0000899243-22-013446.txt : 20220404 0000899243-22-013446.hdr.sgml : 20220404 20220404182108 ACCESSION NUMBER: 0000899243-22-013446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Michael CENTRAL INDEX KEY: 0001746080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 22804386 MAIL ADDRESS: STREET 1: 158 HESTER STREET STREET 2: APT 7F CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-01 0 0001876945 TPCO Holding Corp. GRAMF 0001746080 Auerbach Michael 1550 LEIGH AVENUE SAN JOSE CA 95125 1 0 0 0 Common Shares 2022-04-01 4 M 0 607 A 17654 D Common Shares 6654026 I See Footnote Restricted Stock Units 2022-04-01 4 M 0 607 0.00 D Common Shares 607 15776 D Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 3,952 Common Shares held by Murphy Ofutt LCV LLC, and 100 Common Shares held by Murphy Ofutt LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. By: /s/ Michael Auerbach 2022-04-04