0001104659-23-127785.txt : 20231220
0001104659-23-127785.hdr.sgml : 20231220
20231220172012
ACCESSION NUMBER: 0001104659-23-127785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231218
FILED AS OF DATE: 20231220
DATE AS OF CHANGE: 20231220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adair Jason
CENTRAL INDEX KEY: 0001747055
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 231502168
MAIL ADDRESS:
STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC.
STREET 2: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
tm2332275-9_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-18
0
0001819576
Liquidia Corp
LQDA
0001747055
Adair Jason
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
Chief Business Officer
1
Common Stock
2023-12-18
4
M
0
261
A
55009
D
Common Stock
2023-12-18
4
S
0
77
7.7
D
54932
D
Restricted Stock Unit
2023-12-18
4
M
0
261
0
D
Common Stock
261
260
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
On March 18, 2020, the Reporting Person was granted 4,167 RSUs with 25% vesting on March 18, 2021, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 3,906 have vested through December 18, 2023.
Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,274 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. The amount of securities beneficially owned by the Reporting Person following the transactions reported herein has been corrected due to an administrative error in the Reporting Person's previous Form 4.
These shares were sold to cover taxes associated with the settlement of RSUs.
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 14, 2020.
/s/ Jason Adair
2023-12-20