0001398344-21-017871.txt : 20210827 0001398344-21-017871.hdr.sgml : 20210827 20210827161624 ACCESSION NUMBER: 0001398344-21-017871 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 EFFECTIVENESS DATE: 20210827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverNorth Opportunistic Municipal Income Fund, Inc. CENTRAL INDEX KEY: 0001746967 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23366 FILM NUMBER: 211219105 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-445-2251 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 N-PX 1 fp0066762_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-23366

 

 

 

RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

 

 

(Exact name of registrant as specified in charter)

 

325 North LaSalle Street, Suite 645, Chicago, Illinois 60654

 

(Address of principal executive offices) (Zip code)

 

Marc L. Collins

325 North LaSalle Street, Suite 645

Chicago, Illinois 60654

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (312) 832-1440

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

 

 

 

 

 

Item 1 Proxy Voting Record
   
  See below

 

Investment Company Report

 

  EATON VANCE INSD. MUN BD FD          
  Security 27827X101                 Meeting Type   Annual  
  Ticker Symbol EIM                 Meeting Date   16-Jul-2020    
  ISIN US27827X1019                 Agenda   935225006 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 George J. Gorman           Split     Split            
        2 Helen Frame Peters           Split     Split            
        3 Marcus L. Smith           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 533,754   0 15-Jul-2020 15-Jul-2020    
  EATON VANCE NY INSURED MUNI BOND FUND          
  Security 27827Y109                 Meeting Type   Annual  
  Ticker Symbol ENX                 Meeting Date   16-Jul-2020    
  ISIN US27827Y1091                 Agenda   935225006 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 George J. Gorman           Split     Split            
        2 Helen Frame Peters           Split     Split            
        3 Marcus L. Smith           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 12,526   0 15-Jul-2020 15-Jul-2020    
  BLACKROCK CALIFORNIA MUNICIPAL INCOME TR          
  Security 09248E102                 Meeting Type   Annual  
  Ticker Symbol BFZ                 Meeting Date   27-Jul-2020    
  ISIN US09248E1029                 Agenda   935237835 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 83,712   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK INSURED MUNICIPAL INCOME TRUST          
  Security 092479104                 Meeting Type   Annual  
  Ticker Symbol BYM                 Meeting Date   27-Jul-2020    
  ISIN US0924791041                 Agenda   935237835 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 R. Glenn Hubbard           Split     Split            
        3 John M. Perlowski           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 180,905   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNI NY INTER DURATION FD INC          
  Security 09255F109                 Meeting Type   Annual  
  Ticker Symbol MNE                 Meeting Date   27-Jul-2020    
  ISIN US09255F1093                 Agenda   935238558 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
        9 Frank J. Fabozzi           Split     Split            
        10 W. Carl Kester           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 122,048   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS INSURED FUND, INC          
  Security 09254A101                 Meeting Type   Annual  
  Ticker Symbol MUS                 Meeting Date   27-Jul-2020    
  ISIN US09254A1016                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 9,038   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD INSURED FUND          
  Security 09254E103                 Meeting Type   Annual  
  Ticker Symbol MYI                 Meeting Date   27-Jul-2020    
  ISIN US09254E1038                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 487,794   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD QUALITY FUND II          
  Security 09254G108                 Meeting Type   Annual  
  Ticker Symbol MQT                 Meeting Date   27-Jul-2020    
  ISIN US09254G1085                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 32,515   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIYIELD NY INSURED FUND          
  Security 09255E102                 Meeting Type   Annual  
  Ticker Symbol MYN                 Meeting Date   27-Jul-2020    
  ISIN US09255E1029                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 77,936   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS CA INSD FD INC          
  Security 09254L107                 Meeting Type   Annual  
  Ticker Symbol MUC                 Meeting Date   27-Jul-2020    
  ISIN US09254L1070                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 187,327   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS NY INSD FD INC          
  Security 09255C106                 Meeting Type   Annual  
  Ticker Symbol MHN                 Meeting Date   27-Jul-2020    
  ISIN US09255C1062                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 186,261   0 24-Jul-2020 24-Jul-2020    
  BLACKROCK MUNIHOLDINGS INSD FD II INC          
  Security 09254C107                 Meeting Type   Annual  
  Ticker Symbol MUE                 Meeting Date   27-Jul-2020    
