0000943663-18-000197.txt : 20181005 0000943663-18-000197.hdr.sgml : 20181005 20181005115357 ACCESSION NUMBER: 0000943663-18-000197 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20181005 DATE AS OF CHANGE: 20181005 EFFECTIVENESS DATE: 20181005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EnTrustPermal Diversified SMA Fund Ltd. CENTRAL INDEX KEY: 0001752580 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-322905 FILM NUMBER: 181109770 BUSINESS ADDRESS: STREET 1: C/O ENTRUSTPERMAL PARTNERS OFFSHORE LP STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 888-1040 MAIL ADDRESS: STREET 1: C/O ENTRUSTPERMAL PARTNERS OFFSHORE LP STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 D 1 primary_doc.xml X0708 D LIVE 0001752580 EnTrustPermal Diversified SMA Fund Ltd. c/o EnTrustPermal Partners Offshore LP 375 Park Avenue New York NY NEW YORK 10152 (212) 888-1040 CAYMAN ISLANDS None None Other Exempt company organized under the laws of the Cayman Islands true 2017 n/a n/a EnTrustPermal Partners Offshore LP 375 Park Avenue, 24th Floor New York NY NEW YORK 10152 Promoter Investment Advisor to the Issuer ("Investment Advisor" or "IA") Graham Hedley Cook George Town Financial Center P.O. Box 259, George Town Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Allison B. Nolan George Town Financial Center P.O. Box 259, George Town Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Gregg S. Hymowitz 375 Park Avenue, 24th Floor New York NY NEW YORK 10152 Executive Officer Chief Executive Officer of the Investment Advisor Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2018-01-01 true true false 1000000 EnTrustPermal Securities LLC 146443 EnTrustPermal Securities LLC 146443 300 Park Avenue, 16th Floor New York NY NEW YORK 10022 All States false Indefinite 92560453 Indefinite false 5 0 0 EnTrustPermal Securities LLC, broker-dealer affiliate of the Investment Advisor, receives a fixed % of mgt. fee attributable to investors it refers to the Issuer & may receive a portion of the incentive fee. 11000 Total annual Directors' fees. Issuer also pays the IA a Mgt. Fee equal to a fixed percentage of the NAV of Issuer on the last day of each calendar quarter. false EnTrustPermal Diversified SMA Fund Ltd. /s/ Bruce Kahne Bruce Kahne Authorized Signatory 2018-10-05