0001062993-22-016241.txt : 20220712
0001062993-22-016241.hdr.sgml : 20220712
20220712113653
ACCESSION NUMBER: 0001062993-22-016241
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220628
FILED AS OF DATE: 20220712
DATE AS OF CHANGE: 20220712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab Fund I LP
CENTRAL INDEX KEY: 0001751631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221078587
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 3072035036
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heliogen PML SPV 1 LP
CENTRAL INDEX KEY: 0001839170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221078586
BUSINESS ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS ROAD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
BUSINESS PHONE: 307-203-5036
MAIL ADDRESS:
STREET 1: 6765 CRYSTAL SPRINGS ROAD
CITY: TETON VILLAGE
STATE: WY
ZIP: 83025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab GP II LLC
CENTRAL INDEX KEY: 0001937460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221078584
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 732-995-4059
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloss Dakin
CENTRAL INDEX KEY: 0001875411
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221078588
MAIL ADDRESS:
STREET 1: 126 E 56TH ST, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Movers Lab GP I LLC
CENTRAL INDEX KEY: 0001937419
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221078585
BUSINESS ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
BUSINESS PHONE: 732-995-4059
MAIL ADDRESS:
STREET 1: P.O. BOX 12829
CITY: JACKSON
STATE: WY
ZIP: 83002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4/A
1
form4a.xml
AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4/A
2022-06-28
2022-06-30
0001840292
Heliogen, Inc.
HLGN
0001875411
Sloss Dakin
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001751631
Prime Movers Lab Fund I LP
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001839170
Heliogen PML SPV 1 LP
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001937419
Prime Movers Lab GP I LLC
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
0001937460
Prime Movers Lab GP II LLC
P.O. BOX 12829
JACKSON
WY
83002
0
0
1
0
Common Stock
2022-06-28
4
S
0
1028654
2.8162
D
18901623
I
See footnote
Common Stock
2022-06-29
4
S
0
1405434
2.0243
D
17496189
I
See footnote
Common Stock
2022-06-30
4
S
0
225786
1.9918
D
17270403
I
See footnote
Common Stock
6668457
I
See footnote
This amendment is filed solely to correct the source of the shares reported as sold and to correct a technical error that caused the omission of Prime Movers Lab GP I LLC ("PML GP") and Prime Movers Lab GP II LLC ("PML GP II") as reporting persons.
Held by Prime Movers Lab Fund I LP ("PML"). PML GP is the general partner of PML.
Held by Heliogen PML SPV 1 LP ("Heliogen PML"). PML GP II is the general partner of Heliogen PML.
Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
The price of $2.8162 per share represents a weighted average of purchase prices ranging from $2.485 to $3.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $2.0243 per share represents a weighted average of purchase prices ranging from $1.96 to $2.63 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $1.9918 per share represents a weighted average of purchase prices ranging from $1.86 to $2.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
/s/ Taylor Frankel, Authorized Person on behalf of the General Partner of each Reporting Person
2022-07-12
Dakin Sloss /s/ Taylor Frankel, Attorney- in- fact
2022-07-12