0000899243-22-021013.txt : 20220603
0000899243-22-021013.hdr.sgml : 20220603
20220603171043
ACCESSION NUMBER: 0000899243-22-021013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Michael
CENTRAL INDEX KEY: 0001746080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56348
FILM NUMBER: 22995658
MAIL ADDRESS:
STREET 1: 158 HESTER STREET
STREET 2: APT 7F
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPCO Holding Corp.
CENTRAL INDEX KEY: 0001876945
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 981566338
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
BUSINESS PHONE: 647-823-9692
MAIL ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-01
0
0001876945
TPCO Holding Corp.
GRAMF
0001746080
Auerbach Michael
1550 LEIGH AVENUE
SAN JOSE
CA
95125
1
0
0
0
Common Shares
2022-06-01
4
M
0
606
A
18867
D
Common Shares
6654026
I
See Footnote
Restricted Stock Units
2022-06-01
4
M
0
606
0.00
D
Common Shares
606
14563
D
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 3,952 Common Shares held by Murphy Ofutt LCV LLC, and 100 Common Shares held by Murphy Ofutt LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
By: /s/ Michael Auerbach
2022-06-03