N-PX 1 fp0084458-4_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number   811-23366

 

 

 

RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

 

 

(Exact name of registrant as specified in charter)

 

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Address of principal executive offices)                   (Zip code)

 

Marc L. Collins

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (312) 832-1440

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

 
 

Item 1 Proxy Voting Record
   
  See below

 

  Investment Company Report
  EATON VANCE INSURED CA MUNI BD FD  
  Security 27828A100       Meeting Type Annual  
  Ticker Symbol EVM                   Meeting Date 14-Jul-2022
  ISIN US27828A1007       Agenda 935663547 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a)   DIRECTOR Management Split Split  
    1 Thomas E. Faust Jr.   Split Split  
    2 Cynthia E. Frost   Split Split  
    3 Scott E. Wennerholm   Split Split  
    4 Nancy A. Wiser   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
126,294 0 13-Jul-2022 13-Jul-2022
  EATON VANCE INSD. MUN BD FD  
  Security 27827X101       Meeting Type Annual  
  Ticker Symbol EIM                   Meeting Date 14-Jul-2022
  ISIN US27827X1019       Agenda 935663547 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a)   DIRECTOR Management Split Split  
    1 Thomas E. Faust Jr.   Split Split  
    2 Cynthia E. Frost   Split Split  
    3 Scott E. Wennerholm   Split Split  
    4 Nancy A. Wiser   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV24 RN OPP MUNI
INC RN
COLLATERAL
997RV24 STATE
STREET BANK
& TRUST CO
300,000 0 13-Jul-2022 13-Jul-2022
  EATON VANCE INSD. MUN BD FD  
  Security 27827X101       Meeting Type Annual  
  Ticker Symbol EIM                   Meeting Date 14-Jul-2022
  ISIN US27827X1019       Agenda 935663547 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a)   DIRECTOR Management Split Split  
    1 Thomas E. Faust Jr.   Split Split  
    2 Cynthia E. Frost   Split Split  
    3 Scott E. Wennerholm   Split Split  
    4 Nancy A. Wiser   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
113,402 0 13-Jul-2022 13-Jul-2022
  BLACKROCK INSURED MUNICIPAL INCOME TRUST  
  Security 092479104       Meeting Type Annual  
  Ticker Symbol BYM                   Meeting Date 25-Jul-2022
  ISIN US0924791041       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
48,843 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIYIELD INSURED FUND  
  Security 09254E103       Meeting Type Annual  
  Ticker Symbol MYI                   Meeting Date 25-Jul-2022
  ISIN US09254E1038       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
132,870 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIHOLDINGS CA INSD FD INC  
  Security 09254L107       Meeting Type Annual  
  Ticker Symbol MUC                   Meeting Date 25-Jul-2022
  ISIN US09254L1070       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
102,390 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNI INTER DURATION FD INC  
  Security 09253X102       Meeting Type Annual  
  Ticker Symbol MUI                   Meeting Date 25-Jul-2022
  ISIN US09253X1028       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
86,645 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIHOLDINGS NY INSD FD INC  
  Security 09255C106       Meeting Type Annual  
  Ticker Symbol MHN                   Meeting Date 25-Jul-2022
  ISIN US09255C1062       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
86,608 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNICIPAL INCOME TRUST II  
  Security 09249N101       Meeting Type Annual  
  Ticker Symbol BLE                   Meeting Date 25-Jul-2022
  ISIN US09249N1019       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
24,769 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIHOLDINGS FUND, INC  
  Security 09253N104       Meeting Type Annual  
  Ticker Symbol MHD                   Meeting Date 25-Jul-2022
  ISIN US09253N1046       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
74,286 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIYIELD INSURED FUND  
  Security 09254E103       Meeting Type Annual  
  Ticker Symbol MYI                   Meeting Date 25-Jul-2022
  ISIN US09254E1038       Agenda 935675061 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan   Split Split  
    2 Robert Fairbairn   Split Split  
    3 Stayce D. Harris   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV24 RN OPP MUNI
INC RN
COLLATERAL
997RV24 STATE
STREET BANK
& TRUST CO
325,000 0 22-Jul-2022 22-Jul-2022
  NUVEEN MUNICIPAL VALUE FUND 2  
  Security 670695105       Meeting Type Annual  
  Ticker Symbol NUW                   Meeting Date 05-Aug-2022
  ISIN US6706951059       Agenda 935686468 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management Split Split  
    1 William C. Hunter   Split Split  
    2 Judith M. Stockdale   Split Split  
    3 Carole E. Stone   Split Split  
    4 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
