EX-1.01 2 d272542dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

BRP Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for the period from January 1, 2021 to December 31, 2021 as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 31, 2022.

Unless the context indicates otherwise, the terms “Company”, “BRP”, “we”, “us”, or “our” refer to BRP Inc. and its

consolidated subsidiaries. As used herein, “Conflict Minerals” or “3TG” is defined as, consistent with the Conflict Minerals Rule, cassiterite, columbite-tantalite (coltan), gold, wolframite and the derivatives tin, tantalum and tungsten.

COMPANY OVERVIEW

BRP is a global leader in the design, development, manufacturing, distribution and marketing of powersports vehicles and marine products. BRP’s diversified portfolio of brands and products includes, under the Powersports segment, Year-Round Products such as Can-Am ATVs, SSVs and 3WVs, Seasonal Products such as Ski-Doo and Lynx snowmobiles and Sea-Doo PWCs and Rotax engines for karts, motorcycles and recreational aircraft, and under the Marine segment, Alumacraft, Manitou, Quintrex, Stacer and Savage boats, and Rotax engines for jet boats.

We do not source 3TG from smelters or refiners and have no direct relationships with mines, and we believe that we are in at least most cases many levels removed from all of these market participants. However, through the efforts described in this Conflict Minerals Report, we seek to ensure that the 3TG in our products is responsibly sourced.

REASONABLE COUNTRY OF ORIGIN INQUIRY

For 2021, BRP determined that 3TG were necessary to the functionality or production of products that it manufactured or contracted to be manufactured. Therefore, BRP conducted a reasonable country of origin inquiry (“RCOI”) within the meaning of the Conflict Minerals Rule to determine whether any of the 3TGs in its in-scope products originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively referred to as the “Covered Countries”), and were not from recycled or scrap sources.

For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, in particular Steps 1 and 2 of the Organisation for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (the “OECD Guidance”). The OECD Guidance is discussed further below.

Based on our RCOI, in-scope BRP products may contain 3TGs that originated in the Covered Countries and may not be from recycled or scrap sources. In accordance with the Conflict Minerals Rule, we exercised due diligence.

DUE DILIGENCE PROGRAM

Due Diligence Framework

BRP designed its due diligence measures to conform, in all material respects, with the applicable portions of the OECD Guidance. The OECD Guidance has established a five-step framework for due diligence as a basis for responsible global supply chain management of minerals from conflict-affected and high-risk areas. Selected elements of our due diligence program are discussed below. The headings below conform to the headings used in the OECD Guidance for each of the five steps.

Selected Elements of Due Diligence Program

 

1)

Establish Strong Company Management Systems

Conflict Minerals Policy


BRP adopted a conflict minerals policy articulating its 3TG minerals supply chain due diligence process and BRP’s commitments to reporting obligations regarding conflict minerals. The policy is available online and can be found here: https://www.brp.com/en/about-brp/ethics—compliance.html. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein.

Internal Compliance Team

BRP has a cross-functional 3TG compliance team led by its Director Intellectual Property & Product Compliance. The 3TG compliance team is responsible for implementing BRP’s 3TG compliance strategy and briefing senior management about the results of our 3TG due diligence.

BRP also uses a third-party service provider (the “Service Provider”) to assist with supplier outreach and validating and evaluating information relating to 3TG usage and sourcing received from suppliers. Some of the activities described in this report have been undertaken by the Service Provider on our behalf. We also utilized specialist outside counsel in connection with selected aspects of our program.

Control Systems and Supplier Engagement

We utilize the Conflict Minerals Reporting Template (the “CMRT”) developed by the Responsible Minerals Initiative (the “RMI”) to identify smelters and refiners in our supply chain. The CMRT requests suppliers to provide information concerning the usage and source of 3TG in their products, as well as information concerning their related compliance efforts. As earlier noted, we utilize the Service Provider to conduct our supplier outreach and follow-up, as well as for the validation and evaluation of supplier responses. BRP also engages with suppliers directly to request CMRTs. BRP has developed an internal procedure that provides for supplier engagement escalation and corrective action if a supplier is not responsive to our CMRT requests.

The Service Provider provides training and educational materials to suppliers to enhance the quality of responses.

We also include in supplier contracts a clause requiring suppliers to provide information about the source of 3TG in the products they sell to us.

