SC 13G/A 1 aei_sc13ga.htm SC 13G/A aei_sc13ga
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Schedule 13G/A
Under the Securities Exchange Act of 1934
 
Amendment No. 1
 
ALSET EHOME INTERNATIONAL, INC.
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
40438A105
(CUSIP Number)
 
CHF First Generation Trust of 2020
2 River Terrace, apt 17E
New York, NY 10282
Attn: Darrin Michael Ocasio
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[  ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
CUSIP No. 40438A105
 
1.
Names of Reporting Persons:
 
CHF First Generation Trust of 2020
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [  ]
(b) [  ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization:
 
The State of New York
Number ofSharesBeneficiallyOwned by EachReportingPerson With
5.
Sole Voting Power
 
700,000
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
700,000
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
700,000
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
n/a
11.
Percent of Class Represented by Amount in Row (9)
 
8.18%
12.
Type of Reporting Person (See Instructions)
 
OO
 
 
 
 
 
 
 CUSIP No. 40438A105
 
1.
Names of Reporting Persons:
 
Darrin Michael Ocasio
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [  ]
(b) [  ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization:
 
The United States
Number ofSharesBeneficiallyOwned by EachReportingPerson With
5.
Sole Voting Power
 
700,000 [1]
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
700,000 [1]
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
700,000 [1]
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
n/a
11.
Percent of Class Represented by Amount in Row (9)
 
8.18% [2]
12.
Type of Reporting Person (See Instructions)
 
IN
 
[1] The reporting person Darrin Michael Ocasio is the sole trustee of CHF First Generation Trust of 2020 (the “First Generation Trust”) and has the sole voting power and dispositive power over any and all of the shares held under the First Generation Trust.
 
[2] Based on 8,560,000 shares of common stock of the Issuer issued and outstanding as of December 31, 2020.
 
 
 
 
Item 1.
 
(a)
Name of Issuer:
Alset EHome International, Inc.
 
 
 
(b)
Address of Issuer’s Principal Executive Offices:
4800 Montgomery Lane, Suite 210
Bethesda, Maryland 20814
 
Item 2.
 
(a)
Name of Person Filing
This report is filed by CHF First Generation Trust of 2020 and Darrin Michael Ocasio with respect to the shares of common stock, $0.001 par value per share, of the Issuer that are directly beneficially owned by the First Generation Trust and indirectly owned by Darrin Michael Ocasio.
 
 
 
(b)
Address of Principal Business Office or, if none,
Residence:
2 River Terrace, apt 17E
New York, NY 10282
 
 
 
(c)
Citizenship:
Darrin Michael Ocasio is a citizen of the United States and the First Generation Trust is a New York trust.
 
 
 
(d)
Title of Class of Securities:
Common Stock, par value $0.001 per share
 
 
 
(e)
CUSIP Number:
40438A105
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
[  ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
 
 
(b)
[  ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
 
(c)
[  ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
 
 
(d)
[  ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
 
(e)
[  ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
 
 
(f)
[  ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
 
 
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
 
 
(h)
[  ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
 
(i)
[  ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
 
(j)
[  ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
 
 
(k)
[  ]
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
 
 
 
 
 
 
 
 
 
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount beneficially owned:
700,000
 
 
 
(b)
Percent of class:
8.18% [3]
 
 
 
(c)
Number of shares as to which the person has:
 
 
 
(i)
Sole power to vote or to direct the vote.
700,000
 
 
 
 
 
(ii)
Shared power to vote or to direct the vote.
0
 
 
 
 
 
(iii)
Sole power to dispose or to direct the disposition of.
700,000
 
 
 
 
 
(iv)
Shared power to dispose or to direct the disposition of.
0
 
(3)
Based on 8,560,000 shares of common stock of the Issuer issued and outstanding as of December 31, 2020.
 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
 
 
 
  
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
 
Dated: February 16, 2021
 
 
 
CHF First Generation Trust of 2020
 
By: /s/  Darrin M. Ocasio
 
Name: Darrin M. Ocasio
 
Title: Trustee
 
 
 
 
 
 
By: /s/ Darrin M. Ocasio
 
Name: Darrin M. Ocasio
 
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)