16,372 0 04-Aug-2022 04-Aug-2022
  NUVEEN SELECT TAX-FREE INCOME PORTFOLIO  
  Security 67062F100       Meeting Type Annual  
  Ticker Symbol NXP                   Meeting Date 05-Aug-2022
  ISIN US67062F1003       Agenda 935686468 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management Split Split  
    1 William C. Hunter   Split Split  
    2 Judith M. Stockdale   Split Split  
    3 Carole E. Stone   Split Split  
    4 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
9,844 0 04-Aug-2022 04-Aug-2022
  NUVEEN INSURED NY SEL TAX-FREE INC PORT  
  Security 67063V104       Meeting Type Annual  
  Ticker Symbol NXN                   Meeting Date 05-Aug-2022
  ISIN US67063V1044       Agenda 935686468 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management Split Split  
    1 William C. Hunter   Split Split  
    2 Judith M. Stockdale   Split Split  
    3 Carole E. Stone   Split Split  
    4 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
12,956 0 04-Aug-2022 04-Aug-2022
  NUVEEN QUALITY MUNICIPAL INCOME FUND  
  Security 67066V101       Meeting Type Annual  
  Ticker Symbol NAD                   Meeting Date 05-Aug-2022
  ISIN US67066V1017       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV24 RN OPP MUNI
INC RN
COLLATERAL
997RV24 STATE
STREET BANK
& TRUST CO
300,000 0 04-Aug-2022 04-Aug-2022
  NUVEEN QUALITY MUNICIPAL INCOME FUND  
  Security 67066V101       Meeting Type Annual  
  Ticker Symbol NAD                   Meeting Date 05-Aug-2022
  ISIN US67066V1017       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
606,117 0 04-Aug-2022 04-Aug-2022
  NUVEEN AMT FREE QUALITY MUNI INC FD  
  Security 670657105       Meeting Type Annual  
  Ticker Symbol NEA                   Meeting Date 05-Aug-2022
  ISIN US6706571055       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
799,177 0 04-Aug-2022 04-Aug-2022
  NUVEEN NY AMT-FREE QUALITY MUNI INC FD  
  Security 670656107       Meeting Type Annual  
  Ticker Symbol NRK                   Meeting Date 05-Aug-2022
  ISIN US6706561072       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management      
    1 Judith M. Stockdale   For For  
    2 Carole E. Stone   For For  
    3 Margaret L. Wolff   For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
420,549 0 02-Aug-2022 02-Aug-2022
  NUVEEN AMT FREE QUALITY MUNI INC FD  
  Security 670657105       Meeting Type Annual  
  Ticker Symbol NEA                   Meeting Date 05-Aug-2022
  ISIN US6706571055       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV24 RN OPP MUNI
INC RN
COLLATERAL
997RV24 STATE
STREET BANK
& TRUST CO
325,000 0 04-Aug-2022 04-Aug-2022
  NUVEEN DYNAMIC  
  Security 67079X102       Meeting Type Annual  
  Ticker Symbol NDMO                  Meeting Date 05-Aug-2022
  ISIN US67079X1028       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management      
    1 Judith M. Stockdale   For For  
    2 Carole E. Stone   For For  
    3 Margaret L. Wolff   For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
146,411 0 02-Aug-2022 02-Aug-2022
  NUVEEN MUNICIPAL CREDIT INCOME FUND  
  Security 67070X101       Meeting Type Annual  
  Ticker Symbol NZF                   Meeting Date 05-Aug-2022
  ISIN US67070X1019       Agenda 935686470 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management      
    1 Judith M. Stockdale   For For  
    2 Carole E. Stone   For For  
    3 Margaret L. Wolff   For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
88,419 0 02-Aug-2022 02-Aug-2022
  INVESCO QUALITY MUNICIPAL INCOME TRUST  
  Security 46133G107       Meeting Type Annual  
  Ticker Symbol IQI                   Meeting Date 08-Aug-2022
  ISIN US46133G1076       Agenda 935687725 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia Hostetler   Split Split  
    2 Eli Jones   Split Split  
    3 Ann Barnett Stern   Split Split  
    4 Daniel S. Vandivort   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
170,167 0 05-Aug-2022 05-Aug-2022
  PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT  
  Security 723760104       Meeting Type Annual  
  Ticker Symbol MIO                   Meeting Date 15-Sep-2022
  ISIN US7237601049       Agenda 935697904 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Director to serve until the third annual
meeting: John E. Baumgardner, Jr.
Management Split Split  
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
54,305 0 14-Sep-2022 14-Sep-2022
  PIONEER MUNICIPAL HIGH INCOME ADVANTAGE  
  Security 723762100       Meeting Type Annual  
  Ticker Symbol MAV                   Meeting Date 15-Sep-2022
  ISIN US7237621005       Agenda 935697916 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
181,594 0 14-Sep-2022 14-Sep-2022
  NEUBERGER BERMAN CA INTERM FD  
  Security 64123C101       Meeting Type Annual  
  Ticker Symbol NBW                   Meeting Date 16-Sep-2022
  ISIN US64123C1018       Agenda 935699681 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a.   Election of Class II Director: Michael J. Cosgrove Management Split Split  
