Chief Operating Officer

0001420506-22-001092.txt : 20220516 0001420506-22-001092.hdr.sgml : 20220516 20220516162032 ACCESSION NUMBER: 0001420506-22-001092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altium Capital Management LP CENTRAL INDEX KEY: 0001746382 IRS NUMBER: 822066653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20820 FILM NUMBER: 22929443 BUSINESS ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124842711 MAIL ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001746382 XXXXXXXX 03-31-2022 03-31-2022 false Altium Capital Management LP

152 W 57 ST FL20 NEW YORK NY 10019

13F HOLDINGS REPORT 028-20820 N Mark Gottlieb Chief Operating Officer (212) 259-8400 Mark Gottlieb, Chief Operating Officer NEW YORK NY 05-16-2022 0 118 298809 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ALTIUM CAPITAL MANAGEMENT LP 1847 GOEDEKER INC *W EXP 06/02/202 28252C117 3778 6103824 SH SOLE 6103824 0 0 2SEVENTY BIO INC COMMON STOCK 901384107 1962 115000 SH SOLE 115000 0 0 ACHIEVE LIFE SCIENCES INC COM 004468500 924 122000 SH SOLE 122000 0 0 ADICET BIO INC COM 007002108 3095 155000 SH SOLE 155000 0 0 ADMA BIOLOGICS INC COM 000899104 6039 3300000 SH SOLE 3300000 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 1927 66196 SH SOLE 66196 0 0 ALTIMMUNE INC COM NEW 02155H200 1961 322000 SH SOLE 322000 0 0 ARYA SCIENCES ACQU CORP IV CL A G31659108 980 100000 SH SOLE 100000 0 0 AULT DISRUPTIVE TECHS CORP *W EXP 99/99/999 05150A112 19 112500 SH SOLE 112500 0 0 AULT DISRUPTIVE TECHS CORP COM 05150A104 1496 150000 SH SOLE 150000 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 4488 243000 SH SOLE 243000 0 0 BCLS ACQUISITION CORP COM CL A G0904B105 987 100000 SH SOLE 100000 0 0 BELLUS HEALTH INC NEW COM NEW 07987C204 9976 1450006 SH SOLE 1450006 0 0 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 5266 120000 SH SOLE 120000 0 0 CALITHERA BIOSCIENCES INC COM 13089P101 82 202276 SH SOLE 202276 0 0 CARA THERAPEUTICS INC COM 140755109 2005 165000 SH SOLE 165000 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 171 250000 SH SOLE 250000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 2248 66000 SH SOLE 66000 0 0 CHAVANT CAPITAL ACQUISITN CO ORDINARY SHARES G2058L103 1982 200000 SH SOLE 200000 0 0 CHAVANT CAPITAL ACQUISITN CO *W EXP 99/99/999 G2058L111 30 150000 SH SOLE 150000 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 8916 545000 SH SOLE 545000 0 0 CINGULATE INC *W EXP 12/03/202 17248W113 108 270000 SH SOLE 270000 0 0 COLISEUM ACQUISITION CORP CLASS A ORD SHS G2263T123 825 85000 SH SOLE 85000 0 0 COLISEUM ACQUISITION CORP *W EXP 08/22/202 G2263T107 10 28333 SH 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THERAPEUTICS INC COM 492327101 6852 126000 SH SOLE 126000 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 53 150000 SH SOLE 150000 0 0 LAKESHORE ACQUISITION I CORP ORDINARY SHARES G53521103 1982 200000 SH SOLE 200000 0 0 LANTHEUS HLDGS INC COM 516544103 2212 40000 SH SOLE 40000 0 0 LIGHTNING EMOTORS INC *W EXP 05/18/202 53228T119 268 652173 SH SOLE 652173 0 0 LIVANOVA PLC SHS G5509L101 4092 50000 SH SOLE 50000 0 0 MORPHIC HLDG INC COM 61775R105 2409 60000 SH SOLE 60000 0 0 MURPHY CANYON ACQUISITION CO UNIT 01/25/2027 626642201 1010 100000 SH SOLE 100000 0 0 MUSCLE MAKER INC COM 627333107 948 1796961 SH SOLE 1796961 0 0 MYRIAD GENETICS INC COM 62855J104 2891 114710 SH SOLE 114710 0 0 NEVRO CORP COM 64157F103 5569 77000 SH SOLE 77000 0 0 NEXGEL INC *W EXP 12/01/202 65344E115 88 225000 SH SOLE 225000 0 0 NLS PHARMACEUTICS LTD *W EXP 09/25/202 H57830111 76 200000 SH SOLE 200000 0 0 NOCTURNE ACQUISITION CORP ORDINARY SHARES G6580S114 5040 500000 SH SOLE 500000 0 0 NOCTURNE ACQUISITION CORP RIGHT 12/26/2025 G6580S106 105 500000 SH SOLE 500000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3440 695000 SH SOLE 695000 0 0 OMEGA ALPHA SPAC CL A G6749V107 982 100000 SH SOLE 100000 0 0 OPY ACQUISITION CORP I COM CL A 671005106 980 100000 SH SOLE 100000 0 0 OPY ACQUISITION CORP I *W EXP 09/22/202 671005114 20 50000 SH SOLE 50000 0 0 OUTSET MED INC COM 690145107 2361 52007 SH SOLE 52007 0 0 PARDES BIOSCIENCES INC COM 69945Q105 1827 253000 SH SOLE 253000 0 0 PEPPERLIME HEALTH ACQUSTN CO UNIT 99/99/9999 G70021129 7232 735000 SH SOLE 735000 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 152 367500 SH SOLE 367500 0 0 PROCEPT BIOROBOTICS CORP COM 74276L105 1647 47077 SH SOLE 47077 0 0 PROFOUND MED CORP COM NEW 74319B502 1125 124945 SH SOLE 124945 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 11840 5000 SH Call SOLE 5000 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 9140 386000 SH SOLE 386000 0 0 QIAGEN NV SHS NEW N72482123 4557 93000 SH SOLE 93000 0 0 QUIDEL 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875372203 5815 50000 SH SOLE 50000 0 0 TC BIOPHARM HOLDINGS PLC *W EXP 02/08/202 87807D111 461 941176 SH SOLE 941176 0 0 TG VENTURE ACQUISITION CORP UNIT 08/15/2028 87251T208 2004 200000 SH SOLE 200000 0 0 TURMERIC ACQUISITION CORP *W EXP 10/08/202 G9127T124 24 84666 SH SOLE 84666 0 0 TURMERIC ACQUISITION CORP CL A G9127T108 2502 254000 SH SOLE 254000 0 0 VERASTEM INC COM 92337C104 4161 2951000 SH SOLE 2951000 0 0 VERRICA PHARMACEUTICALS INC COM 92511W108 794 97887 SH SOLE 97887 0 0 VIQ SOLUTIONS INC COM NEW 91825V400 798 489417 SH SOLE 489417 0 0 WESTERN ACQSTN VENTURES CORP UNIT 09/01/2026 95758L206 1000 100000 SH SOLE 100000 0 0 XTANT MED HLDGS INC COM NEW 98420P308 4247 6246291 SH SOLE 6246291 0 0