0001213900-21-020273.txt : 20210405
0001213900-21-020273.hdr.sgml : 20210405
20210405215322
ACCESSION NUMBER: 0001213900-21-020273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210402
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Industry Ventures Tech Buyout, LP
CENTRAL INDEX KEY: 0001750697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40074
FILM NUMBER: 21807996
BUSINESS ADDRESS:
STREET 1: 30 HOTALING PLACE, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-273-4201
MAIL ADDRESS:
STREET 1: 30 HOTALING PLACE, 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pathfinder Acquisition LLC
CENTRAL INDEX KEY: 0001839205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40074
FILM NUMBER: 21807997
BUSINESS ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-321-4910
MAIL ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94303
FORMER NAME:
FORMER CONFORMED NAME: Arrowhead Growth Acquisition, LLC
DATE OF NAME CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IV TECH BUYOUT GP, LLC
CENTRAL INDEX KEY: 0001846908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40074
FILM NUMBER: 21807995
BUSINESS ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-321-4910
MAIL ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HGGC PATHFINDER HOLDINGS I, LLC
CENTRAL INDEX KEY: 0001846373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40074
FILM NUMBER: 21807993
BUSINESS ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-321-4910
MAIL ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARROWHEAD HOLDINGS, LLC / NEW
CENTRAL INDEX KEY: 0001846572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40074
FILM NUMBER: 21807994
BUSINESS ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-321-4910
MAIL ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pathfinder Acquisition Corp
CENTRAL INDEX KEY: 0001839132
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-321-4910
MAIL ADDRESS:
STREET 1: 1950 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Arrowhead Growth Acquisition Corp
DATE OF NAME CHANGE: 20210105
4
1
ownership.xml
X0306
4
2021-04-02
0
0001839132
Pathfinder Acquisition Corp
PFDR
0001839205
Pathfinder Acquisition LLC
C/O PATHFINDER ACQUISITION CORPORATION
1950 UNIVERSITY AVENUE, SUITE 350
PALO ALTO
CA
94303
0
0
1
0
0001750697
Industry Ventures Tech Buyout, LP
522 WASHINGTON ST.
SAN FRANCISCO,
CA
94111
0
0
1
0
0001846908
IV TECH BUYOUT GP, LLC
522 WASHINGTON ST.
SAN FRANCISCO,
CA
94111
0
0
1
0
0001846572
ARROWHEAD HOLDINGS, LLC / NEW
272 ROUND HILL ROAD
GREENWICH,
CT
068319
0
0
1
0
0001846373
HGGC PATHFINDER HOLDINGS I, LLC
1950 UNIVERSITY AVENUE, SUITE 350
PALO ALTO
CA
94303
0
0
1
0
Class B Ordinary Shares
2021-04-02
4
J
0
500000
0.00
D
Class A Ordinary Shares
500000
8050000
D
As described in the issuer's registration statement on Form S-1 (File No. 333-252498) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
This Form 4 reflects the automatic surrender to Pathfinder Acquisition Corporation (the "issuer") of 500,000 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units.
The Class B ordinary shares are owned directly by Pathfinder Acquisition LLC, a Delaware limited liability company (the "Sponsor"). The board of managers of the Sponsor exercises voting and dispositive power over all securities held by the Sponsor. HGGC Pathfinder Holdings I, LLC ("HGGC Holdings") has the power to appoint three members to the board of managers of the Sponsor. Arrowhead Holdings, LLC ("Arrowhead") has the power to appoint a member to the board of managers of the Sponsor. Industry Ventures Tech Buyout, LP ("Tech Buyout") has the power to appoint two members to the board of managers of the Sponsor, IV Tech Buyout GP, LLC ("Tech Buyout GP") is the general partner of Tech Buyout and has the power to direct the affairs of Tech Buyout.
(continued from footnote 3) Accordingly, each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP may be deemed to share dispositive power over the securities held by the Sponsor, and thus, may be deemed to be the beneficial owners of these securities. Each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP disclaims beneficial ownership of any securities held by the Sponsor except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Pathfinder Acquisition LLC By: /s/ Lance Taylor, Chief Financial Officer
2021-04-05
Industry Ventures Tech Buyout, L.P.: /s/ Lindsay Sharma, Managing Director
2021-04-05
IV Tech Buyout GP, LLC: /s/ Lindsay Sharma, Managing Director
2021-04-05
Arrowhead Holdings, LLC: /s/ David Chung, Sole Manager
2021-04-05
HGGC Pathfinder Holdings I, LLC: /s/ Richard Lawson, Manager
2021-04-05