0001104659-23-127785.txt : 20231220 0001104659-23-127785.hdr.sgml : 20231220 20231220172012 ACCESSION NUMBER: 0001104659-23-127785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231218 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adair Jason CENTRAL INDEX KEY: 0001747055 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 231502168 MAIL ADDRESS: STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC. STREET 2: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2332275-9_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-18 0 0001819576 Liquidia Corp LQDA 0001747055 Adair Jason 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 Chief Business Officer 1 Common Stock 2023-12-18 4 M 0 261 A 55009 D Common Stock 2023-12-18 4 S 0 77 7.7 D 54932 D Restricted Stock Unit 2023-12-18 4 M 0 261 0 D Common Stock 261 260 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On March 18, 2020, the Reporting Person was granted 4,167 RSUs with 25% vesting on March 18, 2021, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 3,906 have vested through December 18, 2023. Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,274 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. The amount of securities beneficially owned by the Reporting Person following the transactions reported herein has been corrected due to an administrative error in the Reporting Person's previous Form 4. These shares were sold to cover taxes associated with the settlement of RSUs. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 14, 2020. /s/ Jason Adair 2023-12-20