0001104659-19-006327.txt : 20190207 0001104659-19-006327.hdr.sgml : 20190207 20190207152643 ACCESSION NUMBER: 0001104659-19-006327 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Global ETF Trust CENTRAL INDEX KEY: 0001747688 IRS NUMBER: 831112323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-38805 FILM NUMBER: 19574995 BUSINESS ADDRESS: STREET 1: 700 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-219-3391 MAIL ADDRESS: STREET 1: 700 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 8-A12B 1 a19-4215_18a12b.htm 8-A12B

 

 

FORM 8-A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

PACIFIC GLOBAL ETF TRUST

(Exact name of registrant as specified in its charter)

 

Delaware

 

See below

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

840 Newport Center Drive, 7th Floor

 

 

Newport Beach, California

 

92660

(Address of principal executive offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which

 

 

to be so registered

 

each class is to be registered

 

I.R.S. Employer Identification No.

 

 

 

 

 

Shares of beneficial interest, no par value, of:

 

NYSE Arca, Inc.

 

83-2628094

Pacific Global US Equity Income ETF

 

 

 

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o

 

Securities Act registration statement file number to which this form relates:  333-227097

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of Pacific Global US Equity Income ETF, a series of Pacific Global ETF Trust (the “Registrant”), is incorporated herein by reference to Pre-Effective Amendment No. 3 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on February 5, 2019 (Files No. 333-227097; 811-23376).  Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1.              Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1)(A) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.

 

2.              Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2)(A) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.

 

3.              Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227097; 811-23376), as filed with the Securities and Exchange Commission on August 29, 2018.

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Newport Beach and the State of California, on the 6th day of February 2019.

 

 

Pacific Global ETF Trust

 

(Registrant)

 

 

 

 

 

 

 

By:

/s/ J.G. Lallande

 

Name:

J. G. Lallande

 

Title:

Vice President and Assistant Secretary

 

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