0001225208-20-006620.txt : 20200420 0001225208-20-006620.hdr.sgml : 20200420 20200420174053 ACCESSION NUMBER: 0001225208-20-006620 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200409 FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broodo Jack CENTRAL INDEX KEY: 0001810082 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 20803533 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48640 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 3 1 doc3.xml X0206 3 2020-04-09 0 0001751788 DOW INC. DOW 0001810082 Broodo Jack 2211 H.H. DOW WAY MIDLAND MI 48674 1 President, Feedstocks & Energy Common Stock 7820.0000 D Common Stock 8705.0000 I By Trust Non-Qualified Stock Option (Right to Buy) 46.6000 2026-02-12 Common Stock 15421.0000 D Non-Qualified Stock Option (Right to Buy) 47.3100 2024-02-14 Common Stock 6160.0000 D Non-Qualified Stock Option (Right to Buy) 48.3000 2030-02-13 Common Stock 25470.0000 D Non-Qualified Stock Option (Right to Buy) 50.0700 2025-02-13 Common Stock 9951.0000 D Non-Qualified Stock Option (Right to Buy) 54.8900 2029-02-11 Common Stock 14090.0000 D Non-Qualified Stock Option (Right to Buy) 61.9700 2027-02-10 Common Stock 12282.0000 D Non-Qualified Stock Option (Right to Buy) 72.7700 2028-02-15 Common Stock 6453.0000 D Includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,390 shares on or about February 15, 2021; 4,100 shares on or about February 11, 2022; and 2,330 shares on or about February 13, 2023. This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes. This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 11, 2021 and February 11, 2022. Option shares will be used to satisfy withholding taxes. Two-thirds of this option is exercisable. The remaining one-third will vest on February 15, 2021. Option shares will be used to satisfy withholding taxes. /s/ Jack Broodo 2020-04-20