Grievance Mechanisms

BRP has multiple grievance mechanisms whereby employees and suppliers can report violations of BRP’s policies, including relating to sourcing of 3TG. Employees and suppliers may anonymously report suspected violations using our Whistleblower Hotline. www.brp.com/en/about-brp/ethics—compliance.html

Records Maintenance

We maintain business records relating to 3TG due diligence, including records of due diligence processes, findings and resulting decisions, for at least five years.

 

2)

Identify and Assess Risk in the Supply Chain

BRP provided a list of suppliers and parts associated with its in-scope products to the Service Provider. Our outreach for 2021 included 1280 suppliers. We requested in writing, through the Service Provider, that these suppliers provide us with a completed CMRT. The Service Provider followed up by email or phone on our behalf with suppliers that did not respond to the request within the specified time frame. The Service Provider followed up multiple times with non-responsive suppliers. BRP directly contacted some suppliers that were unresponsive to the Service Provider’s communications, requesting that these suppliers complete the CMRT and submit it to the Service Provider.


The Service Provider, on our behalf, reviewed supplier responses against its written review criteria to identify incomplete responses, potential errors and inaccuracies in the CMRTs. The Service Provider followed up by email with suppliers that submitted a response that triggered specific quality issues relating to completeness and accuracy. In addition, smelter and refiner information provided by suppliers was reviewed by the Service Provider against the RMI’s list of known smelters and refiners. To the extent that a smelter or refiner identified by a supplier is not on that list, the Service Provider may take additional steps to attempt to determine whether the listed entity is a smelter or refiner. Smelter and refiner information also was reviewed against the lists of Conformant and Active (as later defined) smelters and refiners published by the RMI.

To the extent that a smelter or refiner identified by a supplier was not listed as Conformant by the RMI, the Service Provider undertook an additional review to attempt to determine whether that smelter or refiner obtained 3TG from sources that directly or indirectly financed or benefitted armed groups in the Covered Countries. The Service Provider attempted to reach out to the smelter or refiner directly and conducted research to gain more information about the smelter’s or refiner’s sourcing practices, including the countries of origin of the minerals that it processes, the transit and transfer of the minerals that it processes and whether it has in place internal due diligence procedures or other processes to track the chain-of-custody of its 3TG.

Suppliers that identified specific smelters or refiners of concern on their CMRT were contacted by the Service Provider to inform them of the potential for risk, and to evaluate whether or not these smelters and refiners could be connected to BRP’s products. The suppliers were asked to complete a user-defined or product-level CMRT specific to the materials, products or piece parts purchased by BRP, rather than a company-level CMRT, to better identify the connection to products that they supply to BRP. Other suppliers were evaluated internally to determine if they were still active suppliers. If not, they were removed from the scope of data collection.

The Service Provider also evaluated suppliers’ due diligence processes and policies based on the suppliers’ responses to certain of the questions in the CMRT. These questions ask suppliers about their internal processes regarding 3TG.

 

3)

Design and Implement a Strategy to Respond to Identified Risks

The results of our supplier outreach campaign and risk assessment are reviewed by our 3TG compliance team and shared with BRP’s leadership team.

BRP has developed processes to assess and respond to risks identified in the supply chain. BRP has a risk management plan, through which the 3TG compliance program is implemented, managed and monitored. Escalations are sent to non-responsive suppliers to indicate the importance of a CMRT response and BRP’s compliance expectations.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. The Service Provider also communicates directly with smelters and refiners that are not yet Conformant to request sourcing information and encourage their involvement with the RMAP program.

In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, BRP may reassess the business relationship.

 

4)

Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

BRP does not have a direct relationship with any 3TG smelters or refiners and does not perform or direct audits of these entities within the supply chain. Instead, BRP utilizes third-party audits of smelters and refiners conducted as part of the RMAP.


5)

Report on Supply Chain Due Diligence

This report is available on the Investor Relations section of BRP’s website at https://news.brp.com/financial-information . BRP has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission.

Identified Smelters and Refiners; Country of Origin Information

The suppliers listed 336 smelters and refiners in completed CMRTs. Of these, 230 were Conformant and 19 were Active. “Conformant” means that a smelter or refiner has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (“RMAP”) standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2021 and may not continue to be Conformant for any future period. “Active” means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective action phases of the assessment. All compliance status information in the tables is as of May 4, 2022. Compliance status is based on information published by the RMI, without independent verification by us.

The smelters and refiners listed by suppliers are included on Appendix A. Not all of the included smelters and refiners may have processed the necessary 3TG contained in our in-scope products, since most suppliers reported to us at a “company level” the 3TG contained in all of their products, not just those in the products they sold to us. Smelter and refiner country location is based on information published by the RMI, without independent verification by us.

