAME:
IRS NUMBER: 134044755
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19131
FILM NUMBER: 24543951
BUSINESS ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124331111
MAIL ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001752762
XXXXXXXX
028-19131
12-31-2023
12-31-2023
Next Capital Management LLC
ELEVEN TIMES SQUARE
15TH FLOOR
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-19131
N
Catherine A. Sanford
Chief Operating Officer
212-433-1106
/s/ Catherine A. Sanford
New York
NY
01-17-2024
0
125
234932437
false
INFORMATION TABLE
2
F13InfoTable_64837.xml
1/100 BERKSHIRE HTWY
COM
084990175
1085250
200
SH
SOLE
0
0
200
ABBVIE INC
COM
00287Y109
308545
1991
SH
SOLE
0
0
1991
ALPHABET INC. CLASS A
COM
02079K305
640618
4586
SH
SOLE
0
0
4586
ALPHABET INC. CLASS C
COM
02079K107
609240
4323
SH
SOLE
0
0
4323
AMAZON.COM INC
COM
023135106
13409313
88254
SH
SOLE
0
0
88254
AMER ELECTRIC PWR CO
COM
025537101
342748
4220
SH
SOLE
0
0
4220
APOLLO GLOBAL MGMT INC N
COM
03769M106
915499
9824
SH
SOLE
0
0
9824
APOLLO SENIOR FLOATING R
CEM
037636107
4847075
365817
SH
SOLE
0
0
365817
APPLE INC
COM
037833100
6836382
35508
SH
SOLE
0
0
35508
ARK GENOMIC REVOLUTION ETF
UIE
00214Q302
220352
6716
SH
SOLE
0
0
6716
AVALONBAY CMNTYS INC REIT
RET
053484101
271469
1450
SH
SOLE
0
0
1450
BERKSHIRE HATHAWAY CLASS B
COM
084670702
2883239
8084
SH
SOLE
0
0
8084
BlackRock Short Mat Bond ETF
UIE
46431W507
453417
8975
SH
SOLE
0
0
8975
BLACKROCK TCP CAPITAL CO
COM
09259E108
814862
70612
SH
SOLE
0
0
70612
BLACKSTNE SR FLOATNG RT
CEM
09256U105
172842
12947
SH
SOLE
0
0
12947
BLACKSTNE STRGIC CREDIT
CEM
09257R101
2677132
236459
SH
SOLE
0
0
236459
BLACKSTONE INC
COM
09260D107
751980
5743
SH
SOLE
0
0
5744
BLACKSTONE LONG SHORT CR
CEM
09257D102
3391437
296157
SH
SOLE
0
0
296157
BLUE OWL CAP CORP
COM
69121K104
25008860
1693130
SH
SOLE
0
0
1693130
BOEING CO
COM
097023105
204618
785
SH
SOLE
0
0
785
BROOKFIELD CORP FCLASS A
FGC
11271J107
421260
10500
SH
SOLE
0
0
10500
BRT APARTMENTS CORP
COM
055645303
936025
50351
SH
SOLE
0
0
50351
C S G SYSTEMS INTL
COM
126349109
974701
18318
SH
SOLE
0
0
18318
CBIZ INC
COM
124805102
688490
11000
SH
SOLE
0
0
11000
CHARLES SCHWAB CORP
COM
808513105
4395426
63887
SH
SOLE
0
0
63887
CHARLES SCHWAB US MC ETF
UIE
808524508
202946
2694
SH
SOLE
0
0
2694
COMCAST CORP CLASS A
COM
20030N101
606796
13838
SH
SOLE
0
0
13838
CYTODYN INC
COM
23283M101
6338
32500
SH
SOLE
0
0
32500
E2OPEN PARENT HLDGS INC CLASS A
COM
29788T103
106655
24295
SH
SOLE
0
0
24295
EATON VANCE FLOATING RAT
CEM
278279104
611925
48759
SH
SOLE
0
0
48759
ECOLAB INC
COM
278865100
350317
1762
SH
SOLE
0
0
1762
ERMENEGILDO ZEGNA N V F
FGO
N30577105
211442
18275
SH
SOLE
0
0
18275
FIRST TRUST NORTH AMERICAN ENERG ETF
UIE
33738D101
857809
30979
SH
SOLE
0
0
30979
GOLDMAN SACHS GROUP
COM
38141G104
231462
600
SH
SOLE
0
0
600
GOLUB CAPITAL BDC INC
COM
38173M102
9350497
619238
SH
SOLE
0
0
619238
GRAYSCALE BITCOIN TR BTC
CEM
389637109
670209
19359
SH
SOLE
0
0
19359
GRAYSCALE ETHEREUM TR ET
CEM
389638107
268350
13804
SH
SOLE
0
0
