EX-99.B(6)(V) 3 a19-22161_1ex99db6v.htm EX-99.B(6)(V)

Exhibit (6)(v)

 

PACIFIC GLOBAL ETF TRUST

 

FIRST AMENDMENT TO THE SUBADVISORY AGREEMENT

 

THIS AMENDMENT, dated as of November 1, 2019, to the Subadvisory Agreement, is entered into by and between PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”), and PACIFIC LIFE FUND ADVISORS LLC, D/B/A PACIFIC ASSET MANAGEMENT, a Delaware limited liability company (the “Subadviser”).

 

RECITALS

 

WHEREAS, the parties have entered into the Subadvisory Agreement, dated as of the 23rd day of October, 2019 (the “Agreement”); and

 

WHEREAS, the parties desire to amend the Agreement, to add a new series established under the Trust (the “Fund”); and

 

WHEREAS, Paragraph 8 of the Agreement allows for its amendment by a written instrument executed by both parties in conformity with the requirements of the Investment Company Act of 1940.

 

NOW, THEREFORE, the parties agree as follows:

 

1.              Schedule A of the Agreement is hereby superseded and replaced in its entirety with Schedule A, dated November 1, 2019, attached hereto.

 

2.              Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by its duly authorized officer(s) on one or more counterparts as of the date written above.

 

 

PACIFIC GLOBAL ADVISORS LLC

PACIFIC LIFE FUND ADVISORS LLC

 

 

d/b/a Pacific Asset Management

 

 

 

 

 

 

 

 

By:

/s/ Josh Schwab

 

By:

/s/ Dominic Nolan

 

Name: Josh Schwab

 

Name: Dominic Nolan

 

 

 

Title: Managing Director

 

Title: Sr. Managing Director

 

 

 

 

 

 

 

 

By:

/s/ J. G. Lallande

 

By:

/s/ J. G. Lallande

 

Name: J. G. Lallande

 

Name: J. G. Lallande

 

 

 

Title: Assistant Secretary

 

Title: Assistant Secretary

 


 

SCHEDULE A

 

Effective as of November 1, 2019

 

To the Subadvisory Agreement between

 

Pacific Global Advisors LLC

and

Pacific Asset Management

 

 

The Subadviser shall receive the fee indicated in the table below.

 

 

Name of Fund

 

Fee
(as a percentage of net revenue retained by the Manager out of the
Fund’s unitary fee)

Pacific Global Focused High Yield ETF

 

 

50%

Pacific Global Senior Loan ETF

 

 

50%