0001062993-23-013381.txt : 20230612 0001062993-23-013381.hdr.sgml : 20230612 20230612183512 ACCESSION NUMBER: 0001062993-23-013381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230608 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Movers Lab Fund I LP CENTRAL INDEX KEY: 0001751631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009740 BUSINESS ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 BUSINESS PHONE: 3072035036 MAIL ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Movers Lab Fund II LP CENTRAL INDEX KEY: 0001807277 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009736 BUSINESS ADDRESS: STREET 1: 6765 CRYSTAL SPRINGS RD CITY: TETON VILLAGE STATE: WY ZIP: 83025 BUSINESS PHONE: 307-203-5036 MAIL ADDRESS: STREET 1: 6765 CRYSTAL SPRINGS RD CITY: TETON VILLAGE STATE: WY ZIP: 83025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heliogen PML SPV 1 LP CENTRAL INDEX KEY: 0001839170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009739 BUSINESS ADDRESS: STREET 1: 6765 CRYSTAL SPRINGS ROAD CITY: TETON VILLAGE STATE: WY ZIP: 83025 BUSINESS PHONE: 307-203-5036 MAIL ADDRESS: STREET 1: 6765 CRYSTAL SPRINGS ROAD CITY: TETON VILLAGE STATE: WY ZIP: 83025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Movers Lab GP II LLC CENTRAL INDEX KEY: 0001937460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009737 BUSINESS ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 BUSINESS PHONE: 732-995-4059 MAIL ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sloss Dakin CENTRAL INDEX KEY: 0001875411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009741 MAIL ADDRESS: STREET 1: 126 E 56TH ST, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Movers Lab GP I LLC CENTRAL INDEX KEY: 0001937419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231009738 BUSINESS ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 BUSINESS PHONE: 732-995-4059 MAIL ADDRESS: STREET 1: P.O. BOX 12829 CITY: JACKSON STATE: WY ZIP: 83002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-08 0001840292 Heliogen, Inc. HLGN 0001875411 Sloss Dakin P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0001751631 Prime Movers Lab Fund I LP P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0001839170 Heliogen PML SPV 1 LP P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0001937419 Prime Movers Lab GP I LLC P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0001937460 Prime Movers Lab GP II LLC P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0001807277 Prime Movers Lab Fund II LP P.O. BOX 12829 JACKSON WY 83002 0 0 1 0 0 Common Stock 2023-06-08 4 S 0 3593083 0.2206 D 13677320 I Held by Prime Movers Lab Fund I LP Common Stock 2023-06-08 4 S 0 6917 0.2206 D 0 I Held by Prime Movers Lab Fund II LP Common Stock 6668457 I Held by Heliogen PML SPV 1 LP Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML. Held by Prime Movers Lab Fund II LP ("PML Fund II"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML Fund II. Held by Heliogen PML SPV 1 LP ("Heliogen PML"). PML GP II is the general partner of Heliogen PML. Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML, PML Fund II and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein. The price of $0.2206 per share represents a weighted average of purchase prices ranging from $0.2134 to $0.2330 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. /s/ Taylor Frankel, Authorized Person on behalf of the General Partner of each Reporting Person 2023-06-12 Dakin Sloss /s/ Taylor Frankel, Attorney-in-fact 2023-06-12