0001094891-19-000048.txt : 20190211 0001094891-19-000048.hdr.sgml : 20190211 20190211095253 ACCESSION NUMBER: 0001094891-19-000048 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Kevin CENTRAL INDEX KEY: 0001766124 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 19582569 MAIL ADDRESS: STREET 1: C/O PIVOTAL ACQUISITION CORP. STREET 2: C/O GRAUBARD MILLER, 405 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10174 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDECKY JONATHAN J CENTRAL INDEX KEY: 0001008382 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 19582570 MAIL ADDRESS: STREET 1: C/O THE LEDECKY FOUNDATION STREET 2: 901 - 15TH STREET, NW, SUITE 950 CITY: WASHINGTON STATE: DC ZIP: 20005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pivotal Spac Funding LLC CENTRAL INDEX KEY: 0001763970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 19582571 BUSINESS ADDRESS: STREET 1: C/O MGG INVESTMENT GROUP ONE PENN PLAZA STREET 2: 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2123566100 MAIL ADDRESS: STREET 1: C/O MGG INVESTMENT GROUP ONE PENN PLAZA STREET 2: 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Acquisition Corp CENTRAL INDEX KEY: 0001752474 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 611898603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 3/A 1 edgar.xml PRIMARY DOCUMENT X0206 3/A 2019-01-31 2019-01-31 0 0001752474 Pivotal Acquisition Corp PVT 0001763970 Pivotal Spac Funding LLC C/O PIVOTAL ACQUISITION CORP., C/O GRAUB ARD MILLER, 405 LEXINGTON AVE, 11TH FL NEW YORK NY 10174 0 0 1 0 0001008382 LEDECKY JONATHAN J C/O PIVOTAL ACQUISITION CORP., C/O GRAUB ARD MILLER, 405 LEXINGTON AVE, 11TH FL NEW YORK NY 10174 1 1 1 0 Chief Executive Officer 0001766124 Griffin Kevin C/O PIVOTAL ACQUISITION CORP., C/O GRAUB ARD MILLER, 405 LEXINGTON AVE, 11TH FL NEW YORK NY 10174 1 0 1 0 Warrants Class A Common Stock 6350000 I By Pivotal Acquisition Holdings LLC Represents warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. The purchase of these warrants is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of the Issuer's Class A Common Stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions. These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. This Form 3/A is being filed to correct the number of shares as reported in the Form 3 filed on January 31, 2019. /s/ Jonathan Ledecky as managing member of Pivotal Acquisition Holdings LLC 2019-02-11 /s/ Jonathan Ledecky 2019-02-11 /s/ Kevin Griffin 2019-02-11