  ISIN US09254C1071                 Agenda   935238560 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Michael J. Castellano           Split     Split            
        2 Richard E. Cavanagh           Split     Split            
        3 Cynthia L. Egan           Split     Split            
        4 Robert Fairbairn           Split     Split            
        5 R. Glenn Hubbard           Split     Split            
        6 Catherine A. Lynch           Split     Split            
        7 John M. Perlowski           Split     Split            
        8 Karen P. Robards           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 27,300   0 24-Jul-2020 24-Jul-2020    
  NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD          
  Security 67071L106                 Meeting Type   Annual  
  Ticker Symbol NVG                 Meeting Date   05-Aug-2020    
  ISIN US67071L1061                 Agenda   935245541 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 346,478   0 04-Aug-2020 04-Aug-2020  
  NUVEEN NY AMT-FREE QUALITY MUNI INC FD          
  Security 670656107                 Meeting Type   Annual  
  Ticker Symbol NRK                 Meeting Date   05-Aug-2020    
  ISIN US6706561072                 Agenda   935245541 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 272,110   0 04-Aug-2020 04-Aug-2020  
  NUVEEN QUALITY MUNICIPAL INCOME FUND          
  Security 67066V101                 Meeting Type   Annual  
  Ticker Symbol NAD                 Meeting Date   05-Aug-2020    
  ISIN US67066V1017                 Agenda   935245541 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 689,780   0 04-Aug-2020 04-Aug-2020  
  NUVEEN NEW YORK QUALITY MUNICIPAL INC FD          
  Security 67066X107                 Meeting Type   Annual  
  Ticker Symbol NAN                 Meeting Date   05-Aug-2020    
  ISIN US67066X1072                 Agenda   935245541 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 51,934   0 04-Aug-2020 04-Aug-2020  
  NUVEEN AMT FREE QUALITY MUNI INC FD          
  Security 670657105                 Meeting Type   Annual  
  Ticker Symbol NEA                 Meeting Date   05-Aug-2020    
  ISIN US6706571055                 Agenda   935245541 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1C. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 806,239   0 04-Aug-2020 04-Aug-2020  
  NUVEEN NEW YORK MUNICIPAL VALUE FUND 2          
  Security 670706100                 Meeting Type   Annual  
  Ticker Symbol NYV                 Meeting Date   05-Aug-2020    
  ISIN US6707061007                 Agenda   935245553 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1B. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 70,029   0 04-Aug-2020 04-Aug-2020  
  MORGAN STANLEY FUND          
  Security 46133G107                 Meeting Type   Annual  
  Ticker Symbol IQI                 Meeting Date   07-Aug-2020    
  ISIN US46133G1076                 Agenda   935248319 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 122,264   0 06-Aug-2020 06-Aug-2020  
  VAN KAMPEN FUNDS          
  Security 46132C107                 Meeting Type   Annual  
  Ticker Symbol VMO                 Meeting Date   07-Aug-2020    
  ISIN US46132C1071                 Agenda   935248319 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1A DIRECTOR Management     Split     Split            
        1 Beth Ann Brown           Split     Split            
        2 Anthony J. LaCava, Jr.           Split     Split            
        3 Joel W. Motley           Split     Split            
        4 Teresa M. Ressel           Split     Split            
        5 Christopher L. Wilson           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 537,426   0 06-Aug-2020 06-Aug-2020  
  NUVEEN CALIFORNIA QUALITY MUNI INC FD          
  Security 67066Y105                 Meeting Type   Annual  
  Ticker Symbol NAC                 Meeting Date   16-Nov-2020    
  ISIN US67066Y1055                 Agenda   935285785 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 384,449   0 13-Nov-2020 13-Nov-2020  
  NUVEEN NEW YORK MUNICIPAL VALUE FUND 2          
  Security 670706100                 Meeting Type   Annual  
  Ticker Symbol NYV                 Meeting Date   15-Jan-2021    
  ISIN US6707061007                 Agenda   935289923 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. To approve an Agreement and Plan of Reorganization pursuant to which Nuveen New York Municipal Value Fund 2 (the "Target Fund") would: (i) transfer substantially all of its assets to Nuveen New York Municipal Value Fund, Inc. (the "Acquiring Fund"); (ii) distribute such newly issued shares of the Acquiring Fund to the common shareholders of the Target Fund; and (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 70,029   0 04-Dec-2020 14-Jan-2021  
  BLACKROCK MUNIHOLDINGS INSURED FUND, INC          
  Security 09254A101                 Meeting Type   Special  
  Ticker Symbol MUS                 Meeting Date   21-Jan-2021    
  ISIN US09254A1016                 Agenda   935298136 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1G. The common shareholders and holders of Variable Rate Muni Term Preferred Shares ("VMTP Shares" and the holders thereof, "VMTP Holders") of BlackRock MuniHoldings Quality Fund, Inc. ("MUS") are being asked to vote as a single class on a proposal to approve an Agreement and Plan of Reorganization between MUS and BlackRock MuniHoldings Fund, Inc. (the "Acquiring Fund" and such Agreement and Plan of Reorganization, the "MUS Reorganization Agreement") and the transactions contemplated therein. Management     Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 6,828   0 14-Dec-2020 20-Jan-2021  
