0001751788-23-000066.txt : 20230215
0001751788-23-000066.hdr.sgml : 20230215
20230215193640
ACCESSION NUMBER: 0001751788-23-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230213
FILED AS OF DATE: 20230215
DATE AS OF CHANGE: 20230215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Karen S
CENTRAL INDEX KEY: 0001772252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 23636836
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
wf-form4_167650777997830.xml
FORM 4
X0306
4
2023-02-13
0
0001751788
DOW INC.
DOW
0001772252
Carter Karen S
2211 H.H. DOW WAY
MIDLAND
MI
48674
0
1
0
0
President, Pkg & Spec Plastics
Common Stock
2023-02-13
4
D
0
1554
60.32
D
111758
D
Common Stock
313.821
I
By 401(k) Plan ESOP
Common Stock
737.875
I
By 401(k) Plan
Phantom Stock Units
Common Stock
5124.457
5124.457
D
Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
Total includes previously reported restricted stock units.
There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.
/s/ Karen S. Carter
2023-02-15