0001393725-23-000020.txt : 20230208 0001393725-23-000020.hdr.sgml : 20230208 20230208113836 ACCESSION NUMBER: 0001393725-23-000020 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230208 EFFECTIVENESS DATE: 20230208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TSW SMID Cap Equity Fund CENTRAL INDEX KEY: 0001748288 IRS NUMBER: 820983878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-318328 FILM NUMBER: 23597821 BUSINESS ADDRESS: STREET 1: C/O JOHCM (USA) INC. STREET 2: 53 STATE STREET 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-993-0710 MAIL ADDRESS: STREET 1: C/O JOHCM (USA) INC. STREET 2: 53 STATE STREET 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 D/A 1 primary_doc.xml X0708 D/A LIVE 0001748288 TSW SMID Cap Equity Fund C/O JOHCM (USA) INC. 53 STATE STREET 13TH FLOOR BOSTON MA MASSACHUSETTS 02109 617-993-0710 DELAWARE None None Business Trust true Jonathan Paul Weitz C/O JOHCM (USA) INC. 53 STATE STREET, 13TH FLOOR BOSTON MA MASSACHUSETTS 02109 Executive Officer Director Chief Operating Officer and Director of JOHCM (USA) Inc., the Investment Adviser of the Issuer Christopher Jones C/O JOHCM (USA) INC. 53 STATE STREET, 13TH FLOOR BOSTON MA MASSACHUSETTS 02109 Director Director of JOHCM (USA) Inc., the Investment Adviser of the Issuer Scott Craven Jones C/O JOHCM (USA) INC. 53 State Street, 13TH Floor Boston MA MASSACHUSETTS 02109 Director Director of JOHCM (USA) Inc., the Investment Adviser of the Issuer David Lane C/O JOHCM (USA) INC. 53 STATE STREET, 13TH FLOOR BOSTON MA MASSACHUSETTS 02109 Executive Officer Director President and Director of JOHCM (USA) Inc., the Investment Adviser of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001393725-22-000019 2018-05-30 true true false 5000000 Indefinite 43004685 Indefinite false 1 0 0 0 Customary advisory fees are paid by the Issuer to the Investment Adviser as provided in the Issuer's offering materials. false TSW SMID Cap Equity Fund /s/ Jonathan Paul Weitz Jonathan Paul Weitz COO of JOHCM (USA) Inc., Investment Adviser of the Issuer 2023-02-08