0000899243-19-029949.txt : 20191223 0000899243-19-029949.hdr.sgml : 20191223 20191223161305 ACCESSION NUMBER: 0000899243-19-029949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS RICHARD J CENTRAL INDEX KEY: 0001031908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 191306149 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 26TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Acquisition Corp CENTRAL INDEX KEY: 0001752474 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 611898603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-19 0 0001752474 Pivotal Acquisition Corp KLD 0001031908 WILLIAMS RICHARD J C/O KLDISCOVERY 8201 GREENSBORO DR., SUITE 300 MCLEAN VA 22102 1 0 0 0 Common Stock 2019-12-19 4 A 0 1512223 A 1512223 I See footnote Contingent Shares 2019-12-19 4 A 0 95600 A Common Stock 95600 95600 I See footnote Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock"). Represents shares held by WestView Capital Partners ("WestView"). Mr. Williams is a co-managing partner of WestView and has voting and dispositive control over such shares. Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. By: /s/ Richard J. Williams 2019-12-23