0000350797-19-000038.txt : 20190912 0000350797-19-000038.hdr.sgml : 20190912 20190912152608 ACCESSION NUMBER: 0000350797-19-000038 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20190912 EFFECTIVENESS DATE: 20190912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Belgard Capital Fund LLC CENTRAL INDEX KEY: 0001752572 IRS NUMBER: 611897725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-321162 FILM NUMBER: 191090322 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001752572 Belgard Capital Fund LLC TWO INTERNATIONAL PLACE BOSTON MA MASSACHUSETTS 02110 617-482-8260 DELAWARE None None Limited Liability Company true 2018 Management Eaton Vance Two International Place Boston MA MASSACHUSETTS 02110 Promoter Frederick S. Marius c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Thomas Faust Jr. c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager A. John Murphy c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Laurie G. Hylton c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Daniel Cataldo c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000350797-18-000035 true true true true Shares of the Fund false 1000000 Eaton Vance Distributors, Inc. 37731 None None Two International Place Boston MA MASSACHUSETTS 02110 All States false BB&T SECURITIES, LLC 142785 None None 901 EAST BYRD STREET RIVERFRONT PLAZA, WEST TOWER Richmond VA VIRGINIA 23219 All States true NORTHERN TRUST SECURITIES, INC. 7927 None None 50 SOUTH LASALLE STREET Chicago IL ILLINOIS 60603 IL ILLINOIS NY NEW YORK IN INDIANA GA GEORGIA NV NEVADA TN TENNESSEE WI WISCONSIN AZ ARIZONA CA CALIFORNIA WA WASHINGTON VA VIRGINIA NJ NEW JERSEY MI MICHIGAN TX TEXAS CO COLORADO FL FLORIDA MD MARYLAND NC NORTH CAROLINA PA PENNSYLVANIA MA MASSACHUSETTS false OPPENHEIMER & CO. INC 249 None None 85 BROAD STREET 22ND,24TH FLOOR New York NY NEW YORK 10004 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false ROBERT W. BAIRD & CO. INCORPORATED 8158 None None 777 E. WISCONSIN AVENUE Milwaukee WI WISCONSIN 53202 All States true SANFORD C. BERNSTEIN & CO., LLC 104474 None None 1345 AVENUE OF THE AMERICAS New York NY NEW YORK 10105-0096 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA true Hightower Advisors, LLC 145323 None None 200 W. Madison St. Suite 2500 Chicago IL ILLINOIS 60606 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false RBC Capital Markets, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. New York NY NEW YORK 10281 All States true CIBC Private Wealth Advisors (Atlantic Trust) 109644 None None One South Wacker Drive suite 3500 Chicago IL ILLINOIS 60606 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA true Mercer Advisors 147363 None None 1801 East Cabrillo Blvd Santa Barbara CA CALIFORNIA 93108 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA true First Republic Securities LLC 105108 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States false Ameriprise Financial 6363 None None 707 2nd Avenue South Minneapolis MN MINNESOTA 55402 All States true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Stifel Nicolaus & Company, Inc. 793 None None 501 North Broadway St Louis MO MISSOURI 63102 All States true Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Francisco CA CALIFORNIA 94105 All States true Morgan Stanley 8209 None None 1585 Broadway New York NY NEW YORK 10036-8293 All States true Bessemer Investor Services 17442 None None 630 Fifth Avenue New York NY NEW YORK 10111-0333 All States true JP Morgan Securities (Private Bank uses JPM Securities) 79 None None 383 Madison Avenue New York NY NEW YORK 10179 All States true UBS Financial Services 8174 None None 1200 Harbor Blvd Weehawken NJ NEW JERSEY 07086 All States true Cetera Advisors LLC 10299 None None 4600 South Syracuse St Suite 600 Denver CO COLORADO 80237 All States true Cetera Advisors LLC 10299 Cetera Advisor Networks 13572 200 N Pacific Coast Hwy Suite 1300 El Segundo CA CALIFORNIA 90245-5672 All States true Cetera Advisors LLC 10299 Cetera Financial Specialists 10358 200 North Martingale RD 7th fl Schaumburg IL ILLINOIS 60173 All States true Cetera Advisors LLC 10299 Cetera Investment Services 15340 400 First St S. Suite 300 St Cloud MN MINNESOTA 56032 All States true Cetera Advisors LLC 10299 Summit Brokerage Services 34643 595 S. Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Cetera Advisors LLC 10299 First Allied Securities 32444 655 West Broadway 12th fl San Diego CA CALIFORNIA 92101 All States true Indefinite 1076309000 Indefinite false 382 0 0 0 false Belgard Capital Fund LLC /s/ A. John Murphy A. John Murphy Vice President 2019-09-12