Chief Operating Officer

0001420506-23-000571.txt : 20230214 0001420506-23-000571.hdr.sgml : 20230214 20230214102348 ACCESSION NUMBER: 0001420506-23-000571 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altium Capital Management LP CENTRAL INDEX KEY: 0001746382 IRS NUMBER: 822066653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20820 FILM NUMBER: 23624036 BUSINESS ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124842711 MAIL ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001746382 XXXXXXXX 12-31-2022 12-31-2022 false Altium Capital Management LP

152 W 57 ST FL20 NEW YORK NY 10019

13F HOLDINGS REPORT 028-20820 N Mark Gottlieb Chief Operating Officer (212) 259-8400 Mark Gottlieb, Chief Operating Officer NEW YORK NY 02-14-2023 0 94 196777806 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ALTIUM CAPITAL MANAGEMENT LP (5833) ABEONA THERAPEUTICS INC COM NEW 00289Y206 334784 108696 SH SOLE 108696 0 0 ADMA BIOLOGICS INC COM 000899104 11135600 2870000 SH SOLE 2870000 0 0 AKERO THERAPEUTICS INC COM 00973Y108 6850000 125000 SH SOLE 125000 0 0 AKOYA BIOSCIENCES INC COM 00974H104 3158100 330000 SH SOLE 330000 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 5173000 140000 SH SOLE 140000 0 0 ARCELLX INC COMMON STOCK 03940C100 4647000 150000 SH SOLE 150000 0 0 ARYA SCIENCES ACQU CORP IV CL A G31659108 1010000 100000 SH SOLE 100000 0 0 ASTRIA THERAPEUTICS INC CALL 04635X902 114653 7700 SH Call SOLE 7700 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 20181489 1355372 SH SOLE 1355372 0 0 AULT DISRUPTIVE TECHS CORP COM 05150A104 1537500 150000 SH SOLE 150000 0 0 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