0001751788-21-000035.txt : 20210216 0001751788-21-000035.hdr.sgml : 20210216 20210216204754 ACCESSION NUMBER: 0001751788-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broodo Jack CENTRAL INDEX KEY: 0001810082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 21642187 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48640 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_161352644823836.xml FORM 4 X0306 4 2021-02-11 0 0001751788 DOW INC. DOW 0001810082 Broodo Jack 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 President, Feedstocks & Energy Common Stock 2021-02-11 4 A 0 2190 0 A 9823 D Common Stock 4.8645 I By 401(k) Plan Common Stock 140.4478 I By 401(k) Plan ESOP Common Stock 8705 I By Trust Non-Qualified Stock Option (Right to Buy) 57.67 2021-02-11 4 A 0 16210 0 A 2031-02-11 Common Stock 16210.0 16210 D Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. /s/ Jack Broodo 2021-02-16