EX-99.B(6)(III) 2 a19-22161_1ex99db6iii.htm EX-99.B(6)(III)

Exhibit (6)(iii)

 

PACIFIC GLOBAL ETF TRUST

 

SECOND AMENDMENT TO THE MANAGEMENT AGREEMENT

 

THIS AMENDMENT, dated as of November 1, 2019, to the Management Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”).

 

RECITALS

 

WHEREAS, the parties have entered into the Management Agreement, dated as of the 11th day of February, 2019 (the “Agreement”), as amended from time to time; and

 

WHEREAS, the parties desire to amend Schedule A, to add a new series established under the Trust (each a “Fund” and collectively, the “Funds”); and

 

WHEREAS, Paragraph 14 of the Agreement allows for its amendment by a written instrument executed by both parties in conformity with the requirements of the Investment Company Act of 1940.

 

NOW, THEREFORE, the parties agree as follows:

 

1.              Schedule A of the Agreement is hereby superseded and replaced in its entirety with Schedule A, dated November 1, 2019, and attached hereto.

 

2.              Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by its duly authorized officer(s) on one or more counterparts as of the date written above.

 

PACIFIC GLOBAL ETF TRUST

 

PACIFIC GLOBAL ADVISORS LLC

 

 

 

 

 

 

 

 

By:

/s/ Josh Schwab

 

 

By:

/s/ Josh Schwab

 

Name: Josh Schwab

 

Name: Josh Schwab

 

 

 

Title: Vice President

 

Title: Managing Director

 

 

 

 

 

 

 

 

By:

/s/ J. G. Lallande

 

 

By:

/s/ J. G. Lallande

 

Name: J. G. Lallande

 

Name: J. G. Lallande

 

 

 

Title: Assistant Secretary

 

Title: Assistant Secretary

 


 

SCHEDULE A

 

Effective as of November 1, 2019

 

To the Management Agreement between
Pacific Global ETF Trust
and
Pacific Global Advisors LLC

 

Fund:

 

Management Fee per annum:

Pacific Global US Equity Income ETF

 

0.29%

Pacific Global International Equity Income ETF

 

0.39%

Pacific Global Focused High Yield ETF

 

0.39%

Pacific Global Senior Loan ETF

 

0.68%