0001751788-22-000034.txt : 20220214 0001751788-22-000034.hdr.sgml : 20220214 20220214190931 ACCESSION NUMBER: 0001751788-22-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220210 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broodo Jack CENTRAL INDEX KEY: 0001810082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 22636228 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48640 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_164488374607175.xml FORM 4 X0306 4 2022-02-10 0 0001751788 DOW INC. DOW 0001810082 Broodo Jack 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 President, Feedstocks & Energy Common Stock 2022-02-10 4 A 0 2130 0 A 10855 D Common Stock 2022-02-10 4 A 0 5941 0 A 16796 D Common Stock 2022-02-11 4 D 0 876 61.09 D 15920 D Common Stock 10963 I By Trust Common Stock 17.7927 I By 401(k) Plan Common Stock 327.1446 I By 401(k) Plan ESOP Non-Qualified Stock Option (Right to Buy) 60.95 2022-02-10 4 A 0 15620 0 A 2032-02-10 Common Stock 15620.0 15620 D Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 25, 2022, subject to continued employment. Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. /s/ Jack Broodo 2022-02-14