  NUVEEN NEW JERSEY MUNICIPAL VALUE FUND          
  Security 670702109                 Meeting Type   Annual  
  Ticker Symbol NJV                 Meeting Date   17-Feb-2021    
  ISIN US6707021092                 Agenda   935291358 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. To approve an Agreement and Plan of Reorganization pursuant to which Nuveen New Jersey Municipal Value Fund (the "Target Fund") would: (i) transfer substantially all of its assets to Nuveen AMT-Free Municipal Value Fund (the "Acquiring Fund"); (ii) distribute such newly issued common shares of the Acquiring Fund to the common shareholders of the Target Fund; and (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
  2. DIRECTOR Management     Split     Split            
        1 John K. Nelson           Split     Split            
        2 Terence J. Toth           Split     Split            
        3 Robert L. Young           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 32,258   0 04-Dec-2020 14-Jan-2021  
  EATON VANCE INSD. MUN BD FD          
  Security 27827X101                 Meeting Type   Special  
  Ticker Symbol EIM                 Meeting Date   23-Feb-2021    
  ISIN US27827X1019                 Agenda   935312556 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1A. Approval of a new investment advisory agreement with Eaton Vance Management to continue to serve as the Fund's investment adviser. Management     Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 443,330   0 06-Jan-2021 06-Jan-2021  
  NUVEEN MARYLAND QUALITY MUNICIPAL INC FD          
  Security 67061Q107                 Meeting Type   Special  
  Ticker Symbol NMY                 Meeting Date   17-Mar-2021    
  ISIN US67061Q1076                 Agenda   935301274 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. Approve an Agreement & Plan of Reorganization pursuant to which Nuveen Maryland Quality Municipal Income Fund (Target Fund) (i) transfer substantially all assets to Nuveen Quality Municipal Income Fund (Acquiring Fund) in exchange solely for newly issued common & preferred shares of Acquiring Fund, & Acquiring Fund's assumption of substantially all liabilities of Target Fund, (ii) distribute such newly issued shares of Acquiring Fund to common and preferred shareholders of the Target Fund, (iii) liquidate, dissolve and terminate in accordance with applicable law. Management     Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 37,600   0 04-Dec-2020 16-Mar-2021  
  ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC          
  Security 01864U106                 Meeting Type   Annual  
  Ticker Symbol AFB                 Meeting Date   25-Mar-2021    
  ISIN US01864U1060                 Agenda   935340606 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1. DIRECTOR Management     Split     Split            
        1 Marshall C. Turner, Jr.           Split     Split            
        2 Garry L. Moody           Split     Split            
        3 Jeanette W. Loeb           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 217,535   0 24-Mar-2021 24-Mar-2021  
  EATON VANCE NY MUNICIPAL INCOME TRUST          
  Security 27826W104                 Meeting Type   Annual  
  Ticker Symbol EVY                 Meeting Date   16-Apr-2021    
  ISIN US27826W1045                 Agenda   935342648 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1a. DIRECTOR Management     Split     Split            
        1 Cynthia E. Frost           Split     Split            
        2 George J. Gorman           Split     Split            
        3 Valerie A. Mosley           Split     Split            
        4 Susan J. Sutherland           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 2,315   0 15-Apr-2021 15-Apr-2021    
  NUVEEN MARYLAND QUALITY MUNICIPAL INC FD          
  Security 67061Q107                 Meeting Type   Annual  
  Ticker Symbol NMY                 Meeting Date   25-May-2021    
  ISIN US67061Q1076                 Agenda   935346141 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1A. DIRECTOR Management     Split     Split            
        1 Jack B. Evans           Split     Split            
        2 Matthew Thornton III           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 64,792   0 05-Apr-2021 05-Apr-2021    
  NUVEEN GEORGIA QUALITY MUNICIPAL INC FD          
  Security 67072B107                 Meeting Type   Annual  
  Ticker Symbol NKG                 Meeting Date   25-May-2021    
  ISIN US67072B1070                 Agenda   935346141 - Management  
                                                           
  Item Proposal     Proposed by   Vote   For/Against Management            
  1A. DIRECTOR Management     Split     Split            
        1 Jack B. Evans           Split     Split            
        2 Matthew Thornton III           Split     Split            
                                                           
  Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed    
  997RV1H RIVERNORTH OPP MUNI INCOME FND 997RV1H STATE STREET BANK & TRUST CO 175,270   0 05-Apr-2021 05-Apr-2021    

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RiverNorth Opportunistic Municipal Income Fund, Inc.  
       
  /s/ Patrick W. Galley  
  By: Patrick W. Galley  
  Title: President and Chairman of the Board  
       
  Date: August 27, 2021