0001062993-23-013381.txt : 20230612
0001062993-23-013381.hdr.sgml : 20230612
20230612183512
ACCESSION NUMBER: 0001062993-23-013381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230608
FILED AS OF DATE: 20230612
DATE AS OF CHANGE: 20230612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab Fund I LP
CENTRAL INDEX KEY: 0001751631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009740
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 3072035036
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab Fund II LP
CENTRAL INDEX KEY: 0001807277
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009736
BUSINESS ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS RD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
BUSINESS PHONE: 307-203-5036
MAIL ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS RD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heliogen PML SPV 1 LP
CENTRAL INDEX KEY: 0001839170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009739
BUSINESS ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS ROAD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
BUSINESS PHONE: 307-203-5036
MAIL ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS ROAD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab GP II LLC
CENTRAL INDEX KEY: 0001937460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009737
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 732-995-4059
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloss Dakin
CENTRAL INDEX KEY: 0001875411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009741
MAIL ADDRESS:
STREET 1: 126 E 56TH ST, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab GP I LLC
CENTRAL INDEX KEY: 0001937419
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231009738
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 732-995-4059
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-08
0001840292
Heliogen, Inc.
HLGN
0001875411
Sloss Dakin
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001751631
Prime Movers Lab Fund I LP
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001839170
Heliogen PML SPV 1 LP
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001937419
Prime Movers Lab GP I LLC
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001937460
Prime Movers Lab GP II LLC
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001807277
Prime Movers Lab Fund II LP
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0
Common Stock
2023-06-08
4
S
0
3593083
0.2206
D
13677320
I
Held by Prime Movers Lab Fund I LP
Common Stock
2023-06-08
4
S
0
6917
0.2206
D
0
I
Held by Prime Movers Lab Fund II LP
Common Stock
6668457
I
Held by Heliogen PML SPV 1 LP
Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.
Held by Prime Movers Lab Fund II LP ("PML Fund II"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML Fund II.
Held by Heliogen PML SPV 1 LP ("Heliogen PML"). PML GP II is the general partner of Heliogen PML.
Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML, PML Fund II and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
The price of $0.2206 per share represents a weighted average of purchase prices ranging from $0.2134 to $0.2330 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
/s/ Taylor Frankel, Authorized Person on behalf of the General Partner of each Reporting Person
2023-06-12
Dakin Sloss /s/ Taylor Frankel, Attorney-in-fact
2023-06-12