0001104659-22-034217.txt : 20220316
0001104659-22-034217.hdr.sgml : 20220316
20220316074947
ACCESSION NUMBER: 0001104659-22-034217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220316
DATE AS OF CHANGE: 20220316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DD Global Holdings Ltd
CENTRAL INDEX KEY: 0001835925
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 22743317
BUSINESS ADDRESS:
STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD.
STREET 2: SHUI ON CENTRE, SUITE 1204-1207
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 86-13701211202
MAIL ADDRESS:
STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD.
STREET 2: SHUI ON CENTRE, SUITE 1204-1207
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Champ Key Ltd
CENTRAL INDEX KEY: 0001835786
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 22743314
BUSINESS ADDRESS:
STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD.
STREET 2: SHUI ON CENTRE, SUITE 1204-1207
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 86-13701211202
MAIL ADDRESS:
STREET 1: WAN CHAI DISTRICT, NO. 6-8 HARBOUR RD.
STREET 2: SHUI ON CENTRE, SUITE 1204-1207
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DE Capital Ltd
CENTRAL INDEX KEY: 0001836845
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 22743316
BUSINESS ADDRESS:
STREET 1: RM 1204-07 SHUI ON CENTRE
STREET 2: NO.6-8 HARBOUR RD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 86-18901110990
MAIL ADDRESS:
STREET 1: RM 1204-07 SHUI ON CENTRE
STREET 2: NO.6-8 HARBOUR RD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Pak Tam
CENTRAL INDEX KEY: 0001836826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 22743315
MAIL ADDRESS:
STREET 1: RM 1204-07 SHUI ON CENTRE
STREET 2: NO.6-8 HARBOUR RD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canoo Inc.
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: (424) 271-2144
MAIL ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV
DATE OF NAME CHANGE: 20180814
4
1
tm229297-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-03-15
0
0001750153
Canoo Inc.
GOEV
0001835925
DD Global Holdings Ltd
PO BOX 31119 GRAND PAVILION
HIBISCUS WAY, 802 WEST BAY ROAD
GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
0
0
1
0
0001836845
DE Capital Ltd
FOURTH FLOOR, ONE CAPITAL PLACE
PO BOX 847
GRAND CAYMAN
E9
KY1-1103
CAYMAN ISLANDS
0
0
1
0
0001836826
Li Pak Tam
VISTRA CORPORATE SERVICES CENTRE
PO BOX 957, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001835786
Champ Key Ltd
VISTRA CORPORATE SERVICES CENTRE
PO BOX 957, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
Common Stock
2022-03-15
4
S
0
10500000
6.53
D
14125801
D
Common Stock
17189210
D
Equity Swap (obligation to sell)
2022-03-15
4
P
1
10500000
A
2022-09-17
2023-03-17
Common Stock
10500000
10500000
D
Shares were sold pursuant to a Share Purchase Agreement dated 15, 2022 between DD Global Holdings Ltd and Bank J. Safra Sarasin AG.
Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.
Shares are held directly by Champ Key. In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.
DD Global entered into a participation note (the "Participation Note") with a counterparty under which DD Global acquired 10,500,000 notional shares of the Issuer's common stock for a price of $6.720476 per notional share. Under the Participation Note, the counterparty must redeem certain tranches of the notional shares if the Issuer's Common Stock meets certain price targets on or after September 17, 2022, which redemptions are settled in cash. If not earlier extended, the counterparty must redeem all outstanding notional shares on March 17, 2023, which final redemption is settled in cash. During the term of the Participation Note, the counterparty will pay to DD Global all dividends and similar distributions paid on an equivalent number of shares of the Issuer's common stock.
/s/ Pak Tam Li, Director of DD Global Holdings Limited
2022-03-16
/s/ Pak Tam Li, Director of Champ Key Limited
2022-03-16
/s/ Pak Tam Li, Director of DE Capital Limited
2022-03-16
/s/ Pak Tam Li
2022-03-16