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on information provided through the CMRT data collection process, from direct smelter outreach and the RMAP. The 3TG in our in-scope products may not originate from all of the countries listed on Appendix B, and they may have sourced from other countries as well. Alternatively, or in addition, some of the smelters and refiners may have sourced from recycled or scrap sources.

Future Risk Mitigation Efforts

For 2022, BRP has taken, or intends to take, the following steps to mitigate the risk that the necessary 3TG in our in-scope products benefit armed groups in the Covered Countries:

 

   

Use the Service Provider to evaluate upstream sources of 3TG through its risk evaluation tools.

 

   

Provide 3TG compliance information and training resources to suppliers.

 

   

Encourage relevant suppliers to implement additional procedures to improve the completeness of their responses.

 

   

Continue to include a 3TG compliance clause in new or renewed supplier contracts, as well as in the terms and conditions of each purchase order issued.

These steps are the same we took in 2021 described elsewhere in this report, which we intend to continue to take in respect of 2022 to the extent applicable.


APPENDIX A: SMELTER LIST

 

Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    8853 S.p.A.    Italy
Gold    Abington Reldan Metals, LLC    United States Of America
Gold    Advanced Chemical Company    United States Of America
Gold    African Gold Refinery    Uganda
Gold    Aida Chemical Industries Co., Ltd.    Japan
Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates
Gold    Alexy Metals    United States Of America
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    Germany
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    Brazil
Gold    Argor-Heraeus S.A.    Switzerland
Gold    Asahi Pretec Corp.    Japan
Gold    Asahi Refining Canada Ltd.    Canada
Gold    Asahi Refining USA Inc.    United States Of America
Gold    Asaka Riken Co., Ltd.    Japan
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey
Gold    AU Traders and Refiners    South Africa
Gold    Augmont Enterprises Private Limited    India
Gold    Aurubis AG    Germany
Gold    Bangalore Refinery    India
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines
Gold    Boliden AB    Sweden
Gold    C. Hafner GmbH + Co. KG    Germany
Gold    C.I Metales Procesados Industriales SAS    Colombia
Gold    Caridad    Mexico
Gold    CCR Refinery - Glencore Canada Corporation    Canada
Gold    Cendres + Metaux S.A.    Switzerland
Gold    CGR Metalloys Pvt Ltd.    India


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    Chimet S.p.A.    Italy
Gold    Chugai Mining    Japan
Gold    Daye Non-Ferrous Metals Mining Ltd.    China
Gold    Degussa Sonne / Mond Goldhandel GmbH    Germany
Gold    Dijllah Gold Refinery FZC    United Arab Emirates
Gold    Dowa    Japan
Gold    DSC (Do Sung Corporation)    Korea, Republic Of
Gold    Eco-System Recycling Co., Ltd. East Plant    Japan
Gold    Eco-System Recycling Co., Ltd. North Plant    Japan
Gold    Eco-System Recycling Co., Ltd. West Plant    Japan
Gold    Emerald Jewel Industry India Limited (Unit 1)    India
Gold    Emerald Jewel Industry India Limited (Unit 2)    India
Gold    Emerald Jewel Industry India Limited (Unit 3)    India
Gold    Emerald Jewel Industry India Limited (Unit 4)    India
Gold    Emirates Gold DMCC    United Arab Emirates
Gold    Fidelity Printers and Refiners Ltd.    Zimbabwe
Gold    Fujairah Gold FZC    United Arab Emirates
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    India
Gold    Geib Refining Corporation    United States Of America
Gold    Gold Coast Refinery    Ghana
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    China
Gold    Guangdong Jinding Gold Limited    China
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    China
Gold    Heimerle + Meule GmbH    Germany
Gold    Heraeus Metals Hong Kong Ltd.    China
Gold    Heraeus Precious Metals GmbH & Co. KG    Germany
Gold    Hunan Chenzhou Mining Co., Ltd.    China
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China
Gold    HwaSeong CJ CO., LTD.    Korea, Republic Of


