0001751788-23-000042.txt : 20230213 0001751788-23-000042.hdr.sgml : 20230213 20230213210941 ACCESSION NUMBER: 0001751788-23-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230209 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bryant Lisa CENTRAL INDEX KEY: 0001958597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 23621501 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_167634055073858.xml FORM 4 X0306 4 2023-02-09 0 0001751788 DOW INC. DOW 0001958597 Bryant Lisa 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 Chief Human Resources Officer Common Stock 2023-02-09 4 A 0 3560 0 A 9034 D Common Stock 2023-02-09 4 A 0 1015 0 A 10049 D Common Stock 160.63 I By 401(k) Plan ESOP Common Stock 67.031 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 59.08 2023-02-09 4 A 0 23090 0 A 2033-02-09 Common Stock 23090.0 23090 D Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment. Total includes previously reported restricted stock units. Adjusted to reflect equivalent share amounts rather than units as reported on the Reporting Person's Form 3 filed December 20, 2022. This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. /s/ Lisa Bryant 2023-02-13