13804
HOME DEPOT INC
COM
437076102
661911
1910
SH
SOLE
0
0
1910
HONEYWELL INTL INC
COM
438516106
218518
1042
SH
SOLE
0
0
1042
INVESCO NASDAQ 100 ETF
UIE
46138G649
304046
1804
SH
SOLE
0
0
1804
INVESCO S&P 500 QUALITY ETF
UIE
46137V241
248552
4596
SH
SOLE
0
0
4596
INVSC QQQ TRUST SRS 1 ETF IV
UIE
46090E103
9989234
24392
SH
SOLE
0
0
24392
ISHARES CORE DIVIDEND ETF
UIE
46435U861
512591
12487
SH
SOLE
0
0
12487
ISHARES CORE MSCI EMERGING ETF
UIE
46434G103
3305569
65353
SH
SOLE
0
0
65353
ISHARES CORE MSCI EAFE ETF
UIE
46432F842
5724469
81371
SH
SOLE
0
0
81371
ISHARES CORE S&P SMALL-CAP ETF
UIE
464287804
3098079
28619
SH
SOLE
0
0
28620
ISHARES CORE S&P 500 ETF
UIE
464287200
23842993
49919
SH
SOLE
0
0
49919
ISHARES CORE S&P MID-CAPETF
UIE
464287507
2432824
8778
SH
SOLE
0
0
8778
ISHARES CORE US VALUE ETF
UIE
464287663
821965
9747
SH
SOLE
0
0
9747
ISHARES HIGH YIELD CORPORAT BOND ETF
UIE
46434V407
1385069
32806
SH
SOLE
0
0
32806
ISHARES MICRO CAP ETF
UIE
464288869
362362
3123
SH
SOLE
0
0
3123
ISHARES MSCI EAFE ETF
UIE
464287465
705728
9366
SH
SOLE
0
0
9366
ISHARES MSCI EMERGING MARKETS ETF
UIE
464287234
1222826
30411
SH
SOLE
0
0
30411
ISHARES RUSSELL 1000 ETF
UIE
464287622
1945445
7418
SH
SOLE
0
0
7418
ISHARES RUSSELL 1000 GROWTH ETF
UIE
464287614
5125998
16908
SH
SOLE
0
0
16908
ISHARES RUSSELL 1000 VALUE ETF
UIE
464287598
3036304
18374
SH
SOLE
0
0
18374
ISHARES RUSSELL 2000 ETF
UIE
464287655
1120564
5583
SH
SOLE
0
0
5583
ISHARES RUSSELL MID CAP GROWTH ETF
UIE
464287481
711373
6810
SH
SOLE
0
0
6810
ISHARES S&P 500 GROWTH ETF
UIE
464287309
3428315
45650
SH
SOLE
0
0
45650
ISHARES US ENERGY ETF
UIE
464287796
242660
5500
SH
SOLE
0
0
5500
JOHNSON & JOHNSON
COM
478160104
320063
2042
SH
SOLE
0
0
2042
JPMORGAN CHASE & CO
COM
46625H100
2571174
15115
SH
SOLE
0
0
15116
JPMORGAN ULTRA SHORT INCOME ETF
UIE
46641Q837
1623534
32322
SH
SOLE
0
0
32322
KKR & CO INC
COM
48251W104
1448467
17483
SH
SOLE
0
0
17483
MCDONALDS CORP
COM
580135101
1220139
4115
SH
SOLE
0
0
4115
MERCK & CO. INC.
COM
58933Y105
391164
3588
SH
SOLE
0
0
3588
META PLATFORMS INC CLASS A
COM
30303M102
6321726
17860
SH
SOLE
0
0
17860
MGM RESORTS INTL
COM
552953101
256910
5750
SH
SOLE
0
0
5750
MICROSOFT CORP
COM
594918104
1155524
3072
SH
SOLE
0
0
3073
MONDELEZ INTL CLASS A
COM
609207105
264804
3656
SH
SOLE
0
0
3656
NETFLIX INC
COM
64110L106
541411
1112
SH
SOLE
0
0
1112
NORTHROP GRUMMAN CO
COM
666807102
386684
826
SH
SOLE
0
0
826
NUVEEN AMT FREE MNCPL CR
CEM
67071L106
127869
10818
SH
SOLE
0
0
10818
NUVEEN FLOATING RATE INC
CEM
67072T108
4872980
592820
SH
SOLE
0
0
592820
NUVEEN NEW YORK QLTY MNC
CEM
67066X107
439215
39784
SH
SOLE
0
0
39784
NUVEEN NY AMT FREE QLT M
CEM
670656107
702393
66704
SH
SOLE
0
0
66704
ONE LIBERTY PPTYS INC REIT
RET
682406103
682825
31165
SH
SOLE
0
0
31165
ONEOK INC
COM
682680103
561760
8000
SH
SOLE
0
0
8000
PARAMOUNT GLOBAL CLASS B
COM
92556H206
247629
16743
SH
SOLE
0
0
16743
PARKER-HANNIFIN CORP
COM
701094104
481432
1045
SH
SOLE
0
0
1045
PHILIP MORRIS INTL
COM
718172109
690717
7341
SH
SOLE
0
0
7342
PHILLIPS 66
