0000899243-22-011522.txt : 20220317 0000899243-22-011522.hdr.sgml : 20220317 20220317213156 ACCESSION NUMBER: 0000899243-22-011522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Michael CENTRAL INDEX KEY: 0001746080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 22750888 MAIL ADDRESS: STREET 1: 158 HESTER STREET STREET 2: APT 7F CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-15 0 0001876945 TPCO Holding Corp. GRAMF 0001746080 Auerbach Michael 1550 LEIGH AVENUE SAN JOSE CA 95125 1 0 0 0 Common Shares 2022-03-15 4 A 0 448 10.00 A 17047 D Common Shares 2022-03-15 4 A 0 43129 10.00 A 6654026 I See Footnote These shares were issued pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. ("LCV") in connection with a tax deficiency holdback. Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share. These shares were issued pursuant to the terms of the LCV Acquisition Agreement in connection with a tax deficiency holdback. Consists of 805 shares issued to Murphy Ofutt LLC ("MO LLC") and 42,234 shares issued Murphy Ofutt LCV LLC ("MO LCV LLC"). Consist of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by MO LCV LLC and 905 Common Shares held by MO LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. By: /s/ Michael Auerbach 2022-03-17