0001104659-22-034217.txt : 20220316 0001104659-22-034217.hdr.sgml : 20220316 20220316074947 ACCESSION NUMBER: 0001104659-22-034217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DD Global Holdings Ltd CENTRAL INDEX KEY: 0001835925 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 22743317 BUSINESS ADDRESS: STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD. STREET 2: SHUI ON CENTRE, SUITE 1204-1207 CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 86-13701211202 MAIL ADDRESS: STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD. STREET 2: SHUI ON CENTRE, SUITE 1204-1207 CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champ Key Ltd CENTRAL INDEX KEY: 0001835786 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 22743314 BUSINESS ADDRESS: STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD. STREET 2: SHUI ON CENTRE, SUITE 1204-1207 CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 86-13701211202 MAIL ADDRESS: STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD. STREET 2: SHUI ON CENTRE, SUITE 1204-1207 CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE Capital Ltd CENTRAL INDEX KEY: 0001836845 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 22743316 BUSINESS ADDRESS: STREET 1: RM 1204-07 SHUI ON CENTRE STREET 2: NO.6-8 HARBOUR RD, WAN CHAI CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 86-18901110990 MAIL ADDRESS: STREET 1: RM 1204-07 SHUI ON CENTRE STREET 2: NO.6-8 HARBOUR RD, WAN CHAI CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Pak Tam CENTRAL INDEX KEY: 0001836826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 22743315 MAIL ADDRESS: STREET 1: RM 1204-07 SHUI ON CENTRE STREET 2: NO.6-8 HARBOUR RD, WAN CHAI CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canoo Inc. CENTRAL INDEX KEY: 0001750153 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831476189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: (424) 271-2144 MAIL ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV DATE OF NAME CHANGE: 20180814 4 1 tm229297-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-15 0 0001750153 Canoo Inc. GOEV 0001835925 DD Global Holdings Ltd PO BOX 31119 GRAND PAVILION HIBISCUS WAY, 802 WEST BAY ROAD GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 0001836845 DE Capital Ltd FOURTH FLOOR, ONE CAPITAL PLACE PO BOX 847 GRAND CAYMAN E9 KY1-1103 CAYMAN ISLANDS 0 0 1 0 0001836826 Li Pak Tam VISTRA CORPORATE SERVICES CENTRE PO BOX 957, ROAD TOWN TORTOLA D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001835786 Champ Key Ltd VISTRA CORPORATE SERVICES CENTRE PO BOX 957, ROAD TOWN TORTOLA D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 Common Stock 2022-03-15 4 S 0 10500000 6.53 D 14125801 D Common Stock 17189210 D Equity Swap (obligation to sell) 2022-03-15 4 P 1 10500000 A 2022-09-17 2023-03-17 Common Stock 10500000 10500000 D Shares were sold pursuant to a Share Purchase Agreement dated 15, 2022 between DD Global Holdings Ltd and Bank J. Safra Sarasin AG. Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global. Shares are held directly by Champ Key. In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key. DD Global entered into a participation note (the "Participation Note") with a counterparty under which DD Global acquired 10,500,000 notional shares of the Issuer's common stock for a price of $6.720476 per notional share. Under the Participation Note, the counterparty must redeem certain tranches of the notional shares if the Issuer's Common Stock meets certain price targets on or after September 17, 2022, which redemptions are settled in cash. If not earlier extended, the counterparty must redeem all outstanding notional shares on March 17, 2023, which final redemption is settled in cash. During the term of the Participation Note, the counterparty will pay to DD Global all dividends and similar distributions paid on an equivalent number of shares of the Issuer's common stock. /s/ Pak Tam Li, Director of DD Global Holdings Limited 2022-03-16 /s/ Pak Tam Li, Director of Champ Key Limited 2022-03-16 /s/ Pak Tam Li, Director of DE Capital Limited 2022-03-16 /s/ Pak Tam Li 2022-03-16