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    Industrial Refining Company    Belgium
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China
Gold    International Precious Metal Refiners    United Arab Emirates
Gold    Ishifuku Metal Industry Co., Ltd.    Japan
Gold    Istanbul Gold Refinery    Turkey
Gold    Italpreziosi    Italy
Gold    JALAN & Company    India
Gold    Japan Mint    Japan
Gold    Jiangxi Copper Co., Ltd.    China
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation
Gold    JSC Uralelectromed    Russian Federation
Gold    JX Nippon Mining & Metals Co., Ltd.    Japan
Gold    K.A. Rasmussen    Norway
Gold    Kaloti Precious Metals    United Arab Emirates
Gold    Kazakhmys Smelting LLC    Kazakhstan
Gold    Kazzinc    Kazakhstan
Gold    Kennecott Utah Copper LLC    United States Of America
Gold    KGHM Polska Miedz Spolka Akcyjna    Poland
Gold    Kojima Chemicals Co., Ltd.    Japan
Gold    Korea Zinc Co., Ltd.    Korea, Republic Of
Gold    Kundan Care Products Ltd.    India
Gold    Kyrgyzaltyn JSC    Kyrgyzstan
Gold    Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation
Gold    L’azurde Company For Jewelry    Saudi Arabia
Gold    Lingbao Gold Co., Ltd.    China
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China
Gold    L’Orfebre S.A.    Andorra
Gold    LS-NIKKO Copper Inc.    Korea, Republic Of
Gold    LT Metal Ltd.    Korea, Republic Of
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China
Gold    Marsam Metals    Brazil


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    Materion    United States Of America
Gold    Matsuda Sangyo Co., Ltd.    Japan
Gold    MD Overseas    India
Gold    Metal Concentrators SA (Pty) Ltd.    South Africa
Gold    Metallix Refining Inc.    United States Of America
Gold    Metalor Technologies (Hong Kong) Ltd.    China
Gold    Metalor Technologies (Singapore) Pte., Ltd.    Singapore
Gold    Metalor Technologies (Suzhou) Ltd.    China
Gold    Metalor Technologies S.A.    Switzerland
Gold    Metalor USA Refining Corporation    United States Of America
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico
Gold    Mitsubishi Materials Corporation    Japan
Gold    Mitsui Mining and Smelting Co., Ltd.    Japan
Gold    MMTC-PAMP India Pvt., Ltd.    India
Gold    Modeltech Sdn Bhd    Malaysia
Gold    Morris and Watson    New Zealand
Gold    Moscow Special Alloys Processing Plant    Russian Federation
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey
Gold    Navoi Mining and Metallurgical Combinat    Uzbekistan
Gold    NH Recytech Company    Korea, Republic Of
Gold    Nihon Material Co., Ltd.    Japan
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria
Gold    Ohura Precious Metal Industry Co., Ltd.    Japan
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation
Gold    OJSC Novosibirsk Refinery    Russian Federation
Gold    PAMP S.A.    Switzerland
Gold    Pease & Curren    United States Of America
Gold    Penglai Penggang Gold Industry Co., Ltd.    China
Gold    Planta Recuperadora de Metales SpA    Chile
Gold    Prioksky Plant of Non-Ferrous Metals    Russian Federation


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    PT Aneka Tambang (Persero) Tbk    Indonesia
Gold    PX Precinox S.A.    Switzerland
Gold    QG Refining, LLC    United States Of America
Gold    Rand Refinery (Pty) Ltd.    South Africa
Gold    Refinery of Seemine Gold Co., Ltd.    China
Gold    REMONDIS PMR B.V.    Netherlands
Gold    Royal Canadian Mint    Canada
Gold    SAAMP    France
Gold    Sabin Metal Corp.    United States Of America
Gold    Safimet S.p.A    Italy
Gold    SAFINA A.S.    Czechia
Gold    Sai Refinery    India
Gold    Samduck Precious Metals    Korea, Republic Of
Gold    Samwon Metals Corp.    Korea, Republic Of
Gold    Sancus ZFS (L’Orfebre, SA)    Colombia
Gold    Sellem Industries Ltd.    Mauritania
Gold    SEMPSA Joyeria Plateria S.A.    Spain
Gold    Shandong Humon Smelting Co., Ltd.    China
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    China
Gold    Shirpur Gold Refinery Ltd.    India
Gold    Sichuan Tianze Precious Metals Co., Ltd.    China
Gold    Singway Technology Co., Ltd.    Taiwan, Province Of China
Gold    Smelter Not Listed    China
Gold    Smelter Not Listed    Australia
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation
Gold    Solar Applied Materials Technology Corp.    Taiwan, Province Of China
Gold    Sovereign Metals    India
Gold    State Research Institute Center for Physical Sciences and Technology    Lithuania


