0001654954-23-005743.txt : 20230503
0001654954-23-005743.hdr.sgml : 20230503
20230503161623
ACCESSION NUMBER: 0001654954-23-005743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Michael
CENTRAL INDEX KEY: 0001746080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56348
FILM NUMBER: 23884197
MAIL ADDRESS:
STREET 1: 158 HESTER STREET
STREET 2: APT 7F
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPCO Holding Corp.
CENTRAL INDEX KEY: 0001876945
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 981566338
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
BUSINESS PHONE: 647-823-9692
MAIL ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
4
1
section16.xml
PRIMARY DOCUMENT
X0407
4
2023-05-01
0001876945
TPCO Holding Corp.
GRAMF
0001746080
Auerbach Michael
1550 LEIGH AVENUE
SAN JOSE
CA
95125
true
false
false
false
false
Common Shares
2023-05-01
4
M
false
607
A
25542
D
Common Shares
6654334
I
See Footnote
Restricted Stock Units
2023-05-01
4
M
false
607
0
D
Common Shares
607
107888
D
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by Murphy Ofutt LCV LLC, 905 Common Shares held by Murphy Ofutt LLC and 308 Common Shares held by Murphy Ofutt Common LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
/s/ Michael Auerbach
2023-05-03