SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Phillips John T

(Last) (First) (Middle)
1039 NW 63RD STREET

(Street)
OKLAHOMA CITY OK 73116

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bank7 Corp. [ BSVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. EVP; COO; and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
07/18/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share 07/18/2024 M 11,943 A $19 29,746(3)(4)(5)(6)(7) D
Common stock, par value $0.01 per share 07/18/2024 S 11,943 D $36.532(1) 17,803(3)(4)(5)(6)(7) D
Common stock, par value $0.01 per share 07/19/2024 M 8,057 A $19 25,860(3)(4)(5)(6)(7) D
Common stock, par value $0.01 per share 07/19/2024 S 1,257 D $36.5222(2) 24,603(3)(4)(5)(6)(7) D
Common stock, par value $0.01 per share 215,225 I(8) By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options $19 07/18/2024 M 11,943 (9) 09/19/2028 Common Stock 11,943 $0 8,057 D
Employee Stock Options $19 07/19/2024 M 8,057 (9) 09/19/2028 Common Stock 8,057 $0 0 D
Explanation of Responses:
1. The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $36.50 to $37.00. Upon request, the reporting person will provide the SEC, the company, or any stockholder full information regarding the number of shares sold at each price in the range.
2. The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $36.50 to $36.67. Upon request, the reporting person will provide the SEC, the company, or any stockholder full information regarding the number of shares sold at each price in the range.
3. Includes 5,435 restricted stock units that vest in three equal installments on February 15, 2025, 2026, and 2027.
4. Includes 4,698 restricted stock units. The original grant of 7,046 restricted stock units vests in three equal installments on February 15, 2024, 2025, and 2026.
5. Includes 3,750 restricted stock units. The original grant of 7,500 restricted stock units vests in four equal installments on December 17, 2022, 2023, 2024, and 2025.
6. Includes 1,250 restricted stock units. The original grant of 5,000 restricted stock units vests in four equal installments on January 4, 2022, 2023, 2024, and 2025.
7. Includes 800 restricted stock units. The original grant of 4,000 restricted stock units vests in five equal installments on January 6, 2021, 2022, 2023, 2024, and 2025.
8. Mr. Phillips is the sole trustee of the John T. Phillips Revocable Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.
9. Represents a grant of 20,000 employee stock options that vested in four equal installments on September 20, 2019, 2020, 2021, and 2022.
Kelly Harris, Attorney-In-Fact 07/22/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.