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Gold    Sudan Gold Refinery    Sudan
Gold    Sumitomo Metal Mining Co., Ltd.    Japan
Gold    SungEel HiMetal Co., Ltd.    Korea, Republic Of
Gold    T.C.A S.p.A    Italy
Gold    Tanaka Kikinzoku Kogyo K.K.    Japan
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    China
Gold    Tokuriki Honten Co., Ltd.    Japan
Gold    Tongling Nonferrous Metals Group Co., Ltd.    China
Gold    TOO Tau-Ken-Altyn    Kazakhstan
Gold    Torecom    Korea, Republic Of
Gold    Umicore Precious Metals Thailand    Thailand
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium
Gold    United Precious Metal Refining, Inc.    United States Of America
Gold    Valcambi S.A.    Switzerland
Gold    Value Trading    Belgium
Gold    WEEEREFINING    France
Gold    Western Australian Mint (T/a The Perth Mint)    Australia
Gold    WIELAND Edelmetalle GmbH    Germany
Gold    Yamakin Co., Ltd.    Japan
Gold    Yokohama Metal Co., Ltd.    Japan
Gold    Yunnan Copper Industry Co., Ltd.    China
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China
Tantalum    D Block Metals, LLC    United States Of America
Tantalum    F&X Electro-Materials Ltd.    China
Tantalum    FIR Metals & Resource Ltd.    China
Tantalum    Global Advanced Metals Aizu    Japan
Tantalum    Global Advanced Metals Boyertown    United States Of America
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    China
Tantalum    H.C. Starck Co., Ltd.    Thailand
Tantalum    H.C. Starck Hermsdorf GmbH    Germany


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tantalum    H.C. Starck Inc.    United States Of America
Tantalum    H.C. Starck Ltd.    Japan
Tantalum    H.C. Starck Smelting GmbH & Co. KG    Germany
Tantalum    H.C. Starck Tantalum and Niobium GmbH    Germany
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China
Tantalum    Jiangxi Tuohong New Raw Material    China
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China
Tantalum    Jiujiang Tanbre Co., Ltd.    China
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China
Tantalum    KEMET Blue Metals    Mexico
Tantalum    LSM Brasil S.A.    Brazil
Tantalum    Metallurgical Products India Pvt., Ltd.    India
Tantalum    Mineracao Taboca S.A.    Brazil
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China
Tantalum    NPM Silmet AS    Estonia
Tantalum    QuantumClean    United States Of America
Tantalum    Resind Industria e Comercio Ltda.    Brazil
Tantalum    Solikamsk Magnesium Works OAO    Russian Federation
Tantalum    Taki Chemical Co., Ltd.    Japan
Tantalum    Telex Metals    United States Of America
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    China
Tantalum    Yancheng Jinye New Material Technology Co., Ltd.    China
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    China
Tin    Alpha    United States Of America
Tin    An Vinh Joint Stock Mineral Processing Company    Viet Nam
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    China
Tin    China Tin Group Co., Ltd.    China


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Brazil
Tin    CRM Synergies    Spain
Tin    CV Venus Inti Perkasa    Indonesia
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    China
Tin    Dowa    Japan
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam
Tin    EM Vinto    Bolivia (Plurinational State Of)
Tin    Estanho de Rondonia S.A.    Brazil
Tin    Fabrica Auricchio Industria e Comercio Ltda.    Brazil
Tin    Fenix Metals    Poland
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    China
Tin    Gejiu Kai Meng Industry and Trade LLC    China
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    China
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    China
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China
Tin    Jiangxi New Nanshan Technology Ltd.    China
Tin    Luna Smelter, Ltd.    Rwanda
Tin    Ma’anshan Weitai Tin Co., Ltd.    China
Tin    Magnu’s Minerais Metais e Ligas Ltda.    Brazil
Tin    Malaysia Smelting Corporation (MSC)    Malaysia
Tin    Melt Metais e Ligas S.A.    Brazil
Tin    Metallic Resources, Inc.    United States Of America
Tin    Metallo Belgium N.V.    Belgium
Tin    Metallo Spain S.L.U.    Spain
Tin    Mineracao Taboca S.A.    Brazil
Tin    Minsur    Peru
Tin    Mitsubishi Materials Corporation    Japan
Tin    Modeltech Sdn Bhd    Malaysia


