Seller

Loan ID

Seller Loan ID

Investor Loan ID

Queue

Created Date

Last Modified Date

Finding Status

Event Level

Initial Finding Grade

Current/Final Finding Grade

Finding Category

Finding Sub Category

Finding Name

Reviewer Comments

Seller Comments

Finding Resolution

Finding Document

Reviewer Comp Factors

Originator Comp Factors

State

Occupancy

Loan Purpose

Refinance Purpose

Unique Finding ID

Acknowledged / Waived By

Waiver in File?

XXXX

XXXX

Closed

XXXX-XX-XX XX:XX

XXXX-XX-XX XX:XX

Resolved

1 - Information

D

A

Compliance

Missing Doc

Final HUD-1 Document is Missing

Resolved-Final HUD-1 Settlement Statement received and fees entered. Finding is resolved. - Due Diligence Vendor-XX/XX/XXXX Resolved-Final HUD-1 Document is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX Open- - Due Diligence Vendor-XX/XX/XXXX Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX Open-Final HUD-1 Document is Missing The Final HUD-1 Settlement Statement is missing. The document must indicate Final and must have a certified True Copy stamp and be signed/dated by the borrower(s).  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Resolved-Final HUD-1 Settlement Statement received and fees entered. Finding is resolved. - Due Diligence Vendor-XX/XX/XXXX  Resolved-Final HUD-1 Document is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX

FINAL HUD-1 SIGNED (47).pdf

XX

XXXX

Refinance

Cash Out - Other

XXXX

N/A

N/A

XXXX

XXXX

Closed

XXXX-XX-XX XX:XX

XXXX-XX-XX XX:XX

Resolved

1 - Information

D

A

Compliance

Missing Doc

Final HUD-1 Document is Missing

Resolved-Client provided copy of final HUD (CTC). - Due Diligence Vendor-XX/XX/XXXX Resolved-Final HUD-1 Document is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX Open-Final HUD-1 Document is Missing The Final HUD-1 Settlement Statement is missing. The document must indicate Final and must have a certified True Copy stamp and be signed/dated by the borrower(s).  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Resolved-Client provided copy of final HUD (CTC). - Due Diligence Vendor-XX/XX/XXXX  Resolved-Final HUD-1 Document is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX

FINAL HUD-1 SIGNED (45).pdf

XX

XXXX

Purchase

NA

XXXX

N/A

N/A

XXXX

XXXX

Closed

XXXX-XX-XX XX:XX

XXXX-XX-XX XX:XX

Resolved

1 - Information

D

A

Compliance

Missing Doc

Missing Prepayment Rider

Resolved-Per client, only note includes prepay rider in Nevada not rider to DOT.   - Due Diligence Vendor-XX/XX/XXXX Ready for Review-Only note includes prepay rider in Nevada not rider to DOT - Seller-XX/XX/XXXX Open-Note indicates there is a prepayment penalty. Provide Deed of Trust with the Prepayment Rider.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Only note includes prepay rider in XXXX not rider to DOT - Seller-XX/XX/XXXX

Resolved-Per client, only note includes prepay rider in Nevada not rider to DOT.   - Due Diligence Vendor-XX/XX/XXXX

XX

XXXX

Purchase

NA

XXXX

N/A

N/A

XXXX

XXXX

Closed

XXXX-XX-XX XX:XX

XXXX-XX-XX XX:XX

Resolved

1 - Information

D

A

Compliance

Missing Doc

Homeownership Counseling Disclosure Is Missing

Resolved-Client provided copy of Homeownership Counseling Disclosure. - Due Diligence Vendor-XX/XX/XXXX Resolved-Homeownership Counseling Disclosure Is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX Open- Missing the signed/dated Homeownership Counseling Organization List.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Resolved-Client provided copy of Homeownership Counseling Disclosure. - Due Diligence Vendor-XX/XX/XXXX  Resolved-Homeownership Counseling Disclosure Is Present or Not Applicable - Due Diligence Vendor-XX/XX/XXXX

INITIAL DISCLOSURE PACKAGE.pdf

XX

XXXX

Purchase

NA

XXXX

N/A

N/A