COM
718546104
253499
1904
SH
SOLE
0
0
1904
PIMCO Active Bond ETF
UIE
72201R775
462744
4987
SH
SOLE
0
0
4987
PINTEREST INC CLASS A
COM
72352L106
312432
8435
SH
SOLE
0
0
8435
PPG INDUSTRIES INC
COM
693506107
778258
5204
SH
SOLE
0
0
5204
PROCTER & GAMBLE
COM
742718109
250144
1707
SH
SOLE
0
0
1707
PUT TESLA INC 250 EXP 09/20/24
OEQ
88160R951
2335712
9400
SH
Put
SOLE
0
0
9400
QUALCOMM INC
COM
747525103
454283
3141
SH
SOLE
0
0
3141
RIVERNORTH DOUBLLINE STR
CEM
76882G107
534171
63896
SH
SOLE
0
0
63896
SABA CAPITAL INCOME OPPO
CEM
78518H202
1177356
152705
SH
SOLE
0
0
152705
SCHWAB FUNDAMENTAL US LARGE CO ETF
UIE
808524771
212640
3433
SH
SOLE
0
0
3433
SCHWAB US DIVIDEND EQUITY ETF
UIE
808524797
388339
5101
SH
SOLE
0
0
5101
SCHWAB US LARGE CAP ETF
UIE
808524201
2918140
51740
SH
SOLE
0
0
51740
SCHWAB US SMALL CAP ETF
UIE
808524607
2493563
52785
SH
SOLE
0
0
52785
SELECT SECTOR HEALTH CARE SPDR ETF
UIE
81369Y209
6656642
48809
SH
SOLE
0
0
48810
SELECT STR FINANCIAL SELECT SPDR ETF
UIE
81369Y605
1871878
49784
SH
SOLE
0
0
49784
SLR INVESTMENT CORP
COM
83413U100
413626
27520
SH
SOLE
0
0
27520
SPDR Portfolio Mortgage Backed Bond ETF
UIE
78464A383
321273
14557
SH
SOLE
0
0
14557
SPDR S&P 500 ETF
UIE
78462F103
1222973
2573
SH
SOLE
0
0
2573
TECHNOLOGY SELECT SECTORSPDR ETF
UIE
81369Y803
744705
3869
SH
SOLE
0
0
3869
TELEFLEX INCORPORATE
COM
879369106
2425115
9726
SH
SOLE
0
0
9726
TESLA INC
COM
88160R101
2342669
9428
SH
SOLE
0
0
9428
THE COCA-COLA CO
COM
191216100
1039289
17636
SH
SOLE
0
0
17636
TORTOISE ENERGY INFRASTR
CEM
89147L886
281430
9782
SH
SOLE
0
0
9782
TRIMAS CORP
COM
896215209
291295
11500
SH
SOLE
0
0
11500
VANECK GOLD MINERS ETF
UIE
92189F106
364430
11752
SH
SOLE
0
0
11752
VANGUARD DIVIDEND APPRECIATION ETF
UIE
921908844
501317
2942
SH
SOLE
0
0
2942
VANGUARD FTSE DEVELOPED MARKETS ETF
UIE
921943858
454140
9481
SH
SOLE
0
0
9481
VANGUARD FTSE EMERGING MARKETS ETF
UIE
922042858
483665
11768
SH
SOLE
0
0
11768
VANGUARD GROWTH ETF
UIE
922908736
567978
1827
SH
SOLE
0
0
1827
VANGUARD HIGH DIVIDEND YIELD ETF
UIE
921946406
1498856
13427
SH
SOLE
0
0
13427
VANGUARD INFORMATION TECHNOLOGY ETF
UIE
92204A702
962905
1989
SH
SOLE
0
0
1989
VANGUARD LARGE CAP ETF
UIE
922908637
966186
4429
SH
SOLE
0
0
4429
VANGUARD MID CAP GROWTH ETF
UIE
922908538
1653362
7530
SH
SOLE
0
0
7530
VANGUARD REAL ESTATE ETF
UIE
922908553
1256833
14224
SH
SOLE
0
0
14224
VANGUARD S&P 500 ETF
UIE
922908363
6380582
14607
SH
SOLE
0
0
14608
VANGUARD TOTAL STOCK MARKET ETF
UIE
922908769
4462198
18810
SH
SOLE
0
0
18810
VANGUARD TOTAL WORLD STOCK ETF
UIE
922042742
242193
2354
SH
SOLE
0
0
2354
VANGUARD VALUE ETF
UIE
922908744
368069
2462
SH
SOLE
0
0
2462
VINTAGE WINE ESTATES INC
COM
92747V106
50255
100049
SH
SOLE
0
0
100049
VISA INC CLASS A
COM
92826C839
262546
1008
SH
SOLE
0
0
1008
WALMART INC
COM
931142103
1135098
7200
SH
SOLE
0
0
7200
WILLAMETTE VLY VINEY
COM
969136100
290440
54800
SH
SOLE
0
0
54800
WISE PLC ORDF
UFO
G97229101
123747
11116
SH
SOLE
0
0
11116
XTRACKERS MSCI EAFE HDGDEQY ETF
UIE
233051200
234120
6331
SH
SOLE
0
0
6331