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam
Tin    Novosibirsk Processing Plant Ltd.    Russian Federation
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    Thailand
Tin    O.M. Manufacturing Philippines, Inc.    Philippines
Tin    Operaciones Metalurgicas S.A.    Bolivia (Plurinational State Of)
Tin    Pongpipat Company Limited    Myanmar
Tin    Precious Minerals and Smelting Limited    India
Tin    PT Artha Cipta Langgeng    Indonesia
Tin    PT ATD Makmur Mandiri Jaya    Indonesia
Tin    PT Babel Surya Alam Lestari    Indonesia
Tin    PT Bangka Serumpun    Indonesia
Tin    PT Menara Cipta Mulia    Indonesia
Tin    PT Mitra Stania Prima    Indonesia
Tin    PT Mitra Sukses Globalindo    Indonesia
Tin    PT Prima Timah Utama    Indonesia
Tin    PT Rajawali Rimba Perkasa    Indonesia
Tin    PT Refined Bangka Tin    Indonesia
Tin    PT Stanindo Inti Perkasa    Indonesia
Tin    PT Timah Nusantara    Indonesia
Tin    PT Timah Tbk Kundur    Indonesia
Tin    PT Timah Tbk Mentok    Indonesia
Tin    PT Tinindo Inter Nusa    Indonesia
Tin    Resind Industria e Comercio Ltda.    Brazil
Tin    Rui Da Hung    Taiwan, Province Of China
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Smelter Not Listed    Indonesia
Tin    Soft Metais Ltda.    Brazil
Tin    Super Ligas    Brazil
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    Viet Nam
Tin    Thaisarco    Thailand
Tin    Tin Technology & Refining    United States Of America
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam
Tin    VQB Mineral and Trading Group JSC    Viet Nam
Tin    White Solder Metalurgia e Mineracao Ltda.    Brazil
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China
Tin    Yunnan Tin Company Limited    China
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    China
Tungsten    A.L.M.T. Corp.    Japan
Tungsten    ACL Metais Eireli    Brazil
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil
Tungsten    Artek LLC    Russian Federation
Tungsten    Asia Tungsten Products Vietnam Ltd.    Viet Nam
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    China
Tungsten    China Molybdenum Co., Ltd.    China
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    China
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    China
Tungsten    Cronimet Brasil Ltda    Brazil
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    China
Tungsten    Fujian Xinlu Tungsten    China
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    China
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    China
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    China


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tungsten    GEM Co., Ltd.    China
Tungsten    Global Tungsten & Powders Corp.    United States Of America
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    China
Tungsten    H.C. Starck Smelting GmbH & Co. KG    Germany
Tungsten    H.C. Starck Tungsten GmbH    Germany
Tungsten    Hunan Chenzhou Mining Co., Ltd.    China
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    China
Tungsten    Hydrometallurg, JSC    Russian Federation
Tungsten    Japan New Metals Co., Ltd.    Japan
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    China
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    China
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    Russian Federation
Tungsten    Kennametal Fallon    United States Of America
Tungsten    Kennametal Huntsville    United States Of America
Tungsten    KGETS Co., Ltd.    Korea, Republic Of
Tungsten    Lianyou Metals Co., Ltd.    Taiwan, Province Of China
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    China
Tungsten    Masan Tungsten Chemical LLC (MTC)    Viet Nam
Tungsten    Moliren Ltd.    Russian Federation
Tungsten    Niagara Refining LLC    United States Of America
Tungsten    NPP Tyazhmetprom LLC    Russian Federation
Tungsten    OOO “Technolom” 1    Russian Federation
Tungsten    OOO “Technolom” 2    Russian Federation
Tungsten    Philippine Chuangxin Industrial Co., Inc.    Philippines
Tungsten    Unecha Refractory metals plant    Russian Federation
Tungsten    Wolfram Bergbau und Hutten AG    Austria
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China


Metal                    Smelter or Refiner    Smelter or Refiner Location            
Tungsten    Xiamen Tungsten Co., Ltd.    China
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China


APPENDIX B: COUNTRIES OF ORIGIN

 

Andorra    Italy    Rwanda
Australia    Japan    Saudi Arabia
Austria    Kazakhstan    Singapore
Belgium    Korea, Republic Of    South Africa
Bolivia (Plurinational State Of)    Kyrgyzstan    Spain
Brazil    Lithuania    Sudan
Canada    Malaysia    Sweden
Chile    Mauritania    Switzerland
China    Mexico    Taiwan, Province Of China
Colombia    Myanmar    Thailand
Czechia    Netherlands    Turkey
Estonia    New Zealand    Uganda
France    Norway    United Arab Emirates
Germany    Peru    United States Of America
Ghana    Philippines    Uzbekistan
India    Poland    Viet Nam
Indonesia    Russian Federation    Zimbabwe