  1b.   Election of Class II Director: Deborah C. McLean Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
80,145 0 15-Sep-2022 15-Sep-2022
  DWS FUNDS  
  Security 23342Q101       Meeting Type Annual  
  Ticker Symbol KSM                   Meeting Date 23-Sep-2022
  ISIN US23342Q1013       Agenda 935702313 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Chad D. Perry   Split Split  
    2 Catherine Schrand   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
21,636 0 22-Sep-2022 22-Sep-2022
  LEGG MASON  
  Security 95766M105       Meeting Type Annual  
  Ticker Symbol MMU                   Meeting Date 21-Oct-2022
  ISIN US95766M1053       Agenda 935713215 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class II Director to serve until the 2025
Annual Meeting: Daniel P. Cronin
Management Split Split  
  1.2   Election of Class II Director to serve until the 2025
Annual Meeting: Eileen A. Kamerick
Management Split Split  
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending May 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
549,112 0 20-Oct-2022 20-Oct-2022
  NUVEEN CALIFORNIA QUALITY MUNI INC FD  
  Security 67066Y105       Meeting Type Annual  
  Ticker Symbol NAC                   Meeting Date 18-Nov-2022
  ISIN US67066Y1055       Agenda 935721363 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
239,659 0 17-Nov-2022 17-Nov-2022
  NUVEEN CALIFORNIA QUALITY MUNI INC FD  
  Security 67066Y105       Meeting Type Annual  
  Ticker Symbol NAC                   Meeting Date 18-Nov-2022
  ISIN US67066Y1055       Agenda 935721363 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV24 RN OPP MUNI
INC RN
COLLATERAL
997RV24 STATE
STREET BANK
& TRUST CO
20,000 0 17-Nov-2022 17-Nov-2022
  NUVEEN CALIFORNIA MUNICIPAL VALUE FD INC  
  Security 67062C107       Meeting Type Annual  
  Ticker Symbol NCA                   Meeting Date 18-Nov-2022
  ISIN US67062C1071       Agenda 935721387 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management      
    1 William C. Hunter   For For  
    2 Judith M. Stockdale   For For  
    3 Carole E. Stone   For For  
    4 Margaret L. Wolff   For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
44,631 0 31-Oct-2022 31-Oct-2022
  DTF TAX-FREE INCOME FUND INC.  
  Security 23334J107       Meeting Type Annual  
  Ticker Symbol DTF                   Meeting Date 06-Mar-2023
  ISIN US23334J1079       Agenda 935758170 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1e.   DIRECTOR Management Split Split  
    1 Mareilé B. Cusack   Split Split  
    2 David J. Vitale   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
124,779 0 03-Mar-2023 03-Mar-2023
  ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC  
  Security 01864U106       Meeting Type Annual  
  Ticker Symbol AFB                   Meeting Date 29-Mar-2023
  ISIN US01864U1060       Agenda 935771281 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class Two Director: Onur Erzan Management Split Split  
  2.    To ratify the appointment of Ernst & Young LLP as the
Fund's independent registered public accounting firm for
the fiscal year ending October 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
132,438 0 28-Mar-2023 28-Mar-2023
  WESTERN ASSET MUNICIPAL HIGH INC FD INC  
  Security 95766N103       Meeting Type Annual  
  Ticker Symbol MHF                   Meeting Date 14-Apr-2023
  ISIN US95766N1037       Agenda 935780800 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class III Director to serve until the 2026
Annual Meeting: Robert D. Agdern
Management Split Split  
  1.2   Election of Class III Director to serve until the 2026
Annual Meeting: Eileen A. Kamerick
Management Split Split  
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending October 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
31,964 0 13-Apr-2023 13-Apr-2023
  NUVEEN INTER DUR QLTY MUNI TERM FD  
  Security 670677103       Meeting Type Annual  
  Ticker Symbol NIQ                   Meeting Date 08-May-2023
  ISIN US6706771036       Agenda 935816693 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Robert L. Young*   Split Split  
    2 Amy B.R. Lancellotta**   Split Split  
    3 John K. Nelson**   Split Split  
    4 Terence J. Toth**   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
6,914 0 05-May-2023 05-May-2023
  BNY MELLON STRATEGIC MUNICIPAL BD FD INC  
  Security 09662E109       Meeting Type Annual  
  Ticker Symbol DSM                   Meeting Date 14-Jun-2023
  ISIN US09662E1091       Agenda 935860797 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Joan L. Gulley*   Split Split  
    2 Burton N. Wallack*   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1H RIVERNORTH
OPP MUNI
INCOME FND
997RV1H STATE
STREET BANK
& TRUST CO
37,226 0 13-Jun-2023 13-Jun-2023

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RiverNorth Opportunistic Municipal Income Fund, Inc.
   
  /s/ Patrick W. Galley  
  By:  Patrick W. Galley
  Title: President and Chairman of the Board
     
  Date: August 18, 2023