0001213900-21-011209.txt : 20210223 0001213900-21-011209.hdr.sgml : 20210223 20210223194841 ACCESSION NUMBER: 0001213900-21-011209 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Industry Ventures Tech Buyout, LP CENTRAL INDEX KEY: 0001750697 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40074 FILM NUMBER: 21667911 BUSINESS ADDRESS: STREET 1: 30 HOTALING PLACE, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-273-4201 MAIL ADDRESS: STREET 1: 30 HOTALING PLACE, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pathfinder Acquisition LLC CENTRAL INDEX KEY: 0001839205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40074 FILM NUMBER: 21667912 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-321-4910 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 FORMER NAME: FORMER CONFORMED NAME: Arrowhead Growth Acquisition, LLC DATE OF NAME CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IV TECH BUYOUT GP, LLC CENTRAL INDEX KEY: 0001846908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40074 FILM NUMBER: 21667910 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-321-4910 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HGGC PATHFINDER HOLDINGS I, LLC CENTRAL INDEX KEY: 0001846373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40074 FILM NUMBER: 21667908 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-321-4910 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARROWHEAD HOLDINGS, LLC / NEW CENTRAL INDEX KEY: 0001846572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40074 FILM NUMBER: 21667909 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-321-4910 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Acquisition Corp CENTRAL INDEX KEY: 0001839132 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-321-4910 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Arrowhead Growth Acquisition Corp DATE OF NAME CHANGE: 20210105 3 1 ownership.xml X0206 3 2021-02-16 0 0001839132 Pathfinder Acquisition Corp PFDR 0001839205 Pathfinder Acquisition LLC 1950 UNIVERSITY AVENUE, SUITE 350 PALO ALTO CA 94303 0 0 1 0 0001750697 Industry Ventures Tech Buyout, LP 522 WASHINGTON ST. SAN FRANCISCO CA 94111 0 0 1 0 0001846908 IV TECH BUYOUT GP, LLC 522 WASHINGTON ST. SAN FRANCISCO, CA 94111 0 0 1 0 0001846572 ARROWHEAD HOLDINGS, LLC / NEW 272 ROUND HILL ROAD GREENWICH, CT 06831 0 0 1 0 0001846373 HGGC PATHFINDER HOLDINGS I, LLC 1950 UNIVERSITY AVENUE, SUITE 350 PALO ALTO, CA 94303 0 0 1 0 Class B ordinary share Class A ordinary share 8550000 D As described in the issuer's registration statement on Form S-1 (File No. 333-252498), the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. The shares of Class B ordinary shares beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. The Class B ordinary shares are owned directly by Pathfinder Acquisition LLC, a Delaware limited liability company (the "Sponsor"). The board of managers of the Sponsor exercises voting and dispositive power over all securities held by the Sponsor. HGGC Pathfinder Holdings I, LLC ("HGGC Holdings") has the power to appoint three members to the board of managers of the Sponsor. Arrowhead Holdings, LLC ("Arrowhead") has the power to appoint a member to the board of managers of the Sponsor. Industry Ventures Tech Buyout, LP ("Tech Buyout") has the power to appoint two members to the board of managers of the Sponsor, IV Tech Buyout GP, LLC ("Tech Buyout GP") is the general partner of Tech Buyout and has the power to direct the affairs of Tech Buyout. (continued from footnote 3) Accordingly, each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP may be deemed to share dispositive power over the securities held by the Sponsor, and thus, may be deemed to be the beneficial owners of these securities. Each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP disclaims beneficial ownership of any securities held by the Sponsor except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Pathfinder Acquisition LLC: /s/ Lance Taylor, Chief Financial Officer 2021-02-23 Industry Ventures Tech Buyout, LP: /s/ Lindsay Sharma, Managing Director 2021-02-23 IV Tech Buyout GP, LLC: /s/ Lindsay Sharma, Managing Director 2021-02-23 Arrowhead Holdings, LLC: /s/ David Chung, Sole Manager 2021-02-23 HGGC Pathfinder Holdings I, LLC: /s/ Richard Lawson